-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OQjI9LOti+8ZI5FqA4DR/uyryPJTqOCXUL/Pjkbq6nMJ6sYzY0zY/MkOS8ew40V7 gWrVzLC2SJTnbxdzKSQsDA== 0000077360-04-000205.txt : 20041209 0000077360-04-000205.hdr.sgml : 20041209 20041209162414 ACCESSION NUMBER: 0000077360-04-000205 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041207 FILED AS OF DATE: 20041209 DATE AS OF CHANGE: 20041209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENTAIR INC CENTRAL INDEX KEY: 0000077360 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] IRS NUMBER: 410907434 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5500 WAYZATA BLVD. STREET 2: SUITE 800 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 BUSINESS PHONE: 763-545-1730 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC DATE OF NAME CHANGE: 19790327 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CATHCART RICHARD J CENTRAL INDEX KEY: 0001189039 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11625 FILM NUMBER: 041193645 MAIL ADDRESS: STREET 1: 5500 WAYZATA BLVD. STREET 2: SUITE 800 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 4 1 c0001189039d20041209f4p1f.xml PRIMARY DOCUMENT X0202 4 2004-12-07 0 0000077360 PENTAIR INC PNR 0001189039 CATHCART RICHARD J 5500 WAYZATA BLVD. SUITE 800 GOLDEN VALLEY MN 55416-1259 0 1 0 0 President, COO Water Tech. Common Stock 2004-12-07 4 M 0 50000 17.5 A 170210 D Common Stock 2004-12-07 4 M 0 5046 19.8125 A 175256 D Common Stock 2004-12-07 4 M 0 45332 18.1485 A 220588 D Common Stock 2004-12-07 4 M 0 21332 17.47 A 241920 D Common Stock 2004-12-07 4 F 0 74360 40.07 D 167560 D Common Stock 2004-12-07 5 G 0 875 0 D 166685 D Common Stock 2004-12-08 4 S 0 579 40.72 D 166106 D Common Stock 2004-12-08 4 S 0 2000 40.7 D 164106 D Common Stock 2004-12-08 4 S 0 300 40.68 D 163806 D Common Stock 2004-12-08 4 S 0 800 40.67 D 163006 D Common Stock 2004-12-08 4 S 0 800 40.66 D 162206 D Common Stock 2004-12-09 4 S 0 200 40.66 D 162006 D Common Stock 2004-12-09 4 S 0 500 40.65 D 161506 D Common Stock 2004-12-09 4 S 0 100 40.61 D 161406 D Common Stock 2004-12-09 4 S 0 200 40.6 D 161206 D Common Stock 2004-12-09 4 S 0 1000 40.56 D 160206 D Common Stock 2004-12-09 4 S 0 100 40.5 D 160106 D Common Stock 2004-12-09 4 S 0 800 40.49 D 159306 D Common Stock 2004-12-09 4 S 0 800 40.48 D 158506 D Common Stock 2004-12-09 4 S 0 700 40.47 D 157806 D Common Stock 2004-12-09 4 S 0 400 40.46 D 157406 D Common Stock 2004-12-09 4 S 0 1400 40.44 D 156006 D Common Stock 2004-12-09 4 S 0 100 40.43 D 155906 D Common Stock 2004-12-09 4 S 0 1600 40.4 D 154306 D Common Stock 2004-12-09 4 S 0 600 40.39 D 153706 D Common Stock 2004-12-09 4 S 0 1100 40.37 D 152606 D Common Stock 2004-12-09 4 S 0 300 40.36 D 152306 D Common Stock 2004-12-09 4 S 0 6300 40.35 D 146006 D Common Stock 2004-12-09 4 S 0 900 40.34 D 145106 D Common Stock 2004-12-09 4 S 0 800 40.33 D 144306 D Employee Stock Option (right to buy) 17.47 2004-12-07 4 M 0 21332 0 D 2004-01-02 2013-01-02 Common Stock 21332 42668 D Employee Stock Option (right to buy) 17.5 2004-12-07 4 M 0 50000 0 D 1999-01-22 2008-01-22 Common Stock 50000 0 D Employee Stock Option (right to buy) 18.1485 2004-12-07 4 M 0 45332 0 D 2003-01-02 2012-01-02 Common Stock 45332 22668 D Employee Stock Option (right to buy) 19.8125 2004-12-07 4 M 0 5046 0 D 2000-01-14 2009-01-14 Common Stock 5046 44954 D Employee Stock Option (right to buy) 40.07 2004-12-07 4 A 0 20531 0 A 2004-12-07 2012-01-02 Common Stock 20531 20531 D Employee Stock Option (right to buy) 40.07 2004-12-07 4 A 0 9300 0 A 2004-12-07 2013-01-02 Common Stock 9300 9300 D On May 17, 2004, Pentair declared a 2-for-1 stock split in the form of a 100 percent stock dividend payable on June 8, 2004, to shareholders of record as of June 1, 2004. This previously reported stock option and exercise price have been adjusted to reflect the stock split. Employee reload stock option granted pursuant to the Pentair, Inc. Omnibus Stock Incentive Plan. Reload stock option becomes exercisable upon grant and expires on the same date as the original option grant. Louis L. Ainsworth, Attorney-In-Fact 2004-12-09 -----END PRIVACY-ENHANCED MESSAGE-----