-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GAoIwgEBHCG3UR/GhJbCKL9ZYhEWE5kpa1pW0yLQZFBbUoIILVzk+DBIJEhlgioX kNp/RcThh7wYgf/5uO+9FA== 0001104659-05-035376.txt : 20050801 0001104659-05-035376.hdr.sgml : 20050801 20050801160706 ACCESSION NUMBER: 0001104659-05-035376 CONFORMED SUBMISSION TYPE: N-Q PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20050531 FILED AS OF DATE: 20050801 DATE AS OF CHANGE: 20050801 EFFECTIVENESS DATE: 20050801 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBIA MID CAP GROWTH FUND INC CENTRAL INDEX KEY: 0000773599 IRS NUMBER: 930896403 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-Q SEC ACT: 1940 Act SEC FILE NUMBER: 811-04362 FILM NUMBER: 05988513 BUSINESS ADDRESS: STREET 1: 1300 SW SIXTH AVE STREET 2: P O BOX 1350 CITY: PORTLAND STATE: OR ZIP: 97207 BUSINESS PHONE: 5032223600 MAIL ADDRESS: STREET 1: 1300 SW SIXTH AVE STREET 2: P O BOX 1350 CITY: PORTLAND STATE: OR ZIP: 92707 FORMER COMPANY: FORMER CONFORMED NAME: COLUMBIA SPECIAL FUND INC DATE OF NAME CHANGE: 19920703 N-Q 1 a05-12107_5nq.htm N-Q

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

OMB APPROVAL

 

OMB Number:    3235-0578
Expires:    February 28, 2006
Estimated average burden hours per response........20.00

 

 

 

 

FORM N-Q

 

 

QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number

811-04362

 

Columbia Mid Cap Growth Fund, Inc.

(Exact name of registrant as specified in charter)

One Financial Center, Boston, Massachusetts

02111

(Address of principal executive offices)

(Zip code)

Vincent Pietropaolo, Esq.
Columbia Management Group, Inc.
One Financial Center
Boston, MA 02111

(Name and address of agent for service)

 

 

 

Registrant’s telephone number, including area code:

1-617-772-3698

 

 

Date of fiscal year end:

08/31/05

 

 

Date of reporting period:

05/31/05

 

 


 

Item 1. Schedule of Investments.

 

 

INVESTMENT PORTFOLIO

May 31, 2005 (Unaudited)

 

Columbia Mid Cap Growth Fund

 

 

 

 

 

Shares

 

Value ($)*

 

Common Stocks – 97.3%

 

 

 

 

 

 

 

CONSUMER DISCRETIONARY – 21.3%

 

 

 

 

 

 

 

Auto Components – 0.5%

 

 

 

 

 

 

 

 

 

Autoliv, Inc.

 

93,410

 

4,335,158

 

 

 

Auto Components Total

 

4,335,158

 

 

 

 

 

 

 

 

 

Diversified Consumer Services – 0.8%

 

 

 

 

 

 

 

 

 

Career Education Corp. (a)

 

93,300

 

3,234,711

 

 

 

Education Management Corp. (a)

 

96,236

 

3,122,858

 

 

 

Diversified Consumer Services Total

 

6,357,569

 

 

 

 

 

 

 

Hotels, Restaurants & Leisure – 5.9%

 

 

 

 

 

 

 

 

 

Applebee’s International, Inc.

 

228,730

 

6,237,467

 

 

 

Brinker International, Inc. (a)

 

87,780

 

3,302,284

 

 

 

Cheesecake Factory, Inc. (a)

 

211,870

 

7,481,130

 

 

 

Four Seasons Hotels, Inc.

 

28,900

 

2,086,580

 

 

 

Harrah’s Entertainment, Inc.

 

43,608

 

3,131,490

 

 

 

Hilton Hotels Corp.

 

274,360

 

6,647,743

 

 

 

International Game Technology

 

70,400

 

1,983,872

 

 

 

Marriott International, Inc., Class A

 

72,200

 

4,876,388

 

 

 

Wendy’s International, Inc.

 

90,230

 

4,072,080

 

 

 

Yum! Brands, Inc.

 

162,200

 

8,319,238

 

 

 

Hotels, Restaurants & Leisure Total

 

48,138,272

 

 

 

 

 

 

 

Household Durables – 3.5%

 

 

 

 

 

 

 

 

 

Centex Corp.

 

28,110

 

1,840,643

 

 

 

D.R. Horton, Inc.

 

96,106

 

3,322,384

 

 

 

Fortune Brands, Inc.

 

55,700

 

4,818,050

 

 

 

Tempur-Pedic International, Inc. (a)

 

803,790

 

18,752,421

 

 

 

Household Durables Total

 

28,733,498

 

 

 

 

 

 

 

Internet & Catalog Retail – 0.4%

 

 

 

 

 

 

 

 

 

Netflix, Inc. (a)

 

204,410

 

2,921,019

 

 

 

Internet & Catalog Retail Total

 

2,921,019

 

 

 

 

 

 

 

Leisure Equipment & Products – 0.9%

 

 

 

 

 

 

 

 

 

Marvel Enterprises, Inc. (a)

 

334,240

 

7,109,285

 

 

 

Leisure Equipment & Products Total

 

7,109,285

 

 

 

 

 

 

 

Media – 2.6%

 

 

 

 

 

 

 

 

 

Getty Images, Inc. (a)

 

21,300

 

1,594,092

 

 

 

Grupo Televisa SA, ADR

 

61,340

 

3,680,400

 

 

 

Lamar Advertising Co., Class A (a)

 

68,590

 

2,868,434

 

 

 

XM Satellite Radio Holdings, Inc., Class A (a)

 

419,795

 

13,479,617

 

 

 

Media Total

 

21,622,543

 

 

 

 

 

 

 

Specialty Retail – 5.2%

 

 

 

 

 

 

 

 

 

Abercrombie & Fitch Co., Class A

 

107,350

 

6,154,375

 

 

1


 

 

 

 

 

 

Shares

 

Value ($)

 

Common Stocks – (continued)

 

 

 

 

 

 

 

CONSUMER DISCRETIONARY – (continued)

 

 

 

 

 

 

 

Specialty Retail – (continued)

 

 

 

 

 

 

 

 

 

Chico’s FAS, Inc. (a)

 

401,560

 

13,737,368

 

 

 

Children’s Place Retail Stores,
Inc. (a)

 

68,780

 

3,212,714

 

 

 

PETCO Animal Supplies, Inc. (a)

 

72,960

 

2,195,366

 

 

 

PETsMART, Inc.

 

165,760

 

5,266,195

 

 

 

Urban Outfitters, Inc. (a)

 

218,020

 

11,629,187

 

 

 

Specialty Retail Total

 

42,195,205

 

 

 

 

 

 

 

Textiles, Apparel & Luxury Goods – 1.5%

 

 

 

 

 

 

 

 

 

Coach, Inc. (a)

 

419,900

 

12,193,896

 

 

 

Textiles, Apparel & Luxury Goods Total

 

12,193,896

 

 

 

CONSUMER DISCRETIONARY TOTAL

 

173,606,445

 

 

 

 

 

 

 

CONSUMER STAPLES – 3.4%

 

 

 

 

 

 

 

Food & Staples Retailing – 0.7%

 

 

 

 

 

 

 

 

 

Rite Aid Corp. (a)

 

525,600

 

2,081,376

 

 

 

Whole Foods Market, Inc.

 

33,740

 

4,014,385

 

 

 

Food & Staples Retailing Total

 

6,095,761

 

 

 

 

 

 

 

Food Products – 2.0%

 

 

 

 

 

 

 

 

 

Bunge Ltd.

 

62,850

 

3,899,214

 

 

 

Corn Products International, Inc.

 

408,200

 

9,017,138

 

 

 

Hershey Co.

 

52,120

 

3,346,625

 

 

 

Food Products Total

 

16,262,977

 

 

 

 

 

 

 

Personal Products – 0.7%

 

 

 

 

 

 

 

 

 

Alberto-Culver Co.

 

64,600

 

2,863,718

 

 

 

Estee Lauder Companies, Inc., Class A

 

62,700

 

2,450,943

 

 

 

Personal Products Total

 

5,314,661

 

 

 

CONSUMER STAPLES TOTAL

 

27,673,399

 

 

 

 

 

 

 

ENERGY – 7.5%

 

 

 

 

 

 

 

Energy Equipment & Services – 4.0%

 

 

 

 

 

 

 

 

 

Baker Hughes, Inc.

 

104,010

 

4,804,222

 

 

 

BJ Services Co.

 

49,050

 

2,469,668

 

 

 

Diamond Offshore Drilling, Inc.

 

66,530

 

3,143,542

 

 

 

FMC Technologies, Inc. (a)

 

92,110

 

2,906,071

 

 

 

Nabors Industries Ltd. (a)

 

66,450

 

3,662,059

 

 

 

National-Oilwell Varco, Inc. (a)

 

134,200

 

6,039,000

 

 

 

Smith International, Inc. (a)

 

96,990

 

5,699,132

 

 

 

Weatherford International Ltd. (a)

 

78,370

 

4,119,911

 

 

 

Energy Equipment & Services Total

 

32,843,605

 

 

 

 

 

 

 

Oil, Gas & Consumable Fuels – 3.5%

 

 

 

 

 

 

 

 

 

EOG Resources, Inc.

 

103,140

 

5,145,655

 

 

 

Massey Energy Co.

 

72,350

 

2,925,111

 

 

2


 

 

 

 

 

Shares

 

Value ($)

 

Common Stocks – (continued)

 

 

 

 

 

 

 

ENERGY – (continued)

 

 

 

 

 

 

 

Oil, Gas & Consumable Fuels – (continued)

 

 

 

 

 

 

 

 

 

Peabody Energy Corp.

 

113,960

 

5,440,450

 

 

 

Teekay Shipping Corp.

 

66,980

 

2,845,310

 

 

 

Ultra Petroleum Corp. (a)

 

182,440

 

4,964,192

 

 

 

XTO Energy, Inc.

 

230,720

 

7,180,007

 

 

 

Oil, Gas & Consumable Fuels Total

 

28,500,725

 

 

 

ENERGY TOTAL

 

61,344,330

 

 

 

 

 

 

 

 

 

FINANCIALS – 6.0%

 

 

 

 

 

 

 

Capital Markets – 3.1%

 

 

 

 

 

 

 

 

 

Affiliated Managers Group, Inc. (a)

 

43,800

 

2,921,460

 

 

 

E*TRADE Financial Corp. (a)

 

733,600

 

9,059,960

 

 

 

Legg Mason, Inc.

 

87,760

 

7,212,117

 

 

 

Lazard Ltd., Class A (a)

 

187,400

 

4,057,210

 

 

 

T. Rowe Price Group, Inc.

 

36,800

 

2,195,488

 

 

 

Capital Markets Total

 

25,446,235

 

 

 

 

 

 

 

 

 

Commercial Banks – 1.5%

 

 

 

 

 

 

 

 

 

North Fork Bancorporation, Inc.

 

215,175

 

5,865,670

 

 

 

Zions Bancorporation

 

85,140

 

6,031,318

 

 

 

Commercial Banks Total

 

11,896,988

 

 

 

 

 

 

 

 

 

Diversified Financial Services – 0.4%

 

 

 

 

 

 

 

 

 

Chicago Mercantile Exchange

 

14,100

 

3,048,279

 

 

 

Diversified Financial Services Total

 

3,048,279

 

 

 

 

 

 

 

 

 

Insurance – 0.5%

 

 

 

 

 

 

 

 

 

Ambac Financial Group, Inc.

 

58,570

 

4,225,825

 

 

 

Insurance Total

 

4,225,825

 

 

 

 

 

 

 

 

 

Real Estate – 0.5%

 

 

 

 

 

 

 

 

 

St. Joe Co.

 

52,010

 

4,102,029

 

 

 

Real Estate Total

 

4,102,029

 

 

 

FINANCIALS TOTAL

 

48,719,356

 

 

 

 

 

 

 

 

 

HEALTH CARE – 16.3%

 

 

 

 

 

 

 

Biotechnology – 2.1%

 

 

 

 

 

 

 

 

 

Amylin Pharmaceuticals, Inc. (a)

 

377,450

 

6,031,651

 

 

 

Genzyme Corp. (a)

 

133,420

 

8,324,074

 

 

 

Neurocrine Biosciences, Inc. (a)

 

62,555

 

2,356,447

 

 

 

Biotechnology Total

 

16,712,172

 

 

 

 

 

 

 

 

 

Health Care Equipment & Supplies – 5.5%

 

 

 

 

 

 

 

 

 

Beckman Coulter, Inc.

 

57,540

 

4,031,252

 

 

 

Biomet, Inc.

 

112,879

 

4,254,410

 

 

 

DENTSPLY International, Inc.

 

45,730

 

2,608,897

 

 

 

Fisher Scientific International,
Inc. (a)

 

45,860

 

2,864,416

 

 

 

Gen-Probe, Inc. (a)

 

137,140

 

5,329,260

 

 

3


 

 

 

 

 

Shares

 

Value ($)

 

Common Stocks – (continued)

 

 

 

 

 

 

 

HEALTH CARE – (continued)

 

 

 

 

 

 

 

Health Care Equipment & Supplies – (continued)

 

 

 

 

 

 

 

 

 

Kinetic Concepts, Inc. (a)

 

149,890

 

9,630,432

 

 

 

Nektar Therapeutics (a)

 

207,480

 

3,792,734

 

 

 

ResMed, Inc. (a)

 

29,160

 

1,821,625

 

 

 

Thermo Electron Corp. (a)

 

154,980

 

4,079,074

 

 

 

Varian Medical Systems, Inc. (a)

 

131,630

 

4,950,604

 

 

 

Waters Corp. (a)

 

36,200

 

1,406,370

 

 

 

Health Care Equipment & Supplies Total

 

44,769,074

 

 

 

 

 

 

 

Health Care Providers & Services – 6.2%

 

 

 

 

 

 

 

 

 

Accredo Health, Inc. (a)

 

49,112

 

2,201,200

 

 

 

Cerner Corp. (a)

 

56,100

 

3,666,135

 

 

 

Community Health Systems, Inc. (a)

 

115,900

 

4,215,283

 

 

 

Coventry Health Care, Inc. (a)

 

59,200

 

4,121,504

 

 

 

DaVita, Inc. (a)

 

207,305

 

9,548,468

 

 

 

Health Management Associates, Inc., Class A (a)

 

156,710

 

3,952,226

 

 

 

Henry Schein, Inc. (a)

 

81,800

 

3,295,722

 

 

 

Laboratory Corp. of America Holdings (a)

 

79,130

 

3,833,849

 

 

 

Quest Diagnostics, Inc. (a)

 

44,450

 

4,667,250

 

 

 

United Surgical Partners International, Inc. (a)

 

52,800

 

2,541,792

 

 

 

WellPoint, Inc. (a)

 

63,790

 

8,484,070

 

 

 

Health Care Providers & Services Total

 

50,527,499

 

 

 

 

 

 

 

Pharmaceuticals – 2.5%

 

 

 

 

 

 

 

 

 

Allergan, Inc.

 

82,000

 

6,339,420

 

 

 

Endo Pharmaceuticals Holdings,
Inc. (a)

 

168,557

 

3,421,707

 

 

 

Medicis Pharmaceutical Corp., Class A

 

234,410

 

6,605,674

 

 

 

Teva Pharmaceutical Industries Ltd., ADR

 

127,926

 

4,268,890

 

 

 

Pharmaceuticals Total

 

20,635,691

 

 

 

HEALTH CARE TOTAL

 

132,644,436

 

 

 

 

 

 

 

INDUSTRIALS – 11.6%

 

 

 

 

 

 

 

Aerospace & Defense – 2.1%

 

 

 

 

 

 

 

 

 

Armor Holdings, Inc. (a)

 

90,900

 

3,431,475

 

 

 

L-3 Communications Holdings, Inc.

 

95,990

 

6,794,172

 

 

 

Rockwell Collins, Inc.

 

48,800

 

2,410,232

 

 

 

United Defense Industries, Inc.

 

61,170

 

4,557,777

 

 

 

Aerospace & Defense Total

 

17,193,656

 

 

4


 

 

 

 

 

Shares

 

Value ($)

 

Common Stocks – (continued)

 

 

 

 

 

 

 

INDUSTRIALS – (continued)

 

 

 

 

 

 

 

Air Freight & Logistics – 1.3%

 

 

 

 

 

 

 

 

 

C.H. Robinson Worldwide, Inc.

 

103,610

 

5,923,384

 

 

 

UTI Worldwide, Inc.

 

58,800

 

4,336,500

 

 

 

Air Freight & Logistics Total

 

10,259,884

 

 

 

 

 

 

 

 

 

Airlines – 0.5%

 

 

 

 

 

 

 

 

 

Southwest Airlines Co.

 

267,700

 

3,895,035

 

 

 

Airlines Total

 

3,895,035

 

 

 

 

 

 

 

 

 

Commercial Services & Supplies – 3.7%

 

 

 

 

 

 

 

 

 

ChoicePoint, Inc. (a)

 

181,100

 

7,109,986

 

 

 

Corporate Executive Board Co.

 

176,560

 

12,320,357

 

 

 

Manpower, Inc.

 

136,240

 

5,426,439

 

 

 

Robert Half International, Inc.

 

226,970

 

5,660,632

 

 

 

Commercial Services & Supplies Total

 

30,517,414

 

 

 

 

 

 

 

 

 

Construction & Engineering – 1.1%

 

 

 

 

 

 

 

 

 

Jacobs Engineering Group, Inc. (a)

 

165,350

 

8,694,103

 

 

 

Construction & Engineering Total

 

8,694,103

 

 

 

 

 

 

 

 

 

Electrical Equipment – 0.6%

 

 

 

 

 

 

 

 

 

Rockwell Automation, Inc.

 

98,870

 

5,078,952

 

 

 

Electrical Equipment Total

 

5,078,952

 

 

 

 

 

 

 

 

 

Machinery – 1.8%

 

 

 

 

 

 

 

 

 

Joy Global, Inc.

 

186,845

 

7,014,161

 

 

 

Terex Corp. (a)

 

198,165

 

7,831,481

 

 

 

Machinery Total

 

14,845,642

 

 

 

 

 

 

 

 

 

Road & Rail – 0.5%

 

 

 

 

 

 

 

 

 

Landstar System, Inc. (a)

 

127,580

 

4,304,549

 

 

 

Road & Rail Total

 

4,304,549

 

 

 

INDUSTRIALS TOTAL

 

94,789,235

 

 

 

 

 

 

 

 

 

INFORMATION TECHNOLOGY – 23.5%

 

 

 

 

 

 

 

Communications Equipment – 2.5%

 

 

 

 

 

 

 

 

 

Avocent Corp. (a)

 

91,770

 

2,569,560

 

 

 

Comverse Technology, Inc. (a)

 

334,550

 

7,871,962

 

 

 

Harris Corp.

 

154,370

 

4,436,594

 

 

 

Juniper Networks, Inc. (a)

 

204,280

 

5,237,739

 

 

 

Communications Equipment Total

 

20,115,855

 

 

 

 

 

 

 

 

 

Computers & Peripherals – 2.0%

 

 

 

 

 

 

 

 

 

Apple Computer, Inc. (a)

 

207,030

 

8,221,161

 

 

 

Network Appliance, Inc. (a)

 

133,990

 

3,853,553

 

 

 

SanDisk Corp. (a)

 

156,270

 

4,077,084

 

 

 

Computers & Peripherals Total

 

16,151,798

 

 

5


 

 

 

 

 

Shares

 

Value ($)

 

Common Stocks – (continued)

 

 

 

 

 

 

 

INFORMATION TECHNOLOGY – (continued)

 

 

 

 

 

 

 

Internet Software & Services – 0.4%

 

 

 

 

 

 

 

 

 

VeriSign, Inc. (a)

 

109,330

 

3,536,826

 

 

 

Internet Software & Services Total

 

3,536,826

 

 

 

 

 

 

 

IT Services – 2.1%

 

 

 

 

 

 

 

 

 

Alliance Data Systems Corp. (a)

 

106,360

 

4,011,899

 

 

 

Cognizant Technology Solutions Corp., Class A (a)

 

271,150

 

13,015,200

 

 

 

IT Services Total

 

17,027,099

 

 

 

 

 

 

 

Office Electronics – 0.2%

 

 

 

 

 

 

 

 

 

Zebra Technologies Corp.,
Class A (a)

 

42,650

 

1,820,302

 

 

 

Office Electronics Total

 

1,820,302

 

 

 

 

 

 

 

Semiconductors & Semiconductor Equipment – 8.0%

 

 

 

 

 

 

 

 

 

Advanced Micro Devices, Inc. (a)

 

314,870

 

5,163,868

 

 

 

Altera Corp. (a)

 

187,060

 

4,150,861

 

 

 

Broadcom Corp., Class A (a)

 

382,280

 

13,567,117

 

 

 

KLA-Tencor Corp.

 

79,220

 

3,597,380

 

 

 

Lam Research Corp. (a)

 

74,400

 

2,282,592

 

 

 

Linear Technology Corp.

 

162,664

 

6,095,020

 

 

 

Marvell Technology Group Ltd. (a)

 

339,880

 

13,921,485

 

 

 

Microchip Technology, Inc.

 

69,917

 

2,072,340

 

 

 

National Semiconductor Corp.

 

123,130

 

2,477,376

 

 

 

NVIDIA Corp. (a)

 

229,960

 

6,252,612

 

 

 

Silicon Laboratories, Inc. (a)

 

214,090

 

5,936,716

 

 

 

Semiconductors & Semiconductor Equipment Total

 

65,517,367

 

 

 

 

 

 

 

Software – 8.3%

 

 

 

 

 

 

 

 

 

Amdocs Ltd. (a)

 

212,950

 

5,802,888

 

 

 

Business Objects SA, ADR (a)

 

107,940

 

3,093,560

 

 

 

Check Point Software Technologies Ltd. (a)

 

420,690

 

9,553,870

 

 

 

Citrix Systems, Inc. (a)

 

324,250

 

8,158,130

 

 

 

Hyperion Solutions Corp. (a)

 

126,380

 

5,577,149

 

 

 

Macromedia, Inc. (a)

 

59,615

 

2,636,175

 

 

 

McAfee, Inc. (a)

 

61,700

 

1,769,556

 

 

 

Mercury Interactive Corp. (a)

 

242,100

 

10,923,552

 

 

 

NAVTEQ (a)

 

209,900

 

8,007,685

 

 

 

TIBCO Software, Inc. (a)

 

382,740

 

2,426,572

 

 

6


 

 

 

 

 

Shares

 

Value ($)

 

Common Stocks – (continued)

 

 

 

 

 

 

 

INFORMATION TECHNOLOGY – (continued)

 

 

 

 

 

 

 

Software - (continued)

 

 

 

 

 

 

 

 

 

VERITAS Software Corp. (a)

 

393,800

 

9,793,806

 

 

 

Software Total

 

67,742,943

 

 

 

INFORMATION TECHNOLOGY TOTAL

 

191,912,190

 

 

 

 

 

 

 

MATERIALS – 4.4%

 

 

 

 

 

 

 

Chemicals – 2.4%

 

 

 

 

 

 

 

 

 

Airgas, Inc.

 

95,180

 

2,284,320

 

 

 

Lyondell Chemical Co.

 

159,500

 

3,786,530

 

 

 

Potash Corp. of Saskatchewan, Inc.

 

150,050

 

13,566,021

 

 

 

Chemicals Total

 

19,636,871

 

 

 

 

 

 

 

Metals & Mining – 2.0%

 

 

 

 

 

 

 

 

 

Freeport-McMoRan Copper & Gold, Inc., Class B

 

118,070

 

4,167,871

 

 

 

Inco Ltd.

 

155,090

 

5,984,923

 

 

 

Phelps Dodge Corp.

 

66,570

 

5,818,218

 

 

 

Metals & Mining Total

 

15,971,012

 

 

 

MATERIALS TOTAL

 

35,607,883

 

 

 

 

 

 

 

TELECOMMUNICATION SERVICES – 2.8%

 

 

 

 

 

 

 

Wireless Telecommunication Services – 2.8%

 

 

 

 

 

 

 

 

 

American Tower Corp., Class A (a)

 

259,750

 

4,685,890

 

 

 

Crown Castle International Corp. (a)

 

311,850

 

5,544,693

 

 

 

Millicom International Cellular
SA (a)

 

161,910

 

2,894,951

 

 

 

Mobile TeleSystems, ADR

 

81,530

 

2,861,703

 

 

 

SpectraSite, Inc. (a)

 

69,260

 

4,422,251

 

 

 

VimpelCom, ADR (a)

 

68,500

 

2,537,240

 

 

 

Wireless Telecommunication Services Total

 

22,946,728

 

 

 

TELECOMMUNICATION SERVICES TOTAL

 

22,946,728

 

 

 

 

 

 

 

UTILITIES – 0.5%

 

 

 

 

 

 

 

Independent Power Producers & Energy Traders – 0.5%

 

 

 

 

 

 

 

 

 

AES Corp. (a)

 

272,100

 

4,051,569

 

 

 

Independent Power Producers & Energy Traders Total

 

4,051,569

 

 

 

UTILITIES TOTAL

 

4,051,569

 

 

 

 

 

 

 

 

 

 

 

Total Common Stocks
(cost of $699,938,149)

 

 

 

793,295,571

 

 

7


 

 

 

 

 

Shares

 

Value ($)

 

Convertible Preferred Stock – 0.0%

 

 

 

 

 

 

 

INFORMATION TECHNOLOGY – 0.0%

 

 

 

 

 

 

 

Internet Software & Services – 0.0%

 

 

 

 

 

 

 

 

 

Network Specialists, Inc.,
Series A (a)(b)(c)

 

394,218

 

3,942

 

 

 

Internet Software & Services Total

 

3,942

 

 

 

INFORMATION TECHNOLOGY TOTAL

 

3,942

 

 

 

 

 

 

 

 

 

Total Convertible Preferred Stock (cost of $3,000,000)

 

 

 

3,942

 

 

 

 

 

 

 

 

 

 

 

 

 

Par ($)

 

 

 

Short-Term Obligation – 2.1%

 

 

 

 

 

 

 

 

 

Repurchase agreement with State Street Bank & Trust Co., dated 05/31/05, due 06/01/05 at 2.900%, collateralized by a U.S. Treasury Note maturing 05/15/10, market value of $17,165,400 (repurchase proceeds $16,827,355)

 

16,826,000

 

16,826,000

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Value ($)

 

 

 

Total Short-Term Obligation
(cost of $16,826,000)

 

 

 

16,826,000

 

 

 

 

 

 

 

 

 

 

 

Total Investments – 99.4%
(cost of $719,764,149)(d)(e)

 

 

 

810,125,513

 

 

 

 

 

 

 

 

 

 

 

Other Assets & Liabilities, Net – 0.6%

 

 

 

4,777,545

 

 

 

 

 

 

 

 

 

 

 

Net Assets – 100.0%

 

 

 

814,903,058

 

 

 

 

Notes to Investment Portfolio:

 

 

 

 

 

*

Security Valuation:
Equity securities are valued at the last sale price on the principal exchange on which they trade, except for securities traded on the NASDAQ, which are valued at the NASDAQ official close price. Unlisted securities or listed securities for which there were no sales during the day are valued at the closing bid price on such exchanges or over-the-counter markets.

Short-term debt obligations maturing within 60 days are valued at amortized cost, which approximates market value.

Investments for which market quotations are not readily available, or quotations which management believes are not appropriate, are valued at fair value under procedures approved by the Board of Trustees.

 

 

 

 

 

 

 

 

(a)

Non-income producing security.

 

 

 

 

 

 

 

 

(b)

Represents fair value as determined in good faith under procedures approved by the Board of Trustees.

 

 

 

 

 

 

 

 

(c)

Security exempt from registration pursuant to Rule 144A under the Securities Act of 1933. This security may be resold in transactions exempt from registration, normally to qualified institutional buyers. At May 31, 2005, the value of this security represents less than 0.1% of net assets.

 

 

 

 

 

 

 

 

(d)

Cost for federal income tax purposes is $719,764,149.

 

 

8


 

 

(e)

Unrealized appreciation and depreciation at May 31, 2005 based on cost of investments for federal income tax purposes was:

 

 

 

 

 

 

Unrealized
Appreciation

 

Unrealized
Depreciation

 

Net Unrealized
Appreciation

 

 

 

 

 

$

117,405,880

 

$

(27,044,516

)

$

90,361,364

 

 

 

 

Acronym

 

Name

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

ADR

 

American Depositary Receipt

 

 

 

 

9


 

Item 2. Controls and Procedures.

 

(a)          The registrant’s principal executive officer and principal financial officer, based on their evaluation of the registrant’s disclosure controls and procedures as of a date within 90 days of the filing of this report, have concluded that such controls and procedures are adequately designed to ensure that information required to be disclosed by the registrant in Form N-Q is accumulated and communicated to the registrant’s management, including the principal executive officer and principal financial officer, or persons performing similar functions, as appropriate to allow timely decisions regarding required disclosure.

 

(b)         There were no changes in the registrant’s internal control over financial reporting that occurred during the registrant’s last fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting.

 

Item 3. Exhibits.

 

Certifications pursuant to Rule 30a-2(a) under the Investment Company Act of 1940 (17 CFR 270.30a-2(a)) attached hereto as Exhibit 99.CERT.

 


 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(registrant)

 

Columbia Mid Cap Growth Fund, Inc.

 

 

 

 

 

 

 

 

 

By (Signature and Title)

 

/S/ Christopher L. Wilson

 

 

 

Christopher L. Wilson, President

 

 

 

 

 

 

 

 

 

Date

 

July 28, 2005

 

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

 

 

By (Signature and Title)

 

/S/ Christopher L. Wilson

 

 

 

Christopher L. Wilson, President

 

 

 

 

 

 

 

 

 

Date

 

July 28, 2005

 

 

 

 

 

 

 

By (Signature and Title)

 

/S/ J. Kevin Connaughton

 

 

 

J. Kevin Connaughton, Treasurer

 

 

 

 

 

 

 

 

 

Date

 

July 28, 2005

 

 

 EX-99.CERT 2 a05-12107_5ex99dcert.htm EX-99.CERT

Exhibit 99.CERT

 

I, J. Kevin Connaughton, certify that:

 

1.                                       I have reviewed this report on Form N-Q of Columbia Mid Cap Growth Fund, Inc.;

 

2.                                       Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;

 

3.                                       Based on my knowledge, the schedules of investments included in this report fairly present in all material respects the investments of the registrant as of the end of the fiscal quarter for which the report is filed;

 

4.                                       The registrant’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) for the registrant and have:

 

(a)                                  designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;

 

(b)                                 evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report based on such evaluation; and

 

(c)                                  disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and

 

5.                                       The registrant’s other certifying officer(s) and I have disclosed to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):

 

(a)                                  all significant deficiencies and material weaknesses  in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize, and report financial information; and

 

(b)                                 any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.

 

 

 

Date:

July 28, 2005

/S/ J. Kevin Connaughton

 

 

 

 

 

 

 

J. Kevin Connaughton, Treasurer

 


 

I, Christopher L. Wilson, certify that:

 

1.                                       I have reviewed this report on Form N-Q of Columbia Mid Cap Growth Fund, Inc.;

 

2.                                       Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;

 

3.                                       Based on my knowledge, the schedules of investments included in this report fairly present in all material respects the investments of the registrant as of the end of the fiscal quarter for which the report is filed;

 

4.                                       The registrant’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) for the registrant and have:

 

(a)                                  designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;

 

(b)                                 evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report based on such evaluation; and

 

(c)                                  disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and

 

5.                                       The registrant’s other certifying officer(s) and I have disclosed to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):

 

(a)                                  all significant deficiencies and material weaknesses  in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize, and report financial information; and

 

(b)                                 any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.

 

 

Date:

July 28, 2005

/S/ Christopher L. Wilson

 

 

 

 

 

 

 

Christopher L. Wilson, President

 

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