0001140361-12-042413.txt : 20121002 0001140361-12-042413.hdr.sgml : 20121002 20121002162055 ACCESSION NUMBER: 0001140361-12-042413 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120928 FILED AS OF DATE: 20121002 DATE AS OF CHANGE: 20121002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAGGERTY CHARLES A CENTRAL INDEX KEY: 0001189026 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11625 FILM NUMBER: 121123749 MAIL ADDRESS: STREET 1: 5500 WAYZATA BLVD. STREET 2: SUITE 800 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENTAIR INC CENTRAL INDEX KEY: 0000077360 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] IRS NUMBER: 410907434 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5500 WAYZATA BLVD. STREET 2: SUITE 800 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 BUSINESS PHONE: 763-545-1730 MAIL ADDRESS: STREET 1: 5500 WAYZATA BLVD. STREET 2: SUITE 800 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC DATE OF NAME CHANGE: 19790327 4 1 doc1.xml FORM 4 X0306 4 2012-09-28 0 0000077360 PENTAIR INC PNR 0001189026 HAGGERTY CHARLES A 5500 WAYZATA BLVD., SUITE 800 GOLDEN VALLEY MN 55416 1 0 0 0 Common Shares 2012-09-28 4 A 0 20936 A 20936 D Common Shares 2012-09-28 4 A 0 73743 A 73743 I By Trust Common Shares - Deferral Plan 2012-09-28 4 A 0 1338.284 A 1338.284 I Plan Agent Phantom Stock Units (Deferred Compensation) 2012-09-28 4 A 0 59016.083 A Common Shares 59016.083 59016.083 I Plan Agent Phantom Stock Units (Equity Compensation) 2012-09-28 4 A 0 20750.749 A Common Shares 20750.749 20750.749 I Plan Agent Nonqualified Stock Option (right to buy) 40.42 2012-09-28 4 A 0 10000 A 2015-02-23 Common Shares 10000 10000 D Nonqualified Stock Option (right to buy) 39.01 2012-09-28 4 A 0 1514 A 2013-02-25 Common Shares 1514 1514 D Nonqualified Stock Option (right to buy) 39.01 2012-09-28 4 A 0 2259 A 2014-02-25 Common Shares 2259 2259 D Nonqualified Stock Option (right to buy) 38.88 2012-09-28 4 A 0 10000 A 2016-02-21 Common Shares 10000 10000 D Nonqualified Stock Option (right to buy) 32.73 2012-09-28 4 A 0 10000 A 2017-02-26 Common Shares 10000 10000 D Nonqualified Stock Option (right to buy) 34.18 2012-09-28 4 A 0 10000 A 2018-01-02 Common Shares 10000 10000 D Nonqualified Stock Option (right to buy) 24.78 2012-09-28 4 A 0 11467 A 2019-01-02 Common Shares 11467 11467 D Nonqualified Stock Option (right to buy) 33.38 2012-09-28 4 A 0 6140 A 2020-01-04 Common Shares 6140 6140 D Nonqualified Stock Option (right to buy) 36.98 2012-09-28 4 A 0 4242 A 2021-01-03 Common Shares 4242 4242 D Nonqualified Stock Option (right to buy) 34.12 2012-09-28 4 A 0 6332 A 2012-09-28 2022-01-03 Common Shares 6332 6332 D Common stock and derivative securities of Pentair Ltd. ("the Issuer") were acquired pursuant to the Merger Agreement, dated as of March 27, 2012, as amended, among Pentair, Inc., Tyco International Ltd., the Issuer, Panthro Acquisition Co. and Panthro Merger Sub, Inc. Upon closing of the merger, Pentair, Inc. became a wholly owned subsidiary of the Issuer, and each share of Pentair, Inc. common stock was converted into one Issuer common share. Derivative securities relating to Pentair, Inc. common stock were converted into derivative securities relating to an equal number of Issuer common shares with the same terms and conditions (including vesting schedule and exercise price, if applicable). Includes 2,936 shares issued in settlement of restricted stock units that vested in connection with the closing of the merger. Pentair common shares will be delivered to the reporting person in accordance with their irrevocable deferral election. Phantom stock units convert into common shares on a one-for-one basis. Settlement of phantom stock units will be in Pentair common shares in accordance with reporting person's irrevocable election. All options are vested and exercisable. Issuer Name and Ticker Symbol: Pentair Ltd. [PNR] /s/ John K. Wilson, Attorney-in-Fact for Charles A. Haggerty 2012-10-02