-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, W0NsSCUuaiwBCSm69eSfdrGHqT99dLQKYX/zqdW6868cHFUItCQzy1dYpZ7xrSxC usO0g5wkFNN/4wxml5/70Q== 0000077360-04-000004.txt : 20040106 0000077360-04-000004.hdr.sgml : 20040106 20040106160927 ACCESSION NUMBER: 0000077360-04-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040102 FILED AS OF DATE: 20040106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CATHCART RICHARD J CENTRAL INDEX KEY: 0001189039 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11625 FILM NUMBER: 04510336 MAIL ADDRESS: STREET 1: 5500 WAYZATA BLVD. STREET 2: SUITE 800 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENTAIR INC CENTRAL INDEX KEY: 0000077360 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] IRS NUMBER: 410907434 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5500 WAYZATA BLVD. STREET 2: SUITE 800 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 BUSINESS PHONE: 763-545-1730 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC DATE OF NAME CHANGE: 19790327 4 1 c0001189039d20040106f4f.xml PRIMARY DOCUMENT X0201 42004-01-0200000077360PENTAIR INC PNR0001189039CATHCART RICHARD J5500 WAYZATA BLVD.SUITE 800GOLDEN VALLEYMN55416-12590100President, COO Water Tech.Common Stock2004-01-024A0100000A57832.168DCommon Stock760.089IBy ChildrenCommon Stock - ESPP2526.01DCommon Stock - ESOP1821.0579IBy ESOPIncentive Bonus Award (cash-only right)02004-01-024J01766000D2004-01-022004-01-02Cash-only Right1766000DEmployee Stock Option (right to buy)45.762004-01-024A0440000A2005-01-022014-01-02Common Stock4400044000DRestricted stock granted pursuant to the Pentai r, Inc. Omnibus Stock Incentive Plan. Shares remain subject to a vesting condition under the stock incentive plan.Payment of vested incentive bonus award based on a fixed value as determined by the Compensation Committee.Employee stock option granted pursuant to the Pentair, Inc. Omnibus Stock Incentive Plan.One-third of the stock options become exercisable on the first, second, and third anniversary of the grant.Louis L. Ainsworth, Attorney-In-Fact2004-01-06 -----END PRIVACY-ENHANCED MESSAGE-----