0001140361-12-042371.txt : 20121002 0001140361-12-042371.hdr.sgml : 20121002 20121002155007 ACCESSION NUMBER: 0001140361-12-042371 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120928 FILED AS OF DATE: 20121002 DATE AS OF CHANGE: 20121002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stauch John L CENTRAL INDEX KEY: 0001390036 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11625 FILM NUMBER: 121123328 MAIL ADDRESS: STREET 1: 5500 WAYZATA BOULEVARD STREET 2: SUITE 800 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENTAIR INC CENTRAL INDEX KEY: 0000077360 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] IRS NUMBER: 410907434 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5500 WAYZATA BLVD. STREET 2: SUITE 800 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 BUSINESS PHONE: 763-545-1730 MAIL ADDRESS: STREET 1: 5500 WAYZATA BLVD. STREET 2: SUITE 800 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC DATE OF NAME CHANGE: 19790327 4 1 doc1.xml FORM 4 X0306 4 2012-09-28 0 0000077360 PENTAIR INC PNR 0001390036 Stauch John L 5500 WAYZATA BLVD., SUITE 800 GOLDEN VALLEY MN 55416 0 1 0 0 Executive Vice President, CFO Common Stock 2012-09-28 4 D 0 26774 D 0 I By Spouse Trust Common Stock - ESPP 2012-09-28 4 D 0 1201.56 D 0 D Common Stock - Restricted Stock Units 2012-09-28 4 D 0 109863 D 0 D Common Stock - Deferral Plan 2012-09-28 4 D 0 9144.718 D 0 I Plan Agent Common Stock - ESOP 2012-09-28 4 D 0 403.1483 D 0 I By ESOP Employee Stock Option (right to buy) 33.01 2012-09-28 4 D 0 121000 D 2008-02-15 2017-02-15 Common Stock 121000 0 D Employee Stock Option (right to buy) 31.56 2012-09-28 4 D 0 12500 D 2008-03-01 2017-03-01 Common Stock 12500 0 D Employee Stock Option (right to buy) 34.18 2012-09-28 4 D 0 112500 D 2009-01-02 2018-01-02 Common Stock 112500 0 D Employee Stock Option (right to buy) 24.78 2012-09-28 4 D 0 95000 D 2010-01-02 2019-01-02 Common Stock 95000 0 D Employee Stock Option (right to buy) 33.38 2012-09-28 4 D 0 119220 D 2011-01-04 2020-01-04 Common Stock 119220 0 D Employee Stock Option (right to buy) 36.98 2012-09-28 4 D 0 54890 D 2012-01-03 2021-01-03 Common Stock 54890 0 D Employee Stock Option (right to buy) 34.12 2012-09-28 4 D 0 60953 D 2013-01-03 2022-01-03 Common Stock 60953 0 D Common stock and derivative securities of Pentair, Inc. (the "Issuer") were disposed pursuant to the Merger Agreement, dated as of March 27, 2012, as amended, among the Issuer, Tyco International Ltd., Pentair Ltd. (formerly known as Tyco Flow Control International Ltd.), Panthro Acquisition Co. and Panthro Merger Sub, Inc. Upon closing of the merger, the Issuer became a wholly owned subsidiary of Pentair Ltd., and each share of Issuer common stock was converted into one Pentair Ltd. common share. Derivative securities relating to Issuer common stock were converted into derivative securities relating to an equal number of Pentair Ltd. common shares with the same terms and conditions (including vesting schedule and exercise price, if applicable). End-of-period holdings include monthly purchase(s) under the Pentair, Inc. Employee Stock Purchase and Bonus Plan (ESPP) in exempt transaction(s) pursuant to Rule 16b-3(c); and shares acquired pursuant to a dividend reinvestment feature of the ESPP. End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a). Shares of Pentair, Inc. common stock will be delivered to the reporting person in accordance with their irrevocable deferral election. End-of-period holdings include ESOP allocation and shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a). One-third of the stock options become exercisable on the first, second, and third anniversary of the grant. /s/ John K. Wilson, Attorney-in-Fact for John L. Stauch 2012-10-02