0000897069-24-000084.txt : 20240104 0000897069-24-000084.hdr.sgml : 20240104 20240104200053 ACCESSION NUMBER: 0000897069-24-000084 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240102 FILED AS OF DATE: 20240104 DATE AS OF CHANGE: 20240104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chiu Adrian C CENTRAL INDEX KEY: 0001847585 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11625 FILM NUMBER: 24514122 MAIL ADDRESS: STREET 1: 5500 WAYZATA BLVD., SUITE 900 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENTAIR plc CENTRAL INDEX KEY: 0000077360 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] ORGANIZATION NAME: 06 Technology IRS NUMBER: 981050812 STATE OF INCORPORATION: L2 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: REGAL HOUSE, 70 LONDON ROAD STREET 2: TWICKENHAM CITY: LONDON STATE: X0 ZIP: TW13QS BUSINESS PHONE: 763-545-1730 MAIL ADDRESS: STREET 1: C/O PENTAIR MANAGEMENT COMPANY STREET 2: 5500 WAYZATA BLVD, SUITE 900 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR LTD DATE OF NAME CHANGE: 20121003 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC DATE OF NAME CHANGE: 19790327 4 1 form4.xml X0508 4 2024-01-02 0000077360 PENTAIR plc PNR 0001847585 Chiu Adrian C 5500 WAYZATA BLVD., SUITE 900 GOLDEN VALLEY MN 55416 true EVP & Pres., Water Solutions false Common Shares - Restricted Stock Units 2024-01-02 4 A 0 4230 0 A 15518.764 D Common Shares 2024-01-03 4 F 0 410 68.28 D 7175.0626 D Common Shares - Deferral Plan 2334.32 I Plan Agent Common Shares - ESOP 417.489 I Plan Agent Employee Stock Option (right to buy) 70.92 2024-01-02 4 A 0 12398 0 A 2034-01-02 Common Shares 12398 12398 D Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2020 Share and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting. End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a). End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Shares surrendered to pay taxes applicable to vesting of restricted stock units. Pentair plc shares will be delivered to the reporting person in accordance with their irrevocable deferral election. Employee stock option granted under the Pentair plc 2020 Share and Incentive Plan. One-third of the stock options become exercisable on the first, second and third anniversary of the grant. /s/ John K. Wilson, Attorney-in-Fact for Adrian C. Chiu 2024-01-04