-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UR7HYURI5pcNzKAeemeLdgySUPYWyupl905B1glTPm9gjRVCm4sO++XbltWNyO3Z HIzAxBKrHVMmUrA4UngCaA== 0000077360-03-000085.txt : 20030502 0000077360-03-000085.hdr.sgml : 20030502 20030501175036 ACCESSION NUMBER: 0000077360-03-000085 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030430 FILED AS OF DATE: 20030502 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: CADOGAN WILLIAM J CENTRAL INDEX KEY: 0001189024 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 4 MAIL ADDRESS: STREET 1: 1500 COUNTY ROAD B2 WEST CITY: ST PAUL STATE: MN ZIP: 55113-3105 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PENTAIR INC CENTRAL INDEX KEY: 0000077360 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] IRS NUMBER: 410907434 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11625 FILM NUMBER: 03677816 BUSINESS ADDRESS: STREET 1: 1500 COUNTY ROAD B2 WEST STREET 2: SUITE 400 CITY: ST. PAUL STATE: MN ZIP: 55113 BUSINESS PHONE: 6516367920 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC DATE OF NAME CHANGE: 19790327 4 1 c0001189024d20030501f4.txt FORM 4 FOR WILLIAM J. CADOGAN 1. Name and Address of Reporting Person Cadogan, William J. 1500 County Road B2 West Suite 400 St. Paul, MN 55113-3105 USA 2. Issuer Name and Ticker or Trading Symbol Pentair, Inc. (PNR) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Day/Year 04/30/2003 5. If Amendment, Date of Original (Month/Day/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person TABLE I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
+------------------------------+----------+----------+---------+--------------------------+--------------+-----------+------------+ |1. Title of Security |2. Trans- |2A.Execu- |3. Trans-|4. Securities Acquired (A)|5. Amount of |6. Owner- |7. Nature | | | action | action | action| or Disposed of (D) |Securities | ship | of In- | | | Date | Date | Code | |Beneficially | Form: | direct | | | | | | |Owned | Direct | Bene- | | | (Month/ | (Month/ | | |Following | (D) or | ficial | | | Day/ | Day/ +-----+---+-----------+---+----------+Reported | Indirect| Owner- | | | Year) | Year) |Code |V |Amount |A/D|Price |Transaction(s)| (I) | ship | +------------------------------+----------+----------+-----+---+-----------+---+----------+--------------+-----------+------------+ Common Stock 04/30/2003 JF1 5214.607 A $0.0000 D Common Stock 04/30/2003 JF2 V -0.607 D $38.3700 5214 D Common Stock 4700 I By Trust Common Stock 04/30/2003 M 5214.607 A $0.0000 I By Plan Agent Common Stock 04/30/2003 JF1 -5214.607 D $0.0000 0 I By Plan Agent
TABLE II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
+----------+--------+-------+-------+---------+-----------+---------------------+----------------+----------+-------+-------+------+ |1. |2. |3. |3A. |4. |5. |6. |7. |8. |9. |10. |11. | | | | | | | | | | |Number |Owner- | | | | | | | | | | | |of |ship | | | | | | | | | | | |Deriv- |Form of| | | | | | | | | |Title and Amount| |ative |Deriv- | | | | | | | | | |of Underlying | |Secur- |ative |Nature| | |Conver- |Trans- |Execu- | |Number of | |Securities | |ities |Secur- |of | | |sion or |action |tion | |Derivative |Date Exercisable +-------+--------+ |Benefi-|ity: |In- | | |Exercise|Date |Date | |Securities |and Expiration Date | |Amount | |cially |Direct |direct| | |Price of| | |Transac- |Acquired(A)|(Month/Day/Year) | |or | |Owned |(D) or |Bene- | |Title of |Deriv- |(Month/|(Month/|tion Code|Disposed(D)+----------+----------+ |Number |Price of | |In- |ficial| |Derivative|ative | Day/ | Day/ +------+--+-----+-----+Date Exer-|Expira- | |of |Derivative| |direct |Owner-| |Security |Security|Year) |Year) |Code |V |(A) |(D) |cisable |tion Date |Title |Shares |Security | |(I) |ship | +----------+--------+-------+-------+------+--+-----+-----+----------+----------+-------+--------+----------+-------+-------+------+ Nonqualifie $22.75 04/30/2008 Common 1950F3 D d Stock Stock Option (right to buy) Nonqualifie $35.45 04/30/2008 Common 5000F3 D d Stock Stock Option (right to buy) Nonqualifie $36.1875 04/30/2008 Common 1300F3 D d Stock Stock Option (right to buy) Nonqualifie $36.2969 04/30/2008 Common 1150F3 D d Stock Stock Option (right to buy) Nonqualifie $39.0781 04/30/2008 Common 8850F3 D d Stock Stock Option (right to buy) Nonqualifie $39.625 04/30/2008 Common 1275F3 D d Stock Stock Option (right to buy) Nonqualifie $40.4375 02/25/2008 Common 1275 D d Stock Stock Option (right to buy) Phantom 1 04/30/2 MF4 5214. Common 5214.607 $0.0000 3 51.227 I By Plan Stock Units 003 607 Stock Agent - - Deferred Compensatio n Phantom 1 Common 7737.70 I By Plan Stock Units Stock 3 Agent - - Equity Compensatio n Explanation of Responses: Upon exercise of phantom stock units, underlying securities held directly by reporting person. Automatic cash-out of fractional share interests from a dividend reinvestment plan. Upon retirement of reporting person, options were extended to five years beyond the date of retirement, but not to exceed their original expiration date. Phantom stock units became exercisable on April 30, 2003, in accordance with reporting person's irrevocable election.
SIGNATURE OF REPORTING PERSON /s/ Louis L. Ainsworth, Attorney-in-Fact _______________________________ William J. Cadogan DATE 05/01/2003 -----END PRIVACY-ENHANCED MESSAGE-----