0000897069-23-001778.txt : 20231214 0000897069-23-001778.hdr.sgml : 20231214 20231214191526 ACCESSION NUMBER: 0000897069-23-001778 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231213 FILED AS OF DATE: 20231214 DATE AS OF CHANGE: 20231214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JONES DAVID A /WI CENTRAL INDEX KEY: 0000905631 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11625 FILM NUMBER: 231488456 MAIL ADDRESS: STREET 1: C/O RAYOVAC CORP STREET 2: 601 RAYOVAC DR CITY: MADISON STATE: WI ZIP: 53711-2497 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENTAIR plc CENTRAL INDEX KEY: 0000077360 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] IRS NUMBER: 981050812 STATE OF INCORPORATION: L2 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: REGAL HOUSE, 70 LONDON ROAD STREET 2: TWICKENHAM CITY: LONDON STATE: X0 ZIP: TW13QS BUSINESS PHONE: 763-545-1730 MAIL ADDRESS: STREET 1: C/O PENTAIR MANAGEMENT COMPANY STREET 2: 5500 WAYZATA BLVD, SUITE 900 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR LTD DATE OF NAME CHANGE: 20121003 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC DATE OF NAME CHANGE: 19790327 4 1 form4.xml X0508 4 2023-12-13 0000077360 PENTAIR plc PNR 0000905631 JONES DAVID A /WI 5500 WAYZATA BLVD., SUITE 900 GOLDEN VALLEY MN 55416 true true Common Shares 2023-12-13 4 M 0 2260 51.21 A 25341 D Common Shares 2023-12-13 4 S 0 2260 67.85 D 23081 D Common Shares - Restricted Stock Units 3366.468 D Director Stock Option (Right to Buy) 51.21 2023-12-13 4 M 0 2260 0 D 2024-01-02 Common Shares 2260 0 D Phantom Stock Units (Deferred Compensation Common Shares 55611.897 55611.897 I Plan Agent The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes on August 17, 2023. End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a). This option is presently exercisable in full. Phantom stock units convert into common shares on a one-for-one basis. Settlement of phantom stock units will be in Pentair common shares in accordance with reporting person's irrevocable election. /s/ John K. Wilson, Attorney-in-Fact for David A. Jones 2023-12-14