-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Sy4/oe3x1UPblQcNscaZR1xtKXQ5HX7B6VyfwZPvC7OuRIeA0G89P9A8EOgnZqgI SpfIDRhVvaLW6/C6L79kSQ== 0001104659-06-004735.txt : 20060130 0001104659-06-004735.hdr.sgml : 20060130 20060130160248 ACCESSION NUMBER: 0001104659-06-004735 CONFORMED SUBMISSION TYPE: N-Q PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20051130 FILED AS OF DATE: 20060130 DATE AS OF CHANGE: 20060130 EFFECTIVENESS DATE: 20060130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBIA MID CAP GROWTH FUND INC CENTRAL INDEX KEY: 0000773599 IRS NUMBER: 930896403 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-Q SEC ACT: 1940 Act SEC FILE NUMBER: 811-04362 FILM NUMBER: 06562028 BUSINESS ADDRESS: STREET 1: 1300 SW SIXTH AVE STREET 2: P O BOX 1350 CITY: PORTLAND STATE: OR ZIP: 97207 BUSINESS PHONE: 5032223600 MAIL ADDRESS: STREET 1: 1300 SW SIXTH AVE STREET 2: P O BOX 1350 CITY: PORTLAND STATE: OR ZIP: 92707 FORMER COMPANY: FORMER CONFORMED NAME: COLUMBIA SPECIAL FUND INC DATE OF NAME CHANGE: 19920703 N-Q 1 a06-3594_6nq.htm QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

OMB APPROVAL

 

OMB Number:    3235-0578
Expires:    February 28, 2006
Estimated average burden hours per response........20.0

 

 

 

 

FORM N-Q

 

 

QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED
MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number

811-04362

 

 

Columbia Mid Cap Growth Fund, Inc.

(Exact name of registrant as specified in charter)

 

One Financial Center, Boston, Massachusetts

 

02111

(Address of principal executive offices)

 

(Zip code)

 

Vincent Pietropaolo, Esq.
Columbia Management Group, Inc.

One Financial Center
Boston, MA 02111

(Name and address of agent for service)

 

Registrant's telephone number, including area code:

1-617-772-3698

 

 

Date of fiscal year end:

8/31/06

 

 

 

 

Date of reporting period:

11/30/05

 

 

 


 

Item 1. Schedule of Investments.

 


INVESTMENT PORTFOLIO

 

November 30, 2005 (Unaudited)

 

Columbia Mid Cap Growth Fund

 

 

 

 

 

Shares

 

Value ($)*

 

Common Stocks – 96.9%

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

CONSUMER DISCRETIONARY – 19.6%

 

 

 

 

 

 

 

Auto Components – 0.5%

 

 

 

 

 

 

 

 

 

Autoliv, Inc.

 

94,480

 

4,134,445

 

 

 

Auto Components Total

 

4,134,445

 

Diversified Consumer Services – 0.4%

 

 

 

 

 

 

 

 

 

Education Management Corp. (a)

 

97,736

 

3,298,590

 

 

 

Diversified Consumer Services Total

 

3,298,590

 

Hotels, Restaurants & Leisure – 5.6%

 

 

 

 

 

 

 

 

 

Applebee’s International, Inc.

 

242,830

 

5,565,664

 

 

 

Brinker International, Inc.

 

88,390

 

3,507,315

 

 

 

Cheesecake Factory, Inc. (a)

 

213,020

 

7,805,053

 

 

 

Harrah’s Entertainment, Inc.

 

57,028

 

3,883,036

 

 

 

Hilton Hotels Corp.

 

275,990

 

6,049,701

 

 

 

Marriott International, Inc., Class A

 

72,970

 

4,714,592

 

 

 

Scientific Games Corp., Class A (a)

 

31,300

 

886,729

 

 

 

Starwood Hotels & Resorts Worldwide, Inc.

 

69,000

 

4,174,500

 

 

 

Wendy’s International, Inc.

 

68,050

 

3,455,579

 

 

 

Yum! Brands, Inc.

 

163,400

 

7,972,286

 

 

 

Hotels, Restaurants & Leisure Total

 

48,014,455

 

Household Durables – 1.1%

 

 

 

 

 

 

 

 

 

Centex Corp.

 

28,770

 

2,067,124

 

 

 

D.R. Horton, Inc.

 

96,086

 

3,405,288

 

 

 

Fortune Brands, Inc.

 

55,810

 

4,350,948

 

 

 

Household Durables Total

 

9,823,360

 

Internet & Catalog Retail – 0.6%

 

 

 

 

 

 

 

 

 

NetFlix, Inc. (a)

 

177,860

 

4,898,264

 

 

 

Internet & Catalog Retail Total

 

4,898,264

 

Leisure Equipment & Products – 0.9%

 

 

 

 

 

 

 

 

 

Marvel Entertainment, Inc. (a)

 

235,730

 

3,835,327

 

 

 

SCP Pool Corp.

 

95,170

 

3,704,968

 

 

 

Leisure Equipment & Products Total

 

7,540,295

 

Media – 3.5%

 

 

 

 

 

 

 

 

 

Cablevision Systems Corp. (a)

 

162,400

 

3,842,384

 

 

 

Getty Images, Inc. (a)

 

51,090

 

4,664,006

 

 

 

Grupo Televisa SA, ADR

 

79,170

 

6,286,098

 

 

 

Lamar Advertising Co., Class A (a)

 

68,010

 

3,152,264

 

 

 

XM Satellite Radio Holdings, Inc., Class A (a)

 

428,725

 

12,544,493

 

 

 

Media Total

 

30,489,245

 

 

1


 

 

 

 

 

Shares

 

Value ($)

 

Common Stocks – (continued)

 

 

 

 

 

 

 

CONSUMER DISCRETIONARY – (continued)

 

 

 

 

 

 

 

Specialty Retail – 5.6%

 

 

 

 

 

 

 

 

 

Abercrombie & Fitch Co., Class A

 

151,940

 

9,316,961

 

 

 

Chico’s FAS, Inc. (a)

 

405,580

 

17,890,134

 

 

 

Children’s Place Retail Stores, Inc. (a)

 

69,820

 

3,463,072

 

 

 

GameStop Corp., Class A (a)

 

159,800

 

5,375,672

 

 

 

PETsMART, Inc.

 

167,290

 

3,984,848

 

 

 

Urban Outfitters, Inc. (a)

 

275,163

 

8,491,530

 

 

 

Specialty Retail Total

 

48,522,217

 

Textiles, Apparel & Luxury Goods – 1.4%

 

 

 

 

 

 

 

 

 

Coach, Inc. (a)

 

358,750

 

12,351,762

 

 

 

Textiles, Apparel & Luxury Goods Total

 

12,351,762

 

 

 

CONSUMER DISCRETIONARY TOTAL

 

169,072,633

 

CONSUMER STAPLES – 2.2%

 

 

 

 

 

 

 

Food & Staples Retailing – 0.6%

 

 

 

 

 

 

 

 

 

Whole Foods Market, Inc.

 

34,250

 

5,044,340

 

 

 

Food & Staples Retailing Total

 

5,044,340

 

Food Products – 0.9%

 

 

 

 

 

 

 

 

 

H.J. Heinz Co.

 

92,350

 

3,206,392

 

 

 

Tyson Foods, Inc., Class A

 

262,400

 

4,416,192

 

 

 

Food Products Total

 

7,622,584

 

Personal Products – 0.5%

 

 

 

 

 

 

 

 

 

Alberto-Culver Co.

 

65,600

 

2,852,288

 

 

 

Estee Lauder Companies, Inc., Class A

 

63,080

 

2,082,271

 

 

 

Personal Products Total

 

4,934,559

 

Tobacco – 0.2%

 

 

 

 

 

 

 

 

 

UST, Inc.

 

40,670

 

1,569,049

 

 

 

Tobacco Total

 

1,569,049

 

 

 

CONSUMER STAPLES TOTAL

 

19,170,532

 

ENERGY – 10.6%

 

 

 

 

 

 

 

Energy Equipment & Services – 4.2%

 

 

 

 

 

 

 

 

 

BJ Services Co.

 

121,400

 

4,449,310

 

 

 

Diamond Offshore Drilling, Inc.

 

66,040

 

4,132,783

 

 

 

FMC Technologies, Inc. (a)

 

176,270

 

7,242,934

 

 

 

Grant Prideco, Inc. (a)

 

103,200

 

3,961,848

 

 

 

Hanover Compressor Co. (a)

 

6,061

 

81,945

 

 

 

Nabors Industries Ltd. (a)

 

67,670

 

4,737,577

 

 

 

National-Oilwell Varco, Inc. (a)

 

64,700

 

3,922,114

 

 

 

Smith International, Inc.

 

193,360

 

7,307,074

 

 

 

Energy Equipment & Services Total

 

35,835,585

 

 

2


 

 

 

 

 

Shares

 

Value ($)

 

Common Stocks – (continued)

 

 

 

 

 

 

 

ENERGY – (continued)

 

 

 

 

 

 

 

Oil, Gas & Consumable Fuels – 6.4%

 

 

 

 

 

 

 

 

 

Chesapeake Energy Corp.

 

110,440

 

3,197,238

 

 

 

EOG Resources, Inc.

 

144,570

 

10,372,898

 

 

 

Massey Energy Co.

 

157,300

 

5,969,535

 

 

 

Peabody Energy Corp.

 

82,520

 

6,507,527

 

 

 

Southwestern Energy Co. (a)

 

263,920

 

8,991,754

 

 

 

Teekay Shipping Corp.

 

175,500

 

7,439,445

 

 

 

Tesoro Corp.

 

64,000

 

3,524,480

 

 

 

XTO Energy, Inc.

 

231,950

 

9,438,046

 

 

 

Oil, Gas & Consumable Fuels Total

 

55,440,923

 

 

 

ENERGY TOTAL

 

91,276,508

 

FINANCIALS – 6.9%

 

 

 

 

 

 

 

Capital Markets – 3.9%

 

 

 

 

 

 

 

 

 

Affiliated Managers Group, Inc. (a)

 

90,830

 

7,161,037

 

 

 

E*TRADE Financial Corp. (a)

 

281,180

 

5,488,634

 

 

 

Lazard Ltd., Class A

 

272,300

 

8,522,990

 

 

 

Legg Mason, Inc.

 

46,260

 

5,673,789

 

 

 

T. Rowe Price Group, Inc.

 

97,200

 

6,993,540

 

 

 

Capital Markets Total

 

33,839,990

 

Commercial Banks – 1.6%

 

 

 

 

 

 

 

 

 

East West Bancorp, Inc.

 

174,520

 

6,603,837

 

 

 

Wintrust Financial Corp.

 

9,923

 

557,474

 

 

 

Zions Bancorporation

 

85,630

 

6,476,197

 

 

 

Commercial Banks Total

 

13,637,508

 

Diversified Financial Services – 0.8%

 

 

 

 

 

 

 

 

 

Chicago Mercantile Exchange Holdings, Inc.

 

18,056

 

6,394,532

 

 

 

Diversified Financial Services Total

 

6,394,532

 

Insurance – 0.6%

 

 

 

 

 

 

 

 

 

Ambac Financial Group, Inc.

 

67,610

 

5,185,011

 

 

 

Insurance Total

 

5,185,011

 

Thrifts & Mortgage – 0.0%

 

 

 

 

 

 

 

 

 

Ocean West Holding Corp. (a)

 

100

 

200

 

 

 

Thrifts & Mortgage Total

 

200

 

 

 

FINANCIALS TOTAL

 

59,057,241

 

HEALTH CARE – 17.9%

 

 

 

 

 

 

 

Biotechnology – 2.7%

 

 

 

 

 

 

 

 

 

Amylin Pharmaceuticals, Inc. (a)

 

158,420

 

5,926,492

 

 

 

Celgene Corp. (a)

 

41,500

 

2,528,180

 

 

 

Invitrogen Corp. (a)

 

25,600

 

1,706,240

 

 

 

MedImmune, Inc. (a)

 

120,500

 

4,327,155

 

 

3


 

 

 

 

 

Shares

 

Value ($)

 

Common Stocks – (continued)

 

 

 

 

 

 

 

HEALTH CARE – (continued)

 

 

 

 

 

 

 

Biotechnology – (continued)

 

 

 

 

 

 

 

 

 

Nektar Therapeutics (a)

 

206,470

 

3,472,825

 

 

 

Neurocrine Biosciences, Inc. (a)

 

86,855

 

5,169,610

 

 

 

Biotechnology Total

 

23,130,502

 

 

 

 

 

 

 

 

 

Health Care Equipment & Supplies – 4.6%

 

 

 

 

 

 

 

 

 

Biomet, Inc.

 

177,169

 

6,310,760

 

 

 

DENTSPLY International, Inc.

 

59,480

 

3,308,872

 

 

 

Gen-Probe, Inc. (a)

 

138,510

 

6,395,007

 

 

 

ResMed, Inc. (a)

 

137,204

 

5,597,923

 

 

 

Thermo Electron Corp. (a)

 

199,510

 

6,154,884

 

 

 

Varian Medical Systems, Inc. (a)

 

163,830

 

8,325,841

 

 

 

Waters Corp. (a)

 

98,310

 

3,856,701

 

 

 

Health Care Equipment & Supplies Total

 

39,949,988

 

Health Care Providers & Services – 7.2%

 

 

 

 

 

 

 

 

 

Cerner Corp. (a)

 

52,020

 

5,014,728

 

 

 

Community Health Systems, Inc. (a)

 

116,570

 

4,673,291

 

 

 

Coventry Health Care, Inc. (a)

 

186,490

 

11,109,209

 

 

 

DaVita, Inc. (a)

 

175,225

 

9,197,560

 

 

 

Health Management Associates, Inc., Class A

 

140,060

 

3,280,205

 

 

 

Henry Schein, Inc. (a)

 

82,760

 

3,529,714

 

 

 

Humana, Inc. (a)

 

139,500

 

6,393,285

 

 

 

Laboratory Corp. of America Holdings (a)

 

123,160

 

6,390,773

 

 

 

Lincare Holdings, Inc. (a)

 

48,300

 

2,073,519

 

 

 

Medco Health Solutions, Inc. (a)

 

63,780

 

3,421,797

 

 

 

Quest Diagnostics, Inc.

 

68,730

 

3,442,686

 

 

 

United Surgical Partners International, Inc. (a)

 

97,535

 

3,385,440

 

 

 

Health Care Providers & Services Total

 

61,912,207

 

Pharmaceuticals – 3.4%

 

 

 

 

 

 

 

 

 

Allergan, Inc.

 

72,460

 

7,246,000

 

 

 

Endo Pharmaceuticals Holdings, Inc. (a)

 

159,680

 

4,777,625

 

 

 

Forest Laboratories, Inc. (a)

 

79,750

 

3,115,832

 

 

 

Medicis Pharmaceutical Corp., Class A

 

90,060

 

2,873,815

 

 

 

Shire Pharmaceuticals Group PLC, ADR

 

107,000

 

3,909,780

 

 

4


 

 

 

 

 

Shares

 

Value ($)

 

Common Stocks – (continued)

 

 

 

 

 

 

 

HEALTH CARE – (continued)

 

 

 

 

 

 

 

Pharmaceuticals – (continued)

 

 

 

 

 

 

 

 

 

Teva Pharmaceutical Industries Ltd., ADR

 

176,626

 

7,220,471

 

 

 

Pharmaceuticals Total

 

29,143,523

 

 

 

HEALTH CARE TOTAL

 

154,136,220

 

INDUSTRIALS – 12.5%

 

 

 

 

 

 

 

Aerospace & Defense – 2.1%

 

 

 

 

 

 

 

 

 

Armor Holdings, Inc. (a)

 

91,540

 

4,017,691

 

 

 

L-3 Communications Holdings, Inc.

 

81,770

 

6,091,865

 

 

 

Rockwell Collins, Inc.

 

171,820

 

7,852,174

 

 

 

Aerospace & Defense Total

 

17,961,730

 

Air Freight & Logistics – 1.5%

 

 

 

 

 

 

 

 

 

C.H. Robinson Worldwide, Inc.

 

188,240

 

7,614,308

 

 

 

UTI Worldwide, Inc.

 

58,940

 

5,734,273

 

 

 

Air Freight & Logistics Total

 

13,348,581

 

Airlines – 0.6%

 

 

 

 

 

 

 

 

 

Southwest Airlines Co.

 

316,570

 

5,223,405

 

 

 

Airlines Total

 

5,223,405

 

Commercial Services & Supplies – 4.1%

 

 

 

 

 

 

 

 

 

ChoicePoint, Inc. (a)

 

182,570

 

7,892,501

 

 

 

Cintas Corp.

 

75,090

 

3,358,025

 

 

 

Corporate Executive Board Co.

 

147,930

 

12,797,424

 

 

 

Robert Half International, Inc.

 

301,800

 

11,546,868

 

 

 

Commercial Services & Supplies Total

 

35,594,818

 

Construction & Engineering – 0.4%

 

 

 

 

 

 

 

 

 

Jacobs Engineering Group, Inc. (a)

 

53,870

 

3,499,934

 

 

 

Construction & Engineering Total

 

3,499,934

 

Electrical Equipment – 1.1%

 

 

 

 

 

 

 

 

 

Rockwell Automation, Inc.

 

130,780

 

7,379,915

 

 

 

Roper Industries, Inc.

 

45,500

 

1,792,700

 

 

 

Electrical Equipment Total

 

9,172,615

 

Machinery – 2.1%

 

 

 

 

 

 

 

 

 

Joy Global, Inc.

 

180,675

 

9,555,901

 

 

 

Terex Corp. (a)

 

138,425

 

8,529,748

 

 

 

Machinery Total

 

18,085,649

 

 

5


 

 

 

 

 

Shares

 

Value ($)

 

Common Stocks – (continued)

 

 

 

 

 

 

 

INDUSTRIALS – (continued)

 

 

 

 

 

 

 

Road & Rail – 0.6%

 

 

 

 

 

 

 

 

 

Landstar System, Inc.

 

116,730

 

5,024,059

 

 

 

Road & Rail Total

 

5,024,059

 

 

 

INDUSTRIALS TOTAL

 

107,910,791

 

INFORMATION TECHNOLOGY – 17.3%

 

 

 

 

 

 

 

Communications Equipment – 1.7%

 

 

 

 

 

 

 

 

 

Comverse Technology, Inc. (a)

 

339,770

 

8,905,372

 

 

 

F5 Networks, Inc. (a)

 

50,100

 

2,646,783

 

 

 

Harris Corp.

 

58,730

 

2,618,183

 

 

 

Communications Equipment Total

 

14,170,338

 

Computers & Peripherals – 0.4%

 

 

 

 

 

 

 

 

 

SanDisk Corp. (a)

 

66,710

 

3,406,213

 

 

 

Computers & Peripherals Total

 

3,406,213

 

Electronic Equipment & Instruments – 0.5%

 

 

 

 

 

 

 

 

 

Trimble Navigation Ltd. (a)

 

137,600

 

4,483,008

 

 

 

Electronic Equipment & Instruments Total

 

4,483,008

 

Internet Software & Services – 0.6%

 

 

 

 

 

 

 

 

 

VeriSign, Inc. (a)

 

225,750

 

5,018,422

 

 

 

Internet Software & Services Total

 

5,018,422

 

IT Services – 3.9%

 

 

 

 

 

 

 

 

 

Affiliated Computer Services, Inc., Class A (a)

 

60,630

 

3,381,941

 

 

 

Alliance Data Systems Corp. (a)

 

212,220

 

8,185,325

 

 

 

Cognizant Technology Solutions Corp., Class A (a)

 

176,060

 

8,554,756

 

 

 

Fiserv, Inc. (a)

 

74,170

 

3,375,477

 

 

 

Global Payments, Inc.

 

130,000

 

5,691,400

 

 

 

Paychex, Inc.

 

111,890

 

4,745,255

 

 

 

IT Services Total

 

33,934,154

 

Semiconductors & Semiconductor Equipment – 5.8%

 

 

 

 

 

 

 

 

 

Advanced Micro Devices, Inc. (a)

 

109,700

 

2,871,946

 

 

 

Broadcom Corp., Class A (a)

 

418,910

 

19,496,071

 

 

 

Intersil Corp., Class A

 

158,300

 

4,060,395

 

 

 

Marvell Technology Group Ltd. (a)

 

196,680

 

10,923,607

 

 

 

MEMC Electronic Materials, Inc. (a)

 

191,670

 

4,289,575

 

 

 

National Semiconductor Corp.

 

170,650

 

4,416,422

 

 

 

NVIDIA Corp. (a)

 

103,710

 

3,751,191

 

 

 

Semiconductors & Semiconductor Equipment Total

 

49,809,207

 

 

6


 

 

 

 

 

Shares

 

Value ($)

 

Common Stocks – (continued)

 

 

 

 

 

 

 

INFORMATION TECHNOLOGY – (continued)

 

 

 

 

 

 

 

Software – 4.4%

 

 

 

 

 

 

 

 

 

Amdocs Ltd. (a)

 

153,560

 

4,058,591

 

 

 

Autodesk, Inc.

 

109,539

 

4,569,967

 

 

 

Check Point Software Technologies Ltd. (a)

 

205,170

 

4,368,069

 

 

 

Citrix Systems, Inc. (a)

 

259,330

 

7,038,216

 

 

 

Hyperion Solutions Corp. (a)

 

94,970

 

5,028,661

 

 

 

McAfee, Inc. (a)

 

79,050

 

2,198,381

 

 

 

Mercury Interactive Corp. (a)

 

115,150

 

3,201,170

 

 

 

NAVTEQ (a)

 

170,650

 

7,167,300

 

 

 

Software Total

 

37,630,355

 

 

 

INFORMATION TECHNOLOGY TOTAL

 

148,451,697

 

MATERIALS – 4.9%

 

 

 

 

 

 

 

Chemicals – 1.8%

 

 

 

 

 

 

 

 

 

Ecolab, Inc.

 

101,500

 

3,376,905

 

 

 

Potash Corp. of Saskatchewan, Inc.

 

160,390

 

11,732,528

 

 

 

Chemicals Total

 

15,109,433

 

Construction Materials – 1.0%

 

 

 

 

 

 

 

 

 

Cemex SA de CV, ADR

 

79,100

 

4,453,330

 

 

 

Eagle Materials, Inc.

 

36,100

 

4,147,890

 

 

 

Construction Materials Total

 

8,601,220

 

Metals & Mining – 2.1%

 

 

 

 

 

 

 

 

 

Allegheny Technologies, Inc.

 

58,100

 

1,916,138

 

 

 

Freeport-McMoRan Copper & Gold, Inc., Class B

 

130,380

 

6,794,102

 

 

 

Inco Ltd.

 

75,460

 

3,319,485

 

 

 

Phelps Dodge Corp.

 

47,580

 

6,455,179

 

 

 

Metals & Mining Total

 

18,484,904

 

 

 

MATERIALS TOTAL

 

42,195,557

 

TELECOMMUNICATION SERVICES – 4.0%

 

 

 

 

 

 

 

Wireless Telecommunication Services – 4.0%

 

 

 

 

 

 

 

 

 

American Tower Corp., Class A (a)

 

453,317

 

12,371,021

 

 

 

Crown Castle International Corp. (a)

 

253,890

 

6,956,586

 

 

 

Millicom International Cellular SA (a)

 

340,730

 

7,850,419

 

 

 

NII Holdings, Inc. (a)

 

96,920

 

4,211,174

 

 

7


 

 

 

 

 

Shares

 

Value ($)

 

Common Stocks – (continued)

 

 

 

 

 

 

 

TELECOMMUNICATION SERVICES – (continued)

 

 

 

 

 

 

 

Wireless Telecommunication Services – (continued)

 

 

 

 

 

 

 

 

 

VimpelCom, ADR (a)

 

68,530

 

3,106,465

 

 

 

Wireless Telecommunication Services Total

 

34,495,665

 

 

 

TELECOMMUNICATION SERVICES TOTAL

 

34,495,665

 

UTILITIES – 1.0%

 

 

 

 

 

 

 

Independent Power Producers & Energy Traders – 1.0%

 

 

 

 

 

 

 

 

 

AES Corp. (a)

 

541,110

 

8,533,305

 

 

 

Independent Power Producers & Energy Traders Total

 

8,533,305

 

 

 

UTILITIES TOTAL

 

8,533,305

 

 

 

Total Common Stocks
(cost of $660,539,376)

 

834,300,149

 

 

 

 

 

 

Par($)

 

 

 

Short-Term Obligation – 3.0%

 

 

 

 

 

 

 

 

 

Repurchase agreement with State Street Bank & Trust Co., dated 11/30/05, due 12/01/05 at 3.850%, collateralized by a U.S. Treasury Bond maturing 11/15/13, market value of $26,860,950 (repurchase proceeds $26,334,816)

 

26,332,000

 

26,332,000

 

 

 

 

 

 

 

 

 

 

 

Total Short-Term Obligation
(cost of $26,332,000)

 

 

 

26,332,000

 

 

 

 

 

 

 

 

 

 

 

Total Investments – 99.9%
(cost of $686,871,376)(b)(c)

 

 

 

860,632,149

 

 

 

 

 

 

 

 

 

 

 

Other Assets & Liabilities, Net – 0.1%

 

 

 

495,053

 

 

 

 

 

 

 

 

 

 

 

Net Assets – 100.0%

 

 

 

861,127,202

 

 

 

 

Notes to Investment Portfolio:

 

 

 

 

 

 

 

*      Security Valuation:

 

 

 

 

 

 

 

Equity securities, exchange traded funds and securities of certain investment companies are valued at the last sale price on the principal exchange on which they trade, except for securities traded on the NASDAQ, which are valued at the NASDAQ official close price. Unlisted securities or listed securities for which there were no sales during the day are valued at the closing bid price on such exchanges or over-the-counter markets.

 

 

 

 

 

 

 

Short-term debt obligations maturing within 60 days are valued at amortized cost, which approximates market value.

 

 

 

 

 

 

 

Investments for which market quotations are not readily available, or have quotations which management believes are not appropriate, are valued at fair value as determined in good faith under consistently applied procedures established by and under the general supervision of the Board of Trustees. If a security is valued at a “fair value”, such value is likely to be different from the last quoted market price for the security.

 

 

 

 

 

 

 

(a)   Non-income producing security.

 

 

8


 

 

 

 

 

 

 

(b)   Cost for federal income tax purposes is $686,871,376.

 

 

 

 

 

 

 

 

 

 

 

(c)   Unrealized appreciation and depreciation at November 30, 2005 based on cost of investments for federal income tax purposes was:

 

 

 

Unrealized

 

Unrealized

 

Net Unrealized

 

Appreciation

 

Depreciation

 

Appreciation

 

 

 

 

 

 

 

$

186,472,721

 

$

(12,711,948

)

$

173,760,773

 

 

Acronym

 

Name

 

ADR

 

American Depositary Receipt

 

 

9


 

Item 2. Controls and Procedures.

 

(a)          The registrant’s principal executive officer and principal financial officer, based on his evaluation of the registrant’s disclosure controls and procedures as of a date within 90 days of the filing of this report, has concluded that such controls and procedures are adequately designed to ensure that information required to be disclosed by the registrant in Form N-Q is accumulated and communicated to the registrant’s management, including the principal executive officer and principal financial officer, or persons performing similar functions, as appropriate to allow timely decisions regarding required disclosure.

 

(b)         There were no changes in the registrant’s internal control over financial reporting that occurred during the registrant’s last fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting.

 

Item 3. Exhibits.

 

Certifications pursuant to Rule 30a-2(a) under the Investment Company Act of 1940 (17 CFR 270.30a-2(a)) attached hereto as Exhibit 99.CERT.

 


SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(registrant)

 

Columbia Mid Cap Growth Fund, Inc.

 

 

 

 

 

By (Signature and Title)

 

/S/ Christopher L. Wilson

 

 

Christopher L. Wilson, President

 

 

 

 

Date

 

January 25, 2006

 

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

 

 

By (Signature and Title)

 

/S/ Christopher L. Wilson

 

 

Christopher L. Wilson, President

 

 

 

 

Date

 

January 25, 2006

 

 

 

 

 

By (Signature and Title)

 

/S/ J. Kevin Connaughton

 

 

J. Kevin Connaughton, Treasurer

 

 

 

 

Date

 

January 25, 2006

 

 

 EX-99.CERT 2 a06-3594_6ex99dcert.htm CERTIFICATION

Exhibit 99.CERT

 

I, Christopher L. Wilson, certify that:

 

1.                                       I have reviewed this report on Form N-Q of Columbia Mid Cap Growth Fund, Inc.;

 

2.                                       Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;

 

3.                                       Based on my knowledge, the schedules of investments included in this report fairly present in all material respects the investments of the registrant as of the end of the fiscal quarter for which the report is filed;

 

4.                                       The registrant’s other certifying officers and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) for the registrant and have:

 

(a)                                  designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;

 

(b)                                 designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;

 

(c)                                  evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report based on such evaluation; and

 

(d)                                 disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and

 

5.                                       The registrant’s other certifying officers and I have disclosed to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):

 

(a)                                  all significant deficiencies and material weaknesses  in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize, and report financial information; and

 

(b)                                 any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.

 

Date:

January 25, 2006

   /S/ Christopher L. Wilson

 

 

 

 

 

 

Christopher L. Wilson, President

 


 

I, J. Kevin Connaughton, certify that:

 

1.                                       I have reviewed this report on Form N-Q of Columbia Mid Cap Growth Fund, Inc.;

 

2.                                       Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;

 

3.                                       Based on my knowledge, the schedules of investments included in this report fairly present in all material respects the investments of the registrant as of the end of the fiscal quarter for which the report is filed;

 

4.                                       The registrant’s other certifying officers and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) for the registrant and have:

 

(a)                                  designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;

 

(b)                                 designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;

 

(c)                                  evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report based on such evaluation; and

 

(d)                                 disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and

 

5.                                       The registrant’s other certifying officers and I have disclosed to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):

 

(a)                                  all significant deficiencies and material weaknesses  in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize, and report financial information; and

 

(b)                                 any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.

 

 

Date:

January 25, 2006

   /S/ J. Kevin Connaughton

 

 

 

 

 

 

J. Kevin Connaughton, Treasurer

 

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