0001140361-12-042406.txt : 20121002 0001140361-12-042406.hdr.sgml : 20121002 20121002161706 ACCESSION NUMBER: 0001140361-12-042406 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120928 FILED AS OF DATE: 20121002 DATE AS OF CHANGE: 20121002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BORIN MARK C CENTRAL INDEX KEY: 0001430408 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11625 FILM NUMBER: 121123652 MAIL ADDRESS: STREET 1: 5500 WAYZATA BOULEVARD STREET 2: SUITE 800 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENTAIR INC CENTRAL INDEX KEY: 0000077360 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] IRS NUMBER: 410907434 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5500 WAYZATA BLVD. STREET 2: SUITE 800 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 BUSINESS PHONE: 763-545-1730 MAIL ADDRESS: STREET 1: 5500 WAYZATA BLVD. STREET 2: SUITE 800 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC DATE OF NAME CHANGE: 19790327 4 1 doc1.xml FORM 4 X0306 4 2012-09-28 0 0000077360 PENTAIR INC PNR 0001430408 BORIN MARK C 5500 WAYZATA BLVD., SUITE 800 GOLDEN VALLEY MN 55416 0 1 0 0 Chief Acctg Officer-Controller Common Shares 2012-09-28 4 A 0 5904 A 5904 D Common Shares - Restricted Stock Units 2012-09-28 4 A 0 19580 A 19580 D Common Shares - ESOP 2012-09-28 4 A 0 233.05 A 233.05 I By ESOP Employee Stock Option (right to buy) 33.77 2012-09-28 4 A 0 31600 A 2009-04-15 2018-04-15 Common Shares 31600 31600 D Employee Stock Option (right to buy) 24.78 2012-09-28 4 A 0 9000 A 2010-01-02 2019-01-02 Common Shares 9000 27000 D Employee Stock Option (right to buy) 33.38 2012-09-28 4 A 0 34321 A 2011-01-04 2020-01-04 Common Shares 34321 34321 D Employee Stock Option (right to buy) 36.98 2012-09-28 4 A 0 15802 A 2012-01-03 2021-01-03 Common Shares 15802 15802 D Employee Stock Option (right to buy) 34.12 2012-09-28 4 A 0 17831 A 2013-01-03 2022-01-03 Common Shares 17831 17831 D Common stock and derivative securities of Pentair Ltd. ("the Issuer") were acquired pursuant to the Merger Agreement, dated as of March 27, 2012, as amended, among Pentair, Inc., Tyco International Ltd., the Issuer, Panthro Acquisition Co. and Panthro Merger Sub, Inc. Upon closing of the merger, Pentair, Inc. became a wholly owned subsidiary of the Issuer, and each share of Pentair, Inc. common stock was converted into one Issuer common share. Derivative securities relating to Pentair, Inc. common stock were converted into derivative securities relating to an equal number of Issuer common shares with the same terms and conditions (including vesting schedule and exercise price, if applicable). One-third of the stock options become exercisable on the first, second, and third anniversary of the grant. Issuer Name and Ticker Symbol: Pentair Ltd. [PNR] /s/ John K. Wilson, Attorney-in-Fact for Mark C. Borin 2012-10-02