0001140361-12-044155.txt : 20121018 0001140361-12-044155.hdr.sgml : 20121018 20121018192040 ACCESSION NUMBER: 0001140361-12-044155 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121016 FILED AS OF DATE: 20121018 DATE AS OF CHANGE: 20121018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ho David H Y CENTRAL INDEX KEY: 0001398493 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11625 FILM NUMBER: 121151273 MAIL ADDRESS: STREET 1: 5500 WAYZATA BOULEVARD STREET 2: SUITE 800 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENTAIR LTD CENTRAL INDEX KEY: 0000077360 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] IRS NUMBER: 981050812 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: FREIER PLATZ 10 CITY: SCHAFFHAUSEN STATE: V8 ZIP: CH-8200 BUSINESS PHONE: 763-545-1730 MAIL ADDRESS: STREET 1: C/O PENTAIR MANAGEMENT COMPANY STREET 2: 5500 WAYZATA BLVD CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC DATE OF NAME CHANGE: 19790327 4 1 doc1.xml FORM 4 X0306 4 2012-10-16 0 0000077360 PENTAIR LTD PNR 0001398493 Ho David H Y 5500 WAYZATA BLVD., SUITE 800 GOLDEN VALLEY MN 55416 1 0 0 0 Common Shares 2012-10-16 4 M 0 14489 A 17882 D Common Shares 2012-10-16 4 F 0 4749 43.84 D 13133 D Phantom Stock Units (Deferred Compensation) 2012-10-16 4 M 0 14489.063 D Common Shares 14489.063 0 I Plan Agent Fractional shares were sold upon the settlement of units. Phantom stock units convert into common shares on a one-for-one basis. Includes 1,338 shares that were distributed in settlement of deferred share units. Shares surrendered to pay taxes applicable to the settlement of units. Represents phantom stock units credited under a deferred compensation plan for non-employee directors over which the reporting person has no current dispositive or voting power. The phantom stock units were settled in Pentair common shares on October 16, 2012. /s/ John K. Wilson, Attorney-in-Fact for David H. Y. Ho 2012-10-18