0001140361-12-013621.txt : 20120306 0001140361-12-013621.hdr.sgml : 20120306 20120306214719 ACCESSION NUMBER: 0001140361-12-013621 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120303 FILED AS OF DATE: 20120306 DATE AS OF CHANGE: 20120306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHROCK MICHAEL V CENTRAL INDEX KEY: 0001189053 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-04689 FILM NUMBER: 12672362 MAIL ADDRESS: STREET 1: 5500 WAYZATA BLVD. STREET 2: SUITE 800 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENTAIR INC CENTRAL INDEX KEY: 0000077360 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] IRS NUMBER: 410907434 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5500 WAYZATA BLVD. STREET 2: SUITE 800 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 BUSINESS PHONE: 763-545-1730 MAIL ADDRESS: STREET 1: 5500 WAYZATA BLVD. STREET 2: SUITE 800 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC DATE OF NAME CHANGE: 19790327 4 1 doc1.xml FORM 4 X0304 4 2012-03-03 0 0000077360 PENTAIR INC PNR 0001189053 SCHROCK MICHAEL V 5500 WAYZATA BLVD., SUITE 800 GOLDEN VALLEY MN 55416 0 1 0 0 President, COO Common Stock 2012-03-03 4 F 0 743 38.18 D 131841.927 D Common Stock - Deferral Plan 11632.01 I Plan Agent Common Stock - Restricted Stock Units 91308 D Common Stock - ESOP 1601.6131 I By ESOP Common Stock - ESPP 6573.94 D Shares surrendered to pay taxes applicable to vesting of restricted stock. End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transaction not required to be reported pursuant to Section 16(a). End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Shares of Pentair, Inc. common stock will be delivered to the reporting person in accordance with their irrevocable deferral election. End-of-period holdings include monthly purchase(s) under the Pentair, Inc. Employee Stock Purchase and Bonus Plan (ESPP) in exempt transaction(s) pursuant to Rule 16b-3(c); and shares acquired pursuant to a dividend reinvestment feature of the ESPP. /s/ John K. Wilson, Attorney-in-Fact for Michael V. Schrock 2012-03-06