0001140361-12-042365.txt : 20121002
0001140361-12-042365.hdr.sgml : 20121002
20121002154647
ACCESSION NUMBER: 0001140361-12-042365
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120928
FILED AS OF DATE: 20121002
DATE AS OF CHANGE: 20121002
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PENTAIR INC
CENTRAL INDEX KEY: 0000077360
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550]
IRS NUMBER: 410907434
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5500 WAYZATA BLVD.
STREET 2: SUITE 800
CITY: GOLDEN VALLEY
STATE: MN
ZIP: 55416
BUSINESS PHONE: 763-545-1730
MAIL ADDRESS:
STREET 1: 5500 WAYZATA BLVD.
STREET 2: SUITE 800
CITY: GOLDEN VALLEY
STATE: MN
ZIP: 55416
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC
DATE OF NAME CHANGE: 19790327
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MONAHAN WILLIAM T
CENTRAL INDEX KEY: 0001105475
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11625
FILM NUMBER: 121123303
MAIL ADDRESS:
STREET 1: IMATION
STREET 2: 1 IMATION PL
CITY: OAKDALE
STATE: MN
ZIP: 55128
4
1
doc1.xml
FORM 4
X0306
4
2012-09-28
0
0000077360
PENTAIR INC
PNR
0001105475
MONAHAN WILLIAM T
5500 WAYZATA BLVD., SUITE 800
GOLDEN VALLEY
MN
55416
1
0
0
0
Common Stock
2012-09-28
4
D
0
24972
D
0
D
Common Stock - Restricted Stock Units
2012-09-28
4
D
0
2936
D
0
D
Common Stock - Deferral Plan
2012-09-28
4
D
0
1338.284
D
0
I
Plan Agent
Phantom Stock Units (Deferred Compensation)
2012-09-28
4
D
0
10107.58
D
Common Stock
10107.58
0
I
Plan Agent
Phantom Stock Units (Equity Compensation)
2012-09-28
4
D
0
7274.871
D
Common Stock
7274.871
0
I
Plan Agent
Nonqualified Stock Option (right to buy)
26.45
2012-09-28
4
D
0
10000
D
2005-02-25
2014-02-25
Common Stock
10000
0
D
Nonqualified Stock Option (right to buy)
40.42
2012-09-28
4
D
0
10000
D
2006-02-23
2015-02-23
Common Stock
10000
0
D
Nonqualified Stock Option (right to buy)
38.88
2012-09-28
4
D
0
10000
D
2007-02-21
2016-02-21
Common Stock
10000
0
D
Nonqualified Stock Option (right to buy)
32.73
2012-09-28
4
D
0
10000
D
2008-02-26
2017-02-26
Common Stock
10000
0
D
Nonqualified Stock Option (right to buy)
34.18
2012-09-28
4
D
0
10000
D
2009-01-02
2018-01-02
Common Stock
10000
0
D
Nonqualified Stock Option (right to buy)
24.78
2012-09-28
4
D
0
17200
D
2010-01-02
2019-01-02
Common Stock
17200
0
D
Nonqualified Stock Option (right to buy)
33.38
2012-09-28
4
D
0
6140
D
2011-01-04
2020-01-04
Common Stock
6140
0
D
Nonqualified Stock Option (right to buy)
36.98
2012-09-28
4
D
0
4242
D
2012-01-03
2021-01-03
Common Stock
4242
0
D
Nonqualified Stock Option (right to buy)
34.12
2012-09-28
4
D
0
6332
D
2013-01-03
2022-01-03
Common Stock
6332
0
D
Common stock and derivative securities of Pentair, Inc. ("the Issuer") were disposed pursuant to the Merger Agreement, dated as of March 27, 2012, as amended, among the Issuer, Tyco International Ltd., Pentair Ltd. (formerly known as Tyco Flow Control International Ltd.), Panthro Acquisition Co. and Panthro Merger Sub, Inc. Upon closing of the merger, the Issuer became a wholly owned subsidiary of Pentair Ltd., and each share of Issuer common stock was converted into one Pentair Ltd. common share. Derivative securities relating to Issuer common stock were converted into derivative securities relating to an equal number of Pentair Ltd. common shares with the same terms and conditions (including vesting schedule and exercise price, if applicable).
End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
Fractional shares were sold upon termination of the dividend reinvestment plan.
Shares of Pentair, Inc. common stock will be delivered to the reporting person in accordance with their irrevocable deferral election.
Phantom stock units convert into common stock on a one-for-one basis.
Settlement of phantom stock units will be in Pentair common stock in accordance with reporting person's irrevocable election.
One-third of the stock options become exercisable on the first, second, and third anniversary of the grant.
/s/ John K. Wilson, Attorney-in-Fact for William T. Monahan
2012-10-02