0001140361-12-042361.txt : 20121002
0001140361-12-042361.hdr.sgml : 20121002
20121002154509
ACCESSION NUMBER: 0001140361-12-042361
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120928
FILED AS OF DATE: 20121002
DATE AS OF CHANGE: 20121002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Meyer Michael G
CENTRAL INDEX KEY: 0001289605
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11625
FILM NUMBER: 121123290
MAIL ADDRESS:
STREET 1: 5500 WAYZATA BOULEVARD, SUITE 800
CITY: GOLDEN VALLEY
STATE: MN
ZIP: 55416
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PENTAIR INC
CENTRAL INDEX KEY: 0000077360
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550]
IRS NUMBER: 410907434
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5500 WAYZATA BLVD.
STREET 2: SUITE 800
CITY: GOLDEN VALLEY
STATE: MN
ZIP: 55416
BUSINESS PHONE: 763-545-1730
MAIL ADDRESS:
STREET 1: 5500 WAYZATA BLVD.
STREET 2: SUITE 800
CITY: GOLDEN VALLEY
STATE: MN
ZIP: 55416
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC
DATE OF NAME CHANGE: 19790327
4
1
doc1.xml
FORM 4
X0306
4
2012-09-28
0
0000077360
PENTAIR INC
PNR
0001289605
Meyer Michael G
5500 WAYZATA BLVD., SUITE 800
GOLDEN VALLEY
MN
55416
0
1
0
0
Vice President, Treasury/Tax
Common Stock
2012-09-28
4
D
0
28899
D
0
D
Common Stock
2012-09-28
4
D
0
2103
D
0
I
As Custodian under UTMA
Common Stock - ESPP
2012-09-28
4
D
0
1670.953
D
0
D
Common Stock - Restricted Stock Units
2012-09-28
4
D
0
10380
D
0
D
Common Stock - ESOP
2012-09-28
4
D
0
10841.5196
D
0
I
By ESOP
Employee Stock Option (right to buy)
42.85
2012-09-28
4
D
0
1565
D
2004-12-17
2013-01-02
Common Stock
1565
0
D
Employee Stock Option (right to buy)
40.95
2012-09-28
4
D
0
12000
D
2006-01-06
2015-01-06
Common Stock
12000
0
D
Employee Stock Option (right to buy)
34.28
2012-09-28
4
D
0
10000
D
2007-01-03
2016-01-03
Common Stock
10000
0
D
Employee Stock Option (right to buy)
30.05
2012-09-28
4
D
0
15000
D
2008-01-03
2017-01-03
Common Stock
15000
0
D
Employee Stock Option (right to buy)
31.56
2012-09-28
4
D
0
13530
D
2008-03-01
2017-03-01
Common Stock
13530
0
D
Employee Stock Option (right to buy)
34.18
2012-09-28
4
D
0
18000
D
2009-01-02
2018-01-02
Common Stock
18000
0
D
Employee Stock Option (right to buy)
24.78
2012-09-28
4
D
0
15000
D
2010-01-02
2019-01-02
Common Stock
15000
0
D
Employee Stock Option (right to buy)
33.38
2012-09-28
4
D
0
18064
D
2011-01-04
2020-01-04
Common Stock
18064
0
D
Employee Stock Option (right to buy)
36.98
2012-09-28
4
D
0
8317
D
2012-01-03
2021-01-03
Common Stock
8317
0
D
Employee Stock Option (right to buy)
34.12
2012-09-28
4
D
0
9097
D
2013-01-03
2022-01-03
Common Stock
9097
0
D
Common stock and derivative securities of Pentair, Inc. ("the Issuer") were disposed pursuant to the Merger Agreement, dated as of March 27, 2012, as amended, among the Issuer, Tyco International Ltd., Pentair Ltd. (formerly known as Tyco Flow Control International Ltd.), Panthro Acquisition Co. and Panthro Merger Sub, Inc. Upon closing of the merger, the Issuer became a wholly owned subsidiary of Pentair Ltd., and each share of Issuer common stock was converted into one Pentair Ltd. common share. Derivative securities relating to Issuer common stock were converted into derivative securities relating to an equal number of Pentair Ltd. common shares with the same terms and conditions (including vesting schedule and exercise price, if applicable).
End-of-period holdings reflect the vesting of restricted stock units that were previously reported.
End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
Fractional shares were sold upon termination of the dividend reinvestment plan.
End-of-period holdings include monthly purchase(s) under the Pentair, Inc. Employee Stock Purchase and Bonus Plan (ESPP) in exempt transaction(s) pursuant to Rule 16b-3(c); and shares acquired pursuant to a dividend reinvestment feature of the ESPP.
Reload stock option becomes exercisable upon grant and expires on the same date as the original option grant.
One-third of the stock options become exercisable on the first, second, and third anniversary of the grant.
/s/ John K. Wilson, Attorney-in-Fact for Michael G. Meyer
2012-10-02