-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LJh8k09xOGw6+rEmnYbA2joObFe+BEbHct1tcJx47GfMCHsZIDe0+SqC+rpjTgrD lS1nK55v7xYVbEaLhTJjsw== 0000077360-07-000002.txt : 20070103 0000077360-07-000002.hdr.sgml : 20070101 20070103102017 ACCESSION NUMBER: 0000077360-07-000002 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070103 DATE AS OF CHANGE: 20070103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CATHCART RICHARD J CENTRAL INDEX KEY: 0001189039 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-04689 FILM NUMBER: 07501356 MAIL ADDRESS: STREET 1: 5500 WAYZATA BLVD. STREET 2: SUITE 800 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENTAIR INC CENTRAL INDEX KEY: 0000077360 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] IRS NUMBER: 410907434 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5500 WAYZATA BLVD. STREET 2: SUITE 800 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 BUSINESS PHONE: 763-545-1730 MAIL ADDRESS: STREET 1: 5500 WAYZATA BLVD. STREET 2: SUITE 800 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC DATE OF NAME CHANGE: 19790327 5 1 doc.xml PRIMARY DOCUMENT X0202 5 2006-12-31 0 0 0000077360 PENTAIR INC PNR 0001189039 CATHCART RICHARD J 5500 WAYZATA BLVD. SUITE 800 GOLDEN VALLEY MN 55416-1261 1 1 0 0 Vice Chairman Common Stock 2006-11-30 5 G 0 315 0 D 135000 D Common Stock - ESPP 5820.415 D Common Stock 1537.005 I As Custodian Under UTMA Common Stock - ESOP 3953.7153 I By ESOP End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transaction not required to be reported pursuant to Section 16(a). End-of-period holdings include monthly purchase(s), since the reporting person's last filed Form, under the Pentair, Inc. Employee Stock Purchase and Bonus Plan (ESPP) in exempt transaction(s) pursuant to Rule 16b-3(c); and shares acquired pursuant to a dividend reinvestment feature of the ESPP. Louis L. Ainsworth, Attorney-In-Fact 2007-01-03 -----END PRIVACY-ENHANCED MESSAGE-----