-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WVyopnNC5xI5HJc1ibtTlqBrqWZD5dIt601Y1GHognzpbbTzKIDZR2/5uP9kuGh9 2YRNLlA4ytFmRjLuX5x1ng== 0001104659-05-003288.txt : 20050131 0001104659-05-003288.hdr.sgml : 20050131 20050131161548 ACCESSION NUMBER: 0001104659-05-003288 CONFORMED SUBMISSION TYPE: N-Q PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20041130 FILED AS OF DATE: 20050131 DATE AS OF CHANGE: 20050131 EFFECTIVENESS DATE: 20050131 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBIA MID CAP GROWTH FUND INC CENTRAL INDEX KEY: 0000773599 IRS NUMBER: 930896403 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-Q SEC ACT: 1940 Act SEC FILE NUMBER: 811-04362 FILM NUMBER: 05562026 BUSINESS ADDRESS: STREET 1: 1300 SW SIXTH AVE STREET 2: P O BOX 1350 CITY: PORTLAND STATE: OR ZIP: 97207 BUSINESS PHONE: 5032223600 MAIL ADDRESS: STREET 1: 1300 SW SIXTH AVE STREET 2: P O BOX 1350 CITY: PORTLAND STATE: OR ZIP: 92707 FORMER COMPANY: FORMER CONFORMED NAME: COLUMBIA SPECIAL FUND INC DATE OF NAME CHANGE: 19920703 N-Q 1 a05-1174_4nq.htm N-Q

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

OMB APPROVAL

 

OMB Number:    3235-0578
Expires:    February 28, 2006
Estimated average burden hours per response........20.0

 

 

 

 

FORM N-Q

 

 

QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number

811-04362

 

Columbia Mid Cap Growth Fund, Inc.

(Exact name of registrant as specified in charter)

One Financial Center, Boston, Massachusetts

02111

(Address of principal executive offices)

(Zip code)

Vincent Pietropaolo, Esq.
Columbia Management Group, Inc.
One Financial Center
Boston, MA 02111

(Name and address of agent for service)

 

 

 

Registrant's telephone number, including area code:

1-617-772-3698

 

 

Date of fiscal year end:

8/31/05

 

 

Date of reporting period:

11/30/04

 

 



 

Item 1. Schedule of Investments.

 

INVESTMENT PORTFOLIO

November 30, 2004 (Unaudited)

Columbia Mid Cap Growth Fund

 

 

 

 

 

Shares

 

Value ($)*

 

Common Stocks – 98.2%

 

 

 

 

 

 

 

CONSUMER DISCRETIONARY – 18.2%

 

 

 

 

 

 

 

Auto Components – 0.5%

 

 

 

 

 

 

 

 

 

Autoliv, Inc.

 

107,370

 

5,018,474

 

 

 

 

 

Auto Components Total

 

5,018,474

 

Hotels, Restaurants & Leisure – 5.7%

 

 

 

 

 

 

 

 

 

Applebee’s International, Inc.

 

217,580

 

5,591,806

 

 

 

Cheesecake Factory, Inc. (a)

 

115,910

 

5,666,840

 

 

 

Four Seasons Hotels, Inc.

 

44,890

 

3,164,296

 

 

 

Harrah’s Entertainment, Inc.

 

134,540

 

8,260,756

 

 

 

Hilton Hotels Corp.

 

434,300

 

8,972,638

 

 

 

Marriott International, Inc., Class A

 

115,390

 

6,559,921

 

 

 

Yum! Brands, Inc.

 

321,860

 

14,612,444

 

 

 

 

 

Hotels, Restaurants & Leisure Total

 

52,828,701

 

Household Durables – 3.5%

 

 

 

 

 

 

 

 

 

Centex Corp.

 

69,670

 

3,655,585

 

 

 

D.R. Horton, Inc.

 

120,530

 

4,243,861

 

 

 

Harman International Industries, Inc.

 

40,720

 

5,002,452

 

 

 

Tempur-Pedic International, Inc. (a)

 

1,023,700

 

19,849,543

 

 

 

 

 

Household Durables Total

 

32,751,441

 

Leisure Equipment & Products – 0.5%

 

 

 

 

 

 

 

 

 

Marvel Enterprises, Inc. (a)

 

250,530

 

4,617,268

 

 

 

 

 

Leisure Equipment & Products Total

 

4,617,268

 

Media – 2.2%

 

 

 

 

 

 

 

 

 

Grupo Televisa SA, ADR

 

68,090

 

4,239,964

 

 

 

Lamar Advertising Co., Class A (a)

 

110,200

 

4,346,288

 

 

 

XM Satellite Radio Holdings, Inc., Class A (a)

 

316,940

 

11,698,256

 

 

 

 

 

Media Total

 

20,284,508

 

Specialty Retail – 4.5%

 

 

 

 

 

 

 

 

 

Bed Bath & Beyond, Inc. (a)

 

101,740

 

4,062,275

 

 

 

Chico’s FAS, Inc. (a)

 

278,820

 

10,762,452

 

 

 

PETCO Animal Supplies, Inc. (a)

 

146,440

 

5,295,270

 

 

 

PETsMART, Inc.

 

226,950

 

7,777,577

 

 

 

Staples, Inc.

 

153,520

 

4,898,823

 

 

 

Urban Outfitters, Inc. (a)

 

197,500

 

8,393,750

 

 

 

 

 

Specialty Retail Total

 

41,190,147

 

 

1



 

 

 

 

 

Shares

 

Value ($)*

 

Common Stocks – (continued)

 

 

 

 

 

 

 

CONSUMER DISCRETIONARY – (continued)

 

 

 

 

 

Textiles, Apparel & Luxury Goods – 1.3%

 

 

 

 

 

 

 

 

 

Coach, Inc. (a)

 

244,360

 

12,178,902

 

 

 

 

 

Textiles, Apparel & Luxury Goods Total

 

12,178,902

 

 

 

 

 

CONSUMER DISCRETIONARY TOTAL

 

168,869,441

 

CONSUMER STAPLES – 3.7%

 

 

 

 

 

 

 

Food & Staples Retailing – 1.0%

 

 

 

 

 

 

 

 

 

Whole Foods Market, Inc.

 

101,780

 

9,238,570

 

 

 

 

 

Food & Staples Retailing Total

 

9,238,570

 

Food Products – 2.2%

 

 

 

 

 

 

 

 

 

Bunge Ltd.

 

233,180

 

12,293,250

 

 

 

Corn Products International, Inc.

 

64,950

 

3,534,579

 

 

 

Hershey Foods Corp.

 

88,050

 

4,560,990

 

 

 

 

 

Food Products Total

 

20,388,819

 

Personal Products – 0.5%

 

 

 

 

 

 

 

 

 

Alberto-Culver Co.

 

98,280

 

4,550,364

 

 

 

 

 

Personal Products Total

 

4,550,364

 

 

 

 

 

CONSUMER STAPLES TOTAL

 

34,177,753

 

ENERGY – 6.4%

 

 

 

 

 

 

 

Energy Equipment & Services – 4.2%

 

 

 

 

 

 

 

 

 

Baker Hughes, Inc.

 

194,630

 

8,627,948

 

 

 

BJ Services Co.

 

147,180

 

7,457,611

 

 

 

Nabors Industries Ltd. (a)

 

88,520

 

4,603,040

 

 

 

National-Oilwell, Inc. (a)

 

327,380

 

11,851,156

 

 

 

Weatherford International Ltd. (a)

 

123,680

 

6,602,038

 

 

 

 

 

Energy Equipment & Services Total

 

39,141,793

 

Oil & Gas – 2.2%

 

 

 

 

 

 

 

 

 

EOG Resources, Inc.

 

52,690

 

3,955,439

 

 

 

Murphy Oil Corp.

 

31,590

 

2,694,943

 

 

 

Ultra Petroleum Corp. (a)

 

83,750

 

4,410,275

 

 

 

XTO Energy, Inc.

 

243,855

 

8,864,129

 

 

 

 

 

Oil & Gas Total

 

19,924,786

 

 

 

 

 

ENERGY TOTAL

 

59,066,579

 

FINANCIALS – 4.5%

 

 

 

 

 

 

 

Capital Markets – 0.8%

 

 

 

 

 

 

 

 

 

E*TRADE Financial Corp. (a)

 

556,040

 

7,706,714

 

 

 

 

 

Capital Markets Total

 

7,706,714

 

Commercial Banks – 1.9%

 

 

 

 

 

 

 

 

 

North Fork Bancorporation, Inc.

 

259,355

 

7,469,424

 

 

 

TCF Financial Corp.

 

116,080

 

3,588,033

 

 

2



 

 

 

 

 

Shares

 

Value ($)*

 

Common Stocks – (continued)

 

 

 

 

 

 

 

FINANCIALS – (continued)

 

 

 

 

 

 

 

Commercial Banks – (continued)

 

 

 

 

 

 

 

 

 

Zions Bancorporation

 

99,280

 

6,602,120

 

 

 

 

 

Commercial Banks Total

 

17,659,577

 

Insurance – 1.1%

 

 

 

 

 

 

 

 

 

Ambac Financial Group, Inc.

 

127,190

 

10,344,363

 

 

 

 

 

Insurance Total

 

10,344,363

 

Real Estate – 0.7%

 

 

 

 

 

 

 

 

 

St. Joe Co.

 

107,050

 

5,871,693

 

 

 

 

 

Real Estate Total

 

5,871,693

 

 

 

 

 

FINANCIALS TOTAL

 

41,582,347

 

HEALTH CARE – 18.4%

 

 

 

 

 

 

 

Biotechnology – 3.0%

 

 

 

 

 

 

 

 

 

Amylin Pharmaceuticals, Inc. (a)

 

366,070

 

7,460,507

 

 

 

Gen-Probe, Inc. (a)

 

179,250

 

7,152,075

 

 

 

Genzyme Corp. (a)

 

179,840

 

10,072,838

 

 

 

Martek Biosciences Corp. (a)

 

74,220

 

2,884,931

 

 

 

 

 

Biotechnology Total

 

27,570,351

 

Health Care Equipment & Supplies – 6.5%

 

 

 

 

 

 

 

 

 

Beckman Coulter, Inc.

 

85,960

 

5,626,941

 

 

 

Biomet, Inc.

 

207,330

 

9,924,887

 

 

 

Fisher Scientific International, Inc. (a)

 

216,840

 

12,260,134

 

 

 

Kinetic Concepts, Inc. (a)

 

237,940

 

15,090,155

 

 

 

Thermo Electron Corp. (a)

 

336,840

 

10,189,410

 

 

 

Varian Medical Systems, Inc.

 

178,380

 

7,506,230

 

 

 

 

 

Health Care Equipment & Supplies Total

 

60,597,757

 

Health Care Providers & Services – 4.4%

 

 

 

 

 

 

 

 

 

Accredo Health, Inc. (a)

 

195,210

 

5,284,335

 

 

 

Community Health Systems, Inc. (a)

 

170,040

 

4,701,606

 

 

 

DaVita, Inc. (a)

 

442,695

 

14,706,328

 

 

 

McKesson Corp.

 

165,210

 

4,881,956

 

 

 

UnitedHealth Group, Inc.

 

60,005

 

4,971,414

 

 

 

WellPoint Health Networks, Inc. (a)

 

58,040

 

5,881,193

 

 

 

 

 

Health Care Providers & Services Total

 

40,426,832

 

Pharmaceuticals – 4.5%

 

 

 

 

 

 

 

 

 

Elan Corp. PLC, ADR (a)

 

322,530

 

8,514,792

 

 

 

Endo Pharmaceuticals Holdings, Inc. (a)

 

269,340

 

5,516,083

 

 

 

IVAX Corp. (a)

 

192,255

 

3,001,101

 

 

 

Medicis Pharmaceutical Corp., Class A

 

393,870

 

14,490,477

 

 

 

Nektar Therapeutics (a)

 

259,570

 

4,850,066

 

 

3



 

 

 

 

 

Shares

 

Value ($)*

 

Common Stocks – (continued)

 

 

 

 

 

 

 

HEALTH CARE – (continued)

 

 

 

 

 

 

 

Pharmaceuticals – (continued)

 

 

 

 

 

 

 

 

 

Teva Pharmaceutical Industries Ltd., ADR

 

214,080

 

5,840,102

 

 

 

 

 

Pharmaceuticals Total

 

42,212,621

 

 

 

 

 

HEALTH CARE TOTAL

 

170,807,561

 

INDUSTRIAL – 10.5%

 

 

 

 

 

 

 

Aerospace & Defense – 1.1%

 

 

 

 

 

 

 

 

 

L-3 Communications Holdings, Inc.

 

61,170

 

4,552,271

 

 

 

United Defense Industries, Inc. (a)

 

129,870

 

5,883,111

 

 

 

 

 

Aerospace & Defense Total

 

10,435,382

 

Air Freight & Logistics – 1.2%

 

 

 

 

 

 

 

 

 

C.H. Robinson Worldwide, Inc.

 

115,200

 

6,192,000

 

 

 

Expeditors International of Washington, Inc.

 

92,710

 

4,937,735

 

 

 

 

 

Air Freight & Logistics Total

 

11,129,735

 

Building Products – 0.5%

 

 

 

 

 

 

 

 

 

Masco Corp.

 

127,700

 

4,503,979

 

 

 

 

 

Building Products Total

 

4,503,979

 

Commercial Services & Supplies – 6.8%

 

 

 

 

 

 

 

 

 

Avery Dennison Corp.

 

83,230

 

4,882,272

 

 

 

Career Education Corp. (a)

 

77,270

 

3,005,803

 

 

 

ChoicePoint, Inc. (a)

 

273,000

 

11,971,050

 

 

 

Cintas Corp.

 

103,210

 

4,615,551

 

 

 

Corporate Executive Board Co.

 

200,520

 

13,450,882

 

 

 

Education Management Corp. (a)

 

211,030

 

6,993,534

 

 

 

Manpower, Inc.

 

279,710

 

13,529,573

 

 

 

Robert Half International, Inc.

 

174,650

 

4,720,789

 

 

 

 

 

Commercial Services & Supplies Total

 

63,169,454

 

Construction & Engineering – 0.9%

 

 

 

 

 

 

 

 

 

Jacobs Engineering Group, Inc. (a)

 

176,560

 

8,116,463

 

 

 

 

 

Construction & Engineering Total

 

8,116,463

 

 

 

 

 

INDUSTRIAL TOTAL

 

97,355,013

 

INFORMATION TECHNOLOGY – 27.0%

 

 

 

 

 

 

Communications Equipment – 3.7%

 

 

 

 

 

 

 

 

 

Avocent Corp. (a)

 

109,380

 

4,148,783

 

 

 

Comverse Technology, Inc. (a)

 

398,650

 

8,479,286

 

 

 

Harris Corp.

 

76,700

 

5,076,773

 

 

 

Juniper Networks, Inc. (a)

 

375,010

 

10,324,025

 

 

 

Polycom, Inc. (a)

 

274,810

 

6,276,660

 

 

 

 

 

Communications Equipment Total

 

34,305,527

 

 

4



 

 

 

 

 

Shares

 

Value ($)*

 

Common Stocks – (continued)

 

 

 

 

 

 

 

INFORMATION TECHNOLOGY – (continued)

 

 

 

 

 

 

 

Computers & Peripherals – 2.9%

 

 

 

 

 

 

 

 

 

Apple Computer, Inc. (a)

 

132,400

 

8,877,420

 

 

 

Lexmark International, Inc., Class A (a)

 

46,420

 

3,941,058

 

 

 

SanDisk Corp. (a)

 

638,200

 

14,410,556

 

 

 

 

 

Computers & Peripherals Total

 

27,229,034

 

Electronic Equipment & Instruments – 1.0%

 

 

 

 

 

 

 

 

 

CDW Corp.

 

74,410

 

4,890,225

 

 

 

FLIR Systems, Inc. (a)

 

73,990

 

4,169,337

 

 

 

 

 

Electronic Equipment & Instruments Total

 

9,059,562

 

Internet Software & Services – 0.7%

 

 

 

 

 

 

 

 

 

Ask Jeeves, Inc. (a)

 

239,480

 

6,188,163

 

 

 

 

 

Internet Software & Services Total

 

6,188,163

 

IT Services – 2.4%

 

 

 

 

 

 

 

 

 

Cognizant Technology Solutions Corp., Class A (a)

 

247,900

 

9,452,427

 

 

 

Iron Mountain, Inc. (a)

 

285,200

 

8,593,076

 

 

 

SunGard Data Systems, Inc. (a)

 

156,500

 

4,148,815

 

 

 

 

 

IT Services Total

 

22,194,318

 

Office Electronics – 1.0%

 

 

 

 

 

 

 

 

 

Zebra Technologies Corp., Class A (a)

 

188,960

 

9,500,909

 

 

 

 

 

Office Electronics Total

 

9,500,909

 

Semiconductors & Semiconductor Equipment – 7.7%

 

 

 

 

 

 

 

 

 

Advanced Micro Devices (a)

 

482,170

 

10,260,578

 

 

 

Altera Corp. (a)

 

183,280

 

4,156,790

 

 

 

Broadcom Corp., Class A (a)

 

425,430

 

13,834,984

 

 

 

Linear Technology Corp.

 

252,160

 

9,622,426

 

 

 

Marvell Technology Group Ltd. (a)

 

250,390

 

8,027,503

 

 

 

Microchip Technology, Inc.

 

215,350

 

6,068,563

 

 

 

National Semiconductor Corp.

 

181,260

 

2,802,280

 

 

 

NVIDIA Corp. (a)

 

368,000

 

7,039,840

 

 

 

Silicon Laboratories, Inc. (a)

 

321,510

 

9,690,311

 

 

 

 

 

Semiconductors & Semiconductor Equipment Total

 

71,503,275

 

Software – 7.6%

 

 

 

 

 

 

 

 

 

Amdocs Ltd. (a)

 

265,570

 

6,864,985

 

 

 

BMC Software, Inc. (a)

 

359,710

 

6,683,412

 

 

 

Business Objects SA, ADR (a)

 

70,760

 

1,647,293

 

 

 

Check Point Software Technologies Ltd. (a)

 

348,430

 

8,271,728

 

 

 

Citrix Systems, Inc. (a)

 

372,540

 

8,795,669

 

 

 

Hyperion Solutions Corp. (a)

 

221,220

 

9,912,868

 

 

 

Intuit, Inc. (a)

 

88,230

 

3,691,543

 

 

5



 

 

 

 

 

Shares

 

Value ($)*

 

Common Stocks – (continued)

 

 

 

 

 

 

 

INFORMATION TECHNOLOGY – (continued)

 

 

 

 

 

Software – (continued)

 

 

 

 

 

 

 

 

 

Mercury Interactive Corp. (a)

 

245,950

 

11,217,780

 

 

 

Novell, Inc. (a)

 

662,850

 

4,043,385

 

 

 

Shanda Interactive Entertainment Ltd., ADS (a)

 

90,500

 

3,633,575

 

 

 

VERITAS Software Corp. (a)

 

251,150

 

5,500,185

 

 

 

 

 

Software Total

 

70,262,423

 

 

 

 

 

INFORMATION TECHNOLOGY TOTAL

 

250,243,211

 

MATERIALS – 5.6%

 

 

 

 

 

 

 

Chemicals – 1.8%

 

 

 

 

 

 

 

 

 

Potash Corp. of Saskatchewan, Inc.

 

217,080

 

16,623,987

 

 

 

 

 

Chemicals Total

 

16,623,987

 

Construction Materials – 0.4%

 

 

 

 

 

 

 

 

 

Florida Rock Industries, Inc.

 

59,430

 

3,345,909

 

 

 

 

 

Construction Materials Total

 

3,345,909

 

Metals & Mining – 3.4%

 

 

 

 

 

 

 

 

 

Allegheny Technologies, Inc.

 

163,610

 

3,599,420

 

 

 

Freeport-McMoRan Copper & Gold, Inc., Class B

 

127,810

 

5,001,205

 

 

 

Inco Ltd. (a)

 

218,380

 

8,228,558

 

 

 

Peabody Energy Corp.

 

102,800

 

8,532,400

 

 

 

Phelps Dodge Corp.

 

65,290

 

6,341,618

 

 

 

 

 

Metals & Mining Total

 

31,703,201

 

 

 

 

 

MATERIALS TOTAL

 

51,673,097

 

TELECOMMUNICATION SERVICES – 3.9%

 

 

 

 

 

 

 

Wireless Telecommunication Services – 3.9%

 

 

 

 

 

 

 

 

 

American Tower Corp., Class A (a)

 

222,390

 

4,031,931

 

 

 

Crown Castle International Corp. (a)

 

505,080

 

8,525,750

 

 

 

Millicom International Cellular SA (a)

 

365,130

 

8,091,281

 

 

 

Nextel Partners, Inc., Class A (a)

 

371,400

 

6,718,626

 

 

 

VimpelCom, ADR (a)

 

77,010

 

2,998,769

 

 

 

Western Wireless Corp., Class A (a)

 

204,980

 

5,534,460

 

 

 

 

 

Wireless Telecommunication Services Total

 

35,900,817

 

 

 

 

 

TELECOMMUNICATION SERVICES TOTAL

 

35,900,817

 

 

 

Total Common Stocks
(cost of $778,675,799)

 

 

 

909,675,819

 

 

6



 

 

 

 

 

Shares

 

Value ($)*

 

Convertible Preferred Stocks – 0.0%

 

 

 

 

 

 

 

INFORMATION TECHNOLOGY – 0.0%

 

 

 

 

 

 

 

Internet Software & Services – 0.0%

 

 

 

 

 

 

 

 

 

Network Specialists, Inc., Series A (a)(b)(c)

 

394,218

 

3,942

 

 

 

 

 

Internet Software & Services Total

 

3,942

 

 

 

 

 

INFORMATION TECHNOLOGY TOTAL

 

3,942

 

 

 

Total Convertible Preferred Stocks

(cost of $3,000,000)

 

 

 

3,942

 

 

 

 

 

 

 

 

 

 

 

 

 

Par ($)

 

 

 

 

 

 

 

 

 

 

 

Short-Term Obligation – 2.1%

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Repurchase agreement with State Street Bank & Trust Co., dated 11/30/04, due 12/01/04 at 1.840%, collateralized by a U.S. Treasury Note maturing 07/15/09, market value of $19,441,281 (repurchase proceeds $19,056,974)

 

19,056,000

 

19,056,000

 

 

 

 

 

 

 

 

 

 

 

Total Short-Term Obligation
(cost of $19,056,000)

 

 

 

19,056,000

 

 

 

Total Investments – 100.3%
(cost of $800,731,799)(d)(e)

 

 

 

928,735,761

 

 

 

Other Assets & Liabilities, Net – (0.3)%

 

 

 

(2,411,803

)

 

 

 

 

 

 

 

 

 

 

Net Assets — 100.0%

 

 

 

926,323,958

 

 

 

Notes to Investment Portfolio:

 


 

*

Security Valuation:

 

 

Equity securities are valued at the last sale price on the principal exchange on which they trade, except for securities traded on the NASDAQ, which are valued at the NASDAQ official close price. Unlisted securities or listed securities for which there were no sales during the day are valued at the closing bid price on such exchanges or over-the-counter markets.

 

 

 

 

 

Short-term debt obligations maturing within 60 days are valued at amortized cost, which approximates market value.

 

 

 

 

 

Investments for which market quotations are not readily available, or quotations which management believes are not appropriate, are valued at fair value under procedures approved by the Board of Directors.

 

 

 

 

(a)

Non-income producing security.

 

 

 

 

(b)

Represents fair value as determined in good faith under procedures approved by the Board of Trustees.

 

 

 

 

(c)

Security exempt from registration pursuant to Rule 144A under the Securities Act of 1933. This security may be resold in transactions exempt from registration, normally to qualified institutional buyers. At November 30, 2004, the value of this security represents 0.0% of net assets.

 

 

 

 

(d)

Cost for federal income tax purposes is $800,731,799.

 

 

 

 

(e)

Unrealized appreciation and depreciation at November 30, 2004 based on cost of investments for federal income tax purposes was:

 

7



 

Unrealized

 

Unrealized

 

Net Unrealized

 

Appreciation

 

Depreciation

 

Appreciation

 

$

146,854,764

 

$

(18,850,802

)

$

128,003,962

 

 

Acronym

 

Name

 

 

 

ADR

 

American Depositary Receipt

ADS

 

American Depository Shares

 

8



 

Item 2.  Controls and Procedures.

 

(a)          The registrant’s principal executive officer and principal financial officer, based on their evaluation of the registrant’s disclosure controls and procedures as of a date within 90 days of the filing of this report, have concluded that such controls and procedures are adequately designed to ensure that information required to be disclosed by the registrant in Form N-Q is accumulated and communicated to the registrant’s management, including the principal executive officer and principal financial officer, or persons performing similar functions, as appropriate to allow timely decisions regarding required disclosure.

 

(b)         There were no changes in the registrant’s internal control over financial reporting that occurred during the registrant’s last fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting.

 

Item 3.  Exhibits.

 

Certifications pursuant to Rule 30a-2(a) under the Investment Company Act of 1940 (17 CFR 270.30a-2(a)) attached hereto as Exhibit 99.CERT.

 



 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(registrant)

 

Columbia Mid Cap Growth Fund, Inc.

 

 

 

 

By (Signature and Title)

 

/S/ Christopher L. Wilson

 

 

Christopher L. Wilson, President

 

 

 

 

Date

 

January 26, 2005

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

 

 

By (Signature and Title)

 

/S/ Christopher L. Wilson

 

 

Christopher L. Wilson, President

 

 

 

 

Date

 

January 26, 2005

 

 

 

 

 

 

By (Signature and Title)

 

/S/ J. Kevin Connaughton

 

J. Kevin Connaughton, Treasurer

 

 

 

 

Date

 

January 26, 2005

 


EX-99.CERT 2 a05-1174_4ex99dcert.htm EX-99.CERT

Exhibit 99. Cert

 

I, J. Kevin Connaughton, certify that:

 

1.                                       I have reviewed this report on Form N-Q of Columbia Mid Cap Growth Fund, Inc.;

 

2.                                       Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;

 

3.                                       Based on my knowledge, the schedules of investments included in this report fairly present in all material respects the investments of the registrant as of the end of the fiscal quarter for which the report is filed;

 

4.                                       The registrant’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) for the registrant and have:

 

(a)                                  designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;

 

(b)                                 evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report based on such evaluation; and

 

(c)                                  disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and

 

5.                                       The registrant’s other certifying officer(s) and I have disclosed to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):

 

(a)                                  all significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize, and report financial information; and

 

(b)                                 any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.

 

 

Date:  January 26, 2005

/S/ J. Kevin Connaughton

 

 

 

 

J. Kevin Connaughton, Treasurer

 



 

I, Christopher L. Wilson, certify that:

 

1.                                       I have reviewed this report on Form N-Q of Columbia Mid Cap Growth Fund, Inc.;

 

2.                                       Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;

 

3.                                       Based on my knowledge, the schedules of investments included in this report fairly present in all material respects the investments of the registrant as of the end of the fiscal quarter for which the report is filed;

 

4.                                       The registrant’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) for the registrant and have:

 

(a)                                  designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;

 

(b)                                 evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report based on such evaluation; and

 

(c)                                  disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and

 

5.                                       The registrant’s other certifying officer(s) and I have disclosed to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):

 

(a)                                  all significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize, and report financial information; and

 

(b)                                 any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.

 

 

Date:  January 26, 2005

/S/ Christopher L. Wilson

 

 

 

 

Christopher L. Wilson, President

 


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