0001140361-12-042440.txt : 20121002
0001140361-12-042440.hdr.sgml : 20121002
20121002163140
ACCESSION NUMBER: 0001140361-12-042440
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120928
FILED AS OF DATE: 20121002
DATE AS OF CHANGE: 20121002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stauch John L
CENTRAL INDEX KEY: 0001390036
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11625
FILM NUMBER: 121123926
MAIL ADDRESS:
STREET 1: 5500 WAYZATA BOULEVARD
STREET 2: SUITE 800
CITY: GOLDEN VALLEY
STATE: MN
ZIP: 55416
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PENTAIR INC
CENTRAL INDEX KEY: 0000077360
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550]
IRS NUMBER: 410907434
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5500 WAYZATA BLVD.
STREET 2: SUITE 800
CITY: GOLDEN VALLEY
STATE: MN
ZIP: 55416
BUSINESS PHONE: 763-545-1730
MAIL ADDRESS:
STREET 1: 5500 WAYZATA BLVD.
STREET 2: SUITE 800
CITY: GOLDEN VALLEY
STATE: MN
ZIP: 55416
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC
DATE OF NAME CHANGE: 19790327
4
1
doc1.xml
FORM 4
X0306
4
2012-09-28
0
0000077360
PENTAIR INC
PNR
0001390036
Stauch John L
5500 WAYZATA BLVD., SUITE 800
GOLDEN VALLEY
MN
55416
0
1
0
0
Exec. VP & Chief Fin. Officer
Common Shares
2012-09-28
4
A
0
26774
A
26774
I
By Spouse Trust
Common Shares- ESPP
2012-09-28
4
A
0
1201.56
A
1201.56
D
Common Shares - Restricted Stock Units
2012-09-28
4
A
0
109863
A
109863
D
Common Shares - Deferral Plan
2012-09-28
4
A
0
9144.718
A
9144.718
I
Plan Agent
Common Shares - ESOP
2012-09-28
4
A
0
403.1483
A
403.1483
I
By ESOP
Employee Stock Option (right to buy)
33.01
2012-09-28
4
A
0
121000
A
2008-02-15
2017-02-15
Common Shares
121000
121000
D
Employee Stock Option (right to buy)
31.56
2012-09-28
4
A
0
12500
A
2008-03-01
2017-03-01
Common Shares
12500
12500
D
Employee Stock Option (right to buy)
34.18
2012-09-28
4
A
0
112500
A
2009-01-02
2018-01-02
Common Shares
112500
112500
D
Employee Stock Option (right to buy)
24.78
2012-09-28
4
A
0
95000
A
2010-01-02
2019-01-02
Common Shares
95000
95000
D
Employee Stock Option (right to buy)
33.38
2012-09-28
4
A
0
119220
A
2011-01-04
2020-01-04
Common Shares
119220
119220
D
Employee Stock Option (right to buy)
36.98
2012-09-28
4
A
0
54890
A
2012-01-03
2021-01-03
Common Shares
54890
54890
D
Employee Stock Option (right to buy)
34.12
2012-09-28
4
A
0
60953
A
2013-01-03
2022-01-03
Common Shares
60953
60953
D
Common stock and derivative securities of Pentair Ltd. ("the Issuer") were acquired pursuant to the Merger Agreement, dated as of March 27, 2012, as amended, among Pentair, Inc., Tyco International Ltd., the Issuer, Panthro Acquisition Co. and Panthro Merger Sub, Inc. Upon closing of the merger, Pentair, Inc. became a wholly owned subsidiary of the Issuer, and each share of Pentair, Inc. common stock was converted into one Issuer common share. Derivative securities relating to Pentair, Inc. common stock were converted into derivative securities relating to an equal number of Issuer common shares with the same terms and conditions (including vesting schedule and exercise price, if applicable).
Pentair common shares will be delivered to the reporting person in accordance with their irrevocable deferral election.
One-third of the stock options become exercisable on the first, second, and third anniversary of the grant.
Issuer Name and Ticker Symbol:
Pentair Ltd. [PNR]
/s/ John K. Wilson, Attorney-in-Fact for John L. Stauch
2012-10-02