0000893877-95-000097.txt : 19950825 0000893877-95-000097.hdr.sgml : 19950825 ACCESSION NUMBER: 0000893877-95-000097 CONFORMED SUBMISSION TYPE: N-30D PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19950630 FILED AS OF DATE: 19950824 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBIA SPECIAL FUND INC CENTRAL INDEX KEY: 0000773599 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-30D SEC ACT: 1940 Act SEC FILE NUMBER: 811-04362 FILM NUMBER: 95566678 BUSINESS ADDRESS: STREET 1: 1301 SW FIFTH AVE CITY: PORTLAND STATE: OR ZIP: 97201 BUSINESS PHONE: 5032223600 N-30D 1 COLUMBIA SPECIAL FUND SEMI-ANNUAL REPORT SEMI-ANNUAL REPORT ------------------------------------------------- COLUMBIA FUNDS June 30, 1995 ------------------------------------------------- COLUMBIA COMMON STOCK FUND, INC. ------------------------------------------------- COLUMBIA GROWTH FUND, INC. ------------------------------------------------- COLUMBIA INTERNATIONAL STOCK FUND, INC. ------------------------------------------------- COLUMBIA SPECIAL FUND, INC. ------------------------------------------------- COLUMBIA REAL ESTATE EQUITY FUND, INC. ------------------------------------------------- COLUMBIA BALANCED FUND, INC. ------------------------------------------------- COLUMBIA DAILY INCOME COMPANY ------------------------------------------------- COLUMBIA U.S. GOVERNMENT SECURITIES FUND, INC. ------------------------------------------------- COLUMBIA FIXED INCOME SECURITIES FUND, INC. ------------------------------------------------- COLUMBIA MUNICIPAL BOND FUND, INC. ------------------------------------------------- COLUMBIA HIGH YIELD FUND, INC. ------------------------------------------------- COLUMBIA FINANCIAL CENTER INCORPORATED 1301 S.W. Fifth Avenue P.O. Box 1350 Portland, Oregon 97207-1350 1-800-547-1707 LETTER TO SHAREHOLDERS Dear Shareholder: We are pleased to present the Columbia Funds 1995 Semi-Annual Report. Inside, you will find an overview of the markets, performance information for the six months ended June 30, a review of each fund's activity, and updated financial information. The first six months of the year proved to be an exciting time for financial assets. The S&P 500 Index reached all-time highs, up over 20% for the half, and the bond market experienced a tremendous rally with the benchmark 30-year Treasury posting a total return of over 19% by the end of June. Both events were in sharp contrast to last year's disappointing market returns -- once again reaffirming the unpredictable nature of the markets, at least in the short term. In response to the market's day-to-day unpredictability, an increasing number of investors have chosen to apply a more disciplined approach to their investing through automatic investment plans. These individuals have found that the most effective way to build assets for the future is to invest regularly, through many market cycles, rather than trying to time their investments to market highs and lows. They've learned that by starting early in life, the effect of compounding can pay you back several times over -- even if you have just a small amount to invest. While making regular investments cannot assure a profit or protect against loss, it can remove the guesswork associated with the decision about when to invest. So, if you've already made the decision to invest automatically, either through a 401(k) plan or otherwise, you've taken a step in the right direction. If you'd like to know more about Columbia's automatic investment plans, please write or call us toll-free at 1-800-547-1707. As always, we appreciate your continuing confidence in Columbia Funds. Sincerely, J. JERRY INSKEEP, JR. J. Jerry Inskeep, Jr. Chairman JOHN A. KEMP John A. Kemp President 1 AN OVERVIEW OF THE MARKETS -------------------------------------------------------------------------------- For the first six months of 1995, financial markets enjoyed a tremendous rally, even though the Federal Reserve took no action to lower interest rates until the end of the first half. The pace of gains accelerated for smaller stocks during most of the year, which normally indicates growing investor optimism. In addition, intermediate- and longer-term interest rates continued to decline, prolonging a trend that began late last year. The U.S. dollar also stabilized, after declining earlier in the year. Other than foreign markets, which continued to post mixed returns, second quarter market results were excellent. Compared to historical standards, year-to-date performance also has been exceptional. Average Annual Total Returns, for the periods ended June 30, 1995
Year-to-Date 1 Year 3 Year 5 Year 10 Year ------------ ------ ------ ------ ------- Standard & Poor's 500 20.21% 26.07% 13.25% 12.10% 14.66% Lehman Bros. Gov't./Corp. 11.80% 12.77% 7.94% 9.61% 9.96% Russell 2000 Growth 14.42% 20.08% 16.45% 12.86% 11.20% FT-A Euro-Pac 1.85% 0.61% 12.92% 4.70% N/A
AN UPDATE ON THE SOFT LANDING Last year, the Federal Reserve tightened the money supply and raised short-term rates to control inflation. Since there were no signs of economic excess at the time of the initial rate hikes in February 1994, the goal of monetary policy was to extend the present economic cycle in the form of a soft landing. In the Fed's terms, a soft landing would bring economic growth down to between 2% and 3%. This range would dampen inflationary pressures and allow the current economic cycle to be extended. The Fed seemed to get its wish since GDP growth was 2.7% for the first quarter of 1995, and just .5% for the second quarter. This compares to a GDP of over 5% for the last quarter of 1994 and 4.1% for the entire year. As we have noted in the past, however, the influence of monetary policy on the economy operates at a lag and is seldom precise. Towards the end of the second quarter, economic indicators suggested that the possibility of a soft landing was not as certain, and that the economy could, in fact, experience a near-term contraction. The index of leading economic indicators, for instance, had been down four months in a row -- the first three or more consecutive month drop since the recession of 1990. Moreover, retail sales slowed and housing starts declined. The economies of Japan and Europe were also becoming more sluggish than expected, and our trade balance had not improved. In short, by the end of June, investors worried that the economy was demonstrating more signs of a hard landing than the mid-course inventory correction that we are assuming. So far, the slower growth has been interpreted bullishly by the financial markets because investors have been focusing on declining interest rates and do not believe the economy will slip into recession, thereby hurting profits. This belief has been bolstered by the Federal Reserve's reduction of the Federal Funds' rate on July 6, from 6% to 5-3/4%. As long as a recession is avoided, earnings should hold up reasonably well, and there appears to be long-term improvement in profit margins, productivity and domestic competitiveness. These factors serve as a good foundation for future increases in stock and bond prices. 2 AN OVERVIEW OF THE MARKETS -------------------------------------------------------------------------------- MARKET OPTIMISM COULD BE TESTED We believe, however, that higher stock prices mean greater vulnerability to disappointments or negative news. We agree with the consensus that 1996 will be a year of growth for the economy, but we also believe that current market optimism could be tested. News of a slowing economy accompanied by lower interest rates has recently propelled the market higher. But continued news of slowdown could lead to investor concern about profits, especially if we were to experience a prolonged period of very low growth. Even if economic expansion resumes -- and we believe it will -- further growth could be somewhat restrained, due to already high levels of capacity utilization. What's more, if the economy picks up steam next year, investor concerns about inflation could increase, since the markets try to anticipate economic conditions six to nine months in advance. Concerns about inflation often lead to speculation about interest rate increases, which could slow the rate of gain in stock prices. OUTLOOK Given these concerns, we believe it is appropriate to have a more risk-averse strategy toward the markets. We continue to favor a balanced position among the sectors in our investment portfolios, not making aggressive overweightings in our sector allocations. We are focusing on stocks that offer steady earnings even during periods of slow economic growth, and we are limiting our exposure to stock groups that have been popular but might be most vulnerable to earnings disappointments. In addition, we favor energy, which is generally underweighted in institutional portfolios and demonstrates defensive performance characteristics. We also like real estate investment trusts (REITs) with their relatively high yields. We believe small cap stocks should perform well in the second half of the year. Although the markets could be vulnerable to corrections in the short term, the current efforts by Congress to reduce the budget deficit and reduce taxes, if successful, would likely have a positive long-term impact on financial assets. The Investment Team Columbia Funds Management Company July, 1995 3 INVESTMENT REVIEW -------------------------------------------------------------------------------- COLUMBIA COMMON STOCK FUND Columbia Common Stock Fund was up 13.55% for the six months ended June 30, 1995. Although total returns were good on an absolute basis, the Fund underperformed the S&P 500, which posted 20.21% for the same period. The Fund lagged the S&P 500 during the first half for two reasons. First, much of the market's rally was led by the technology sector, which we chose to underweight during the year. This decision is based on our belief that technology was and still is the most vulnerable sector of the market given our expectation that economic and earnings growth will slow. Therefore, we continue to keep our technology allocation below the S&P 500 weighting. The second reason for lagging the market was the Fund's exposure to real estate investment trusts (REITs). While this sector offers good yields, low price/earnings ratios and excellent value, its price performance lagged the general market averages. Areas that benefited the Fund during the period included financial services and multi-national growth stocks. We believe that our cautious approach to the market continues to be appropriate given current price levels. We intend to maintain our focus on steady growth companies, interest-rate sensitive issues and selected cyclical issues that we believe will benefit from slowing economic growth. [Graphic line chart depicting the dollar amounts of CCSF (value on 6/30/95 $16,362) and S&P 500 (value on 6/30/95 $15,637) for the period 10/1/91 to 6/30/95 based on a $10,000 investment made on 10/1/91 Average Annual Total Returns CCSF S&P 500 ------ ------- 1 Year 18.93% 26.07% Since Inception 14.23% 12.84%] COLUMBIA GROWTH FUND Columbia Growth Fund produced a 17.19% return for the six months ended June 30, 1995. The Fund lagged the broader market because we were not concentrated in either technology or financials, two large sectors that produced returns well above the S&P 500. In addition, we had a slight emphasis toward smaller capitalization issues, which tended to underperform the market during the first half of the year. We are optimistic that these smaller capitalization stocks will contribute more significantly to performance in the second half. The Fund focuses on companies with superior growth and profitability characteristics that carry reasonable valuations. Currently, we believe industries undergoing restructuring or consolidation, such as retail, gaming and health care, present attractive investment opportunities. Looking ahead, we anticipate modest though positive earnings growth and somewhat higher interest rates. With corporate earnings growth expected to slow, careful stock selection will be more important than ever. Our diversified approach and careful selection of stocks, we believe, should reward investors in Columbia Growth Fund with competitive returns. [Graphic line chart depicting the dollar amounts of CGF (value on 6/30/95 $189,763) and S&P 500 (value on 6/30/95 $127,929) for the period 6/30/75 to 6/30/95 based on a $10,000 investment made on 6/30/75 Average Annual Total Returns CGF S&P 500 ------ ------- 1 Year 23.62% 26.07% 5 Years 12.66% 12.10% 10 Years 13.72% 14.66% 20 Years 15.85% 13.59%] 4 INVESTMENT REVIEW -------------------------------------------------------------------------------- COLUMBIA INTERNATIONAL STOCK FUND Foreign stock markets generally experienced modest to poor returns during the first half of 1995. For the six months ended June 30, Columbia International Stock Fund was down 5.23%. We started the year with a heavy weighting in Japan as growth prospects looked increasingly attractive after several years of economic adjustment. We felt the yen would weaken after its surge in 1994, thus aiding exporting industries. However, the Kobe earthquake upset economic forecasts early in the year and, contrary to nearly all expectations, the yen experienced another sharp increase against the dollar. These factors affected investor confidence and Japanese companies found it increasingly difficult to compete in world markets on a profitable basis. The Fund underperformed its benchmark, the FT-A Euro-Pacific Index at 1.85% during the first half, in large part because of its currency hedging. Given our significant weighting in Japan, we hedged approximately one-half of our exposure to the yen to protect against the adverse effect on the Fund of the yen weakening. When the yen instead strengthened against the dollar, the Fund did not fully benefit from the currency gain. Since then, we have reduced Japanese securities to about 25% of the portfolio. We believe that world growth prospects are much improved, since many of the central banks have moved to lower interest rates. We have built up the Fund's exposure to cyclical companies and reduced our weighting in consumer non-durable companies and other defensive areas. We have also been gradually increasing the Fund's exposure to a number of attractive emerging markets, such as Brazil, India, and Hong Kong. [Graphic line chart depicting the dollar amounts of CISF (value on 6/30/95 $12,401), S&P 500 (value on 6/30/95 $14,083) and FT-A-Euro-Pacific (value on 6/30/95 $14,074) for the period 10/1/92 to 6/30/95 based on a $10,000 investment made on 10/1/92 Average Annual Total Returns CISF S&P 500 FT-A-Euro-Pac ------ ------- ------------- 1 Year -9.18% 26.07% 0.59% Since Inception 8.30% 13.52% 13.49%] COLUMBIA SPECIAL FUND For the six months ended June 30, 1995, Columbia Special Fund returned 13.48% versus 14.42% for the Russell 2000 Index. The Fund benefited from an overweighting in technology, energy, and machinery, with interest-sensitive financial services stocks also helping to boost returns. Poor performance in consumer areas, such as retailing and health care, detracted from Fund performance. We see the potential for reductions in current earnings estimates as major economies have slowed. Higher bond prices (and lower yields) already reflect this slowing. In addition, budget talks may not contribute much to stock performance for the remainder of this year. Therefore, we are focusing on companies that offer visible, predictable earnings in the small- to mid-capitalization stock area. The Fund currently has a neutral exposure to technology, an above-market exposure to business and consumer services, energy services, and entertainment and media sectors, and a below-market weighting in consumer cyclical stocks, utilities and financial services. [Graphic line chart depicting the dollar amounts of CSF (value on 6/30/95 $53,001), S&P Midcap (value on 6/30/95 $40,314*), S&P 500 (value on 6/30/95 $36,654*) and Russell 2000 (value on 6/30/95 $27,170*) for the period 11/20/85 to 6/30/95 based on a $10,000 investment made on 11/20/85 Average Annual Total Returns CSF S&P Midcap S&P 500 Russell 2000 ------ ---------- ------- ------------ 1 Year 20.34% 22.32% 26.07% 20.08% 5 Year 14.45% 14.96% 12.10% 12.86% Since Inception 18.97% 14.41%* 14.49%* 10.97%* * Investment in S&P Midcap, S&P 500 and Russell 2000 made on 12/1/85.] 5 INVESTMENT REVIEW -------------------------------------------------------------------------------- COLUMBIA REAL ESTATE EQUITY FUND Columbia Real Estate Equity Fund posted a total return of 3.78% for the six months ended June 30, 1995, which compares to 5.70% for the NAREIT Equity Index over the same period. The Fund is currently invested exclusively in publicly-traded real estate investment trusts (REITs) and is diversified by geography and type of real estate. While individual securities are identified based on a variety of factors, we focus carefully on cash flow from operations, growth prospects, and strength of the balance sheet. We also consider the management's track record and level of insider stock ownership as important factors. With the S&P 500 demonstrating powerful momentum during the first half of the year, demand for REITs has been relatively low. As a result, the REIT market saw little price appreciation during the period. For the first half of 1995, large allocations in the office, self storage, triple net lease and hotel sectors all contributed to Fund performance. Moderate economic growth is also helping to fuel demand for many types of real estate, including apartments, retail, industrial, hotel and selected office space. At the same time, restrained capital availability from traditional sources such as banks, savings and loans, and insurance companies is restricting the level of new supply. We expect this supply and demand imbalance to persist for the foreseeable future, making real estate an attractive investment alternative for investors with long-term outlooks. [Graphic line chart depicting the dollar amounts of CREF (value on 6/30/95 $10,560) and NAREIT Equity (value on 6/30/95 $10,547) for the period 4/1/94 to 6/30/95 based on a $10,000 investment made on 4/1/94 Average Annual Total Returns CREF NAREIT Equity ------ ------------- 1 Year 4.21% 3.56% Since Inception 4.65% 4.22%] COLUMBIA BALANCED FUND Columbia Balanced Fund provided a total return of 12.79% during the first half of 1995, compared to 20.21% for the S&P 500 and 11.44% for the Lehman Aggregate Bond Index. On June 30, the Fund had an asset allocation of 48% stocks, 41.9% bonds, and 10.1% cash equivalents. Because the Fund uses the same investment criteria as Columbia Common Stock Fund and Columbia Fixed Income Securities Fund, please refer to pages 3 and 6 of this report for a summary of how the Fund was managed in response to market and economic conditions during the period. Recent market strength has increased the possibility that investors will sell stocks in response to any unanticipated bad news from the companies they own. Thus, the Fund's increased cash reserves should allow us to take advantage of opportunities that arise from investor disappointment or concern. In the meantime, the Fund's equity investments emphasize sectors offering value (such as energy), companies with steady earnings growth at reasonable prices, and industries undergoing restructuring or consolidation. Fixed income holdings continue to emphasize U.S. Government and agency issues, though corporate issues have been given increased emphasis since year-end. As always, we seek to minimize credit risk while generating a yield that is slightly better than that of the broad bond market indices. [Graphic line chart depicting the dollar amounts of CBF (value on 6/30/95 $15,056), S&P 500 (value on 6/30/95 $15,637) and Lehman Aggregate (value on 6/30/95 $13,398) for the period 10/1/91 to 6/30/95 based on a $10,000 investment made on 10/1/91 Average Annual Total Returns CBF S&P 500 Lehman Aggregate ------ ------- ---------------- 1 Year 16.22% 26.07% 12.54% Since Inception 11.69% 12.84% 8.23%] 6 INVESTMENT REVIEW -------------------------------------------------------------------------------- COLUMBIA U.S. GOVERNMENT SECURITIES FUND The U.S. Government Securities Fund posted a total return of 5.86% for the six months ended June 30, 1995. During this period, the bond market enjoyed a strong rally driven by declining interest rates. The amount of price appreciation achieved by individual bond funds, however, depended upon their average maturities. Columbia U.S. Government Securities Fund, which is a short-term, conservative bond fund, benefited from the rally, but not as much as longer-term bond funds. To take advantage of declining interest rates during the half, we extended the Fund's average maturity from 1-1/2 years to 2-1/4 years. Given the current interest rate environment, we believe short-term government bonds should continue providing good value. In addition, real rates of return, which is the difference between interest rates and inflation, remain attractive, allowing the Fund to provide competitive returns compared to other investment vehicles such as bank certificates of deposit. [Graphic line chart depicting the dollar amounts of CUSG (value on 6/30/95 $17,693) and Merrill 1-3 Year Index (value on 6/30/95 $18,491), with Inflation (value on 6/30/95 $13,877) for the period 11/6/86 to 6/30/95 based on a $10,000 investment made on 11/6/86 Average Annual Total Returns Merrill 1-3 CUSG Year Index ------ ----------- 1 Year 6.62% 7.73% 5 Years 7.22% 7.27% Since Inception 6.78% 7.91%] COLUMBIA FIXED INCOME SECURITIES FUND Columbia Fixed Income Securities Fund returned 11.62% during the six months ended June 30, 1995, versus 11.44% for the Lehman Aggregate Index. The Fund's excellent performance was achieved while maintaining a high average credit quality between AA and AAA, with continued emphasis in the mortgage securities sector. During the period, we boosted the Fund's corporate bond weighting to capitalize on the yield advantage over U.S. Treasuries. In addition, we increased the Fund's mortgage securities weighting, modestly shifting emphasis from collateralized mortgage obligations (CMOs) to mortgage pass-throughs. We believe the additional yield and high credit quality provided by this sector should continue to benefit Fund performance. Throughout the period, we maintained an average maturity of 6-1/2 years, while the duration continues to average about 5 years. Looking ahead, we will continue to seek above-average returns while maintaining our conservative investing strategy regarding credit quality, derivatives, and diversification, with an intermediate average maturity. As always, we choose not to invest in "exotic" derivatives. The Fund's average credit quality remains high, with approximately 87% of the Fund's securities rated A or better. [Graphic line chart depicting the dollar amounts of CFIS (value on 6/30/95 $25,105) and Lehman Aggregate (value on 6/30/95 $25,943), with Inflation (value on 6/30/95 $14,222) for the period 6/30/85 to 6/30/95 based on a $10,000 investment made on 6/30/85 Average Annual Total Returns CFIS Lehman Aggregate ------ ---------------- 1 Year 12.43% 12.54% 5 Years 9.68% 9.40% 10 Years 9.64% 10.00%] 7 INVESTMENT REVIEW -------------------------------------------------------------------------------- COLUMBIA MUNICIPAL BOND FUND After a difficult year for municipal securities in 1994, Columbia Municipal Bond Fund has enjoyed good performance so far in 1995, posting a total return of 7.61% for the six months ended June 30. The Lehman General Obligation Index returned 9.00% for the first half of 1995, reflecting its longer, more aggressive maturity. Although the bond market experienced a powerful rally during the second quarter, performance in the municipal sector was dampened somewhat by the various tax reform proposals currently under discussion by Congress. It is difficult to predict which plan, if any, will ultimately pass or how such plans will affect the value of municipal securities, but the resulting uncertainty continues to worry investors. The overall strategy of the Fund remains conservative. Our intent is to maintain an intermediate average maturity, emphasizing high quality issues rated A or better. As of June 30, more than 97% of the Fund's securities had at least an A rating. The Fund currently holds 251 separate issues, and is broadly diversified within the State of Oregon. We continue to believe that Columbia Municipal Bond Fund will provide a high after-tax return to investors over a full interest rate cycle. [Graphic line chart depicting the dollar amounts of CMBF (value on 6/30/95 $21,787) and Lehman G.O. Index (value on 6/30/95 $22,381), with Inflation (value on 6/30/95 $14,222) for period 6/30/85 to 6/30/95 based on a $10,000 investment made on 6/30/85 Average Annual Total Returns Lehman CMBF G.O. Index ------ ---------- 1 Year 7.18% 8.22% 5 Years 7.10% 7.93% 10 Years 8.10% 8.39%] COLUMBIA HIGH YIELD FUND Columbia High Yield Fund was up 10.84% for the six months ended June 30, 1995, versus the Salomon BB-rated index at 13.99%. Non-investment grade bonds performed well during the first half, even with signs that the economy might temporarily stumble. And because the Fund invests primarily in bonds rated in the upper two non-investment grade categories of B and BB, it outperformed many of its peers during the first six months of the year. As the economy continues to expand, even if slowly, high yield bonds should perform well relative to investment-grade bonds. This is because high yield bonds offer, at increased risk, a yield advantage over Treasuries and high quality corporate bonds. Looking ahead, we believe that the Fund should continue to generate attractive rates of return from a well-diversified pool of high yield investments that represent the upper tier of non-investment grade credit quality issues. [Graphic line chart depicting the dollar amounts for CHYF (value on 6/30/95 $11,105) and Salomon BB-Rated (value on 6/30/95 $11,454) for the period 10/1/93 to 6/30/95 based on a $10,000 investment made on 10/1/93 Average Annual Total Returns Salomon CHYF BB-Rated ------ -------- 1 Year 12.79% 16.40% Since Inception 6.36% 8.31%] 8 FINANCIAL HIGHLIGHTS For a Share Outstanding Throughout the Period -------------------------------------------------------------------------------- COLUMBIA COMMON STOCK FUND, INC.
Six Months Ended June 30, 1995 (Unaudited)(1) 1994 1993 1992 1991(1)2) ------------------- -------- -------- -------- ---------- Net asset value, beginning of period .......... $ 15.16 $ 15.29 $ 14.04 $ 13.15 $ 12.00 -------- -------- -------- -------- ---------- Income from investment operations: Net investment income........................ .14 .27 .22 .24 .09 Net realized and unrealized gains on investments............................. 1.91 .04 2.08 1.06 1.17 -------- -------- -------- -------- ---------- Total from investment operations ........ 2.05 .31 2.30 1.30 1.26 -------- -------- -------- -------- ---------- Less distributions: Dividends (from net investment income)....... (.13) (.25) (.21) (.24) (.10) Distributions (from capital gains)........... -- (.19) (.84) (.17) (.01) -------- -------- -------- -------- ---------- Total distributions...................... (.13) (.44) (1.05) (.41) (.11) -------- -------- -------- -------- ---------- Net asset value, end of period ................ $ 17.08 $ 15.16 $ 15.29 $ 14.04 $ 13.15 ======== ======== ======== ======== ========== Total return ................................. 13.55%(3) 2.06% 16.44% 9.99% 10.25%(3) Ratios/Supplemental data Net assets, end of period (in thousands)....... $204,938 $124,263 $100,715 $ 51,049 $ 20,457 Ratio of expenses to average net assets........ .79% .84% .84% .86% .86% Ratio of net investment income to average net assets................................... 2.05% 1.82% 1.48% 1.97% 2.48% Portfolio turnover rate........................ 49.11% 64.21% 90.90% 67.83% 12.08% (1) Ratios and portfolio turnover rates are annualized. (2) From inception of operations on September 12, 1991. (3) Not annualized.
COLUMBIA GROWTH FUND, INC.
Six Months Ended June 30, 1995 (Unaudited)(1) 1994 1993 1992 1991 1990 ------------------- -------- -------- -------- -------- -------- Net asset value, beginning of period .......... $ 24.84 $ 26.38 $ 26.18 $ 26.26 $ 21.68 $ 23.40 -------- -------- -------- -------- --------- -------- Income from investment operations: Net investment income........................ .18 .29 .16 .17 .32 .45 Net realized and unrealized gains (losses) on investments............................. 4.09 (.46) 3.24 2.93 7.09 (1.23) -------- -------- -------- -------- --------- -------- Total from investment operations......... 4.27 (.17) 3.40 3.10 7.41 (.78) -------- -------- -------- -------- --------- -------- Less distributions: Dividends (from net investment income)....... -- (.26) (.18) (.20) (.39) (.48) Distributions (from capital gains)........... -- (1.11) (2.98) (2.98) (2.44) (.46) Distributions (in excess of capital gains)... -- -- (.04) -- -- -- -------- -------- -------- -------- --------- -------- Total distributions...................... -- (1.37) (3.20) (3.18) (2.83) (.94) -------- -------- -------- -------- --------- -------- Net asset value, end of period ................ $ 29.11 $ 24.84 $ 26.38 $ 26.18 $ 26.26 $ 21.68 ======== ======== ======== ======== ========= ======== Total return .................................. 17.19%(2) -.63% 13.01% 11.82% 34.26% -3.31% Ratios/Supplemental data Net assets, end of period (in thousands)....... $719,015 $591,694 $605,401 $518,366 $431,460 $270,667 Ratio of expenses to average net assets........ .77% .81% .82% .86% .90% .96% Ratio of net investment income to average net assets................................... 1.36% 1.12% .66% .77% 1.50% 2.08% Portfolio turnover rate........................ 94.13% 79.28% 105.64% 116.38% 163.91% 171.80% (1) Ratios and portfolio turnover rates are annualized. (2) Not annualized.
9 FINANCIAL HIGHLIGHTS For a Share Outstanding Throughout the Period -------------------------------------------------------------------------------- COLUMBIA INTERNATIONAL STOCK FUND, INC.
Six Months Ended June 30, 1995 (Unaudited)(1) 1994 1993 1992(1)(2) ------------------- -------- -------- ----------- Net asset value, beginning of period .......... $ 12.43 $ 12.96 $ 9.95 $10.00 -------- -------- ------- ------- Income from investment operations: Net investment income (loss)................. .04 (.02) (.02) (.03) Net realized and unrealized gains (losses) on investments and foreign currency related transactions....................... (.69) (.30) 3.34 .11 -------- -------- ------- ------- Total from investment operations......... (.65) (.32) 3.32 .08 -------- -------- ------- ------- Less distributions: Distributions (from capital gains)........... -- (.21) (.31) (.13)(3) -------- -------- ------- ------- Total distributions...................... -- (.21) (.31) (.13) -------- -------- ------- ------- Net asset value, end of period ................ $11.78 $ 12.43 $12.96 $ 9.95 ======== ======== ======= ======= Total return .................................. -5.23%(4) -2.47% 33.37% .60%(4) Ratios/Supplemental data Net assets, end of period (in thousands)....... $ 99,233 $118,484 $73,047 $ 9,745 Ratio of expenses to average net assets........ 1.52% 1.52% 1.71% 2.22% Ratio of net investment income (loss) to average net assets........................... .65% (.21)% (.62)% (1.28)% Portfolio turnover rate........................ 182.83% 138.79% 144.78% 25.75% (1) Ratios and portfolio turnover rates are annualized. (2) From inception of operations on September 10, 1992. (3) Includes amounts distributed from net realized gains on foreign currency related transactions taxable as ordinary income. (4) Not annualized.
COLUMBIA SPECIAL FUND, INC.(1)
Six Months Ended June 30, 1995 (Unaudited)(2) 1994 1993 1992 1991 1990 ------------------- -------- -------- -------- -------- -------- Net asset value, beginning of period .......... $ 18.69 $ 19.51 $ 18.79 $ 17.45 $ 12.12 $ 13.85 ---------- -------- -------- -------- -------- -------- Income from investment operations: Net investment income (loss)................. .05 .08 .01 (.03) (.01) .01 Net realized and unrealized gains (losses) on investments............................. 2.47 .36 4.04 2.41 6.11 (1.72) ---------- -------- -------- -------- -------- -------- Total from investment operations......... 2.52 .44 4.05 2.38 6.10 (1.71) ---------- -------- -------- -------- -------- -------- Less distributions: Dividends (from net investment income)....... -- (.07) -- -- -- (.02) Dividends (in excess of net investment income) -- -- (.01) -- -- -- Distributions (from capital gains)........... -- (1.16) (3.32) (1.04) (.77) -- Distributions (in excess of capital gains)... -- (.03) -- -- -- -- ---------- -------- -------- -------- -------- -------- Total distributions...................... -- (1.26) (3.33) (1.04) (.77) (.02) ---------- -------- -------- -------- -------- -------- Net asset value, end of period ................ $ 21.21 $ 18.69 $ 19.51 $ 18.79 $ 17.45 $ 12.12 ========== ======== ======== ======== ======== ======== Total return .................................. 13.48%(3) 2.29% 21.68% 13.70% 50.46% -12.39% Ratios/Supplemental data Net assets, end of period (in thousands)....... $1,170,595 $889,526 $772,741 $470,663 $264,358 $121,592 Ratio of expenses to average net assets........ 1.00% 1.05% 1.12% 1.19% 1.22% 1.32% Ratio of net investment income (loss) to average net assets........................... .52% .40% .01% (.25)% (.16)% .05% Portfolio turnover rate........................ 237.14% 178.91% 154.68% 116.75% 114.53% 147.04% (1) As of December 31, 1991, historical per share data has been restated to reflect a 3 for 1 stock split to shareholders of record on January 31, 1992. (2) Ratios and portfolio turnover rates are annualized. (3) Not annualized.
10 FINANCIAL HIGHLIGHTS For a Share Outstanding Throughout the Period -------------------------------------------------------------------------------- COLUMBIA REAL ESTATE EQUITY FUND, INC.
Six Months Ended June 30, 1995 (Unaudited)(1) 1994(1)(2) ------------------- ------------ Net asset value, beginning of period .......... $11.72 $12.00 -------- -------- Income from investment operations: Net investment income........................ .39 .49 Net realized and unrealized gains (losses) on investments............................. .04 (.27) -------- -------- Total from investment operations......... .43 .22 -------- -------- Less distributions: Dividends (from net investment income)....... (.38) (.31) Dividends (in excess of net investment income) -- (.01) Tax return of capital........................ -- (.18) -------- -------- Total distributions...................... (.38) (.50) -------- -------- Net asset value, end of period ................ $11.77 $11.72 ======== ======== Total return .................................. 3.78%(3) 1.76%(3) Ratios/Supplemental data Net assets, end of period (in thousands)....... $ 18,540 $ 17,402 Ratio of expenses to average net assets........ 1.10% 1.14% Ratio of net investment income to average net assets................................... 6.79% 6.28% Portfolio turnover rate........................ 45.51% 7.61% (1) Ratios and portfolio turnover rates are annualized. (2) From inception of operations on March 16, 1994. (3) Not annualized.
COLUMBIA BALANCED FUND, INC.
Six Months Ended June 30, 1995 (Unaudited)(1) 1994 1993 1992 1991(1)(2) ------------------- -------- -------- -------- ----------- Net asset value, beginning of period .......... $ 17.28 $ 17.91 $ 16.80 $ 16.05 $ 15.00 -------- -------- -------- -------- -------- Income from investment operations: Net investment income........................ .36 .65 .56 .58 .11 Net realized and unrealized gains (losses) on investments............................. 1.84 (.64) 1.71 .82 1.10 -------- -------- -------- -------- -------- Total from investment operations......... 2.20 .01 2.27 1.40 1.21 -------- -------- -------- -------- -------- Less distributions: Dividends (from net investment income)...... (.35) (.64) (.56) (.57) (.12) Dividends (in excess of net investment income) -- -- (.01) -- -- Distributions (from capital gains)........... -- -- (.59) (.08) (.04) -------- -------- -------- -------- -------- Total distributions...................... (.35) (.64) (1.16) (.65) (.16) -------- -------- -------- -------- -------- Net asset value, end of period ................ $ 19.13 $ 17.28 $ 17.91 $ 16.80 $16.05 ======== ======== ======== ======== ======== Total return .................................. 12.79%(3) .10% 13.62% 8.89% 7.80%(3) Ratios/Supplemental data Net assets, end of period (in thousands)....... $376,368 $249,670 $186,589 $90,230 $12,986 Ratio of expenses to average net assets........ .69% .72% .73% .81% .62% Ratio of net investment income to average net assets....................................... 4.29% 3.82% 3.32% 4.08% 3.41% Portfolio turnover rate........................ 114.49% 98.48% 107.60% 138.08% 179.80% (1) Ratios and portfolio turnover rates are annualized. (2) From inception of operations on September 12, 1991. (3) Not annualized.
11 FINANCIAL HIGHLIGHTS For a Share Outstanding Throughout the Period -------------------------------------------------------------------------------- COLUMBIA DAILY INCOME COMPANY
Six Months Ended June 30, 1995 (Unaudited)(1) 1994 1993 1992 1991 1990 ------------------- -------- -------- -------- -------- -------- Net asset value, beginning of period .......... $ 1.00 $ 1.00 $ 1.00 $ 1.00 $ 1.00 $ 1.00 -------- -------- -------- -------- -------- -------- Income from investment operations: Net investment income........................ .027 .036 .025 .032 .055 .075 -------- -------- -------- -------- -------- -------- Total from investment operations......... .027 .036 .025 .032 .055 .075 -------- -------- -------- -------- -------- -------- Less distributions: Dividends (from net investment income)....... (.027) (.036) (.025) (.032) (.055) (.075) -------- -------- -------- -------- -------- -------- Total distributions...................... (.027) (.036) (.025) (.032) (.055) (.075) -------- -------- -------- -------- -------- -------- Net asset value, end of period ................ $ 1.00 $ 1.00 $ 1.00 $ 1.00 $ 1.00 $ 1.00 ======== ======== ======== ======== ======== ======== Total return .................................. 2.75%(2) 3.68 2.51% 3.25% 5.66% 7.84% Ratios/Supplemental data Net assets, end of period (in thousands)....... $730,495 $730,067 $544,500 $591,186 $737,584 $819,926 Ratio of expenses to average net assets........ .65% .70% .75% .71% .69% .69% Ratio of net investment income to average net assets.................................... 5.43% 3.68% 2.49% 3.22% 5.53% 7.51% (1) Ratios and portfolio turnover rates are annualized. (2) Not annualized.
COLUMBIA U.S. GOVERNMENT SECURITIES FUND, INC.
Six Months Ended June 30, 1995 (Unaudited)(1) 1994 1993 1992 1991 1990 ------------------- -------- -------- -------- -------- -------- Net asset value, beginning of period .......... $ 7.99 $ 8.36 $ 8.35 $ 8.47 $ 8.43 $ 8.30 ------- ------- ------- ------- ------- ------- Income from investment operations: Net investment income........................ .23 .37 .32 .39 .53 .61 Net realized and unrealized gains (losses) on investments............................. .23 (.37) .17 .09 .50 .13 ------- ------- ------- ------- ------- ------- Total from investment operations......... .46 .00 .49 .48 1.03 .74 ------- ------- ------- ------- ------- ------- Less distributions: Dividends (from net investment income)....... (.23) (.37) (.32) (.39) (.53) (.61) Distributions (from capital gains)........... -- -- (.16) (.21) (.46) -- ------- ------- ------- ------- ------- ------- Total distributions...................... (.23) (.37) (.48) (.60) (.99) (.61) ------- ------- ------- ------- ------- ------- Net asset value, end of period ................ $ 8.22 $ 7.99 $ 8.36 $ 8.35 $ 8.47 $ 8.43 ======= ======= ======= ======= ======= ======= Total return .................................. 5.86%(2) -.03% 5.91% 5.81% 12.72% 9.29% Ratios/Supplemental data Net assets, end of period (in thousands)....... $37,608 $33,512 $35,877 $35,479 $34,867 $22,628 Ratio of expenses to average net assets........ .80% .81% .75% .76% .76% .85% Ratio of net investment income to average net assets................................... 5.74% 4.51% 3.74% 4.60% 6.18% 7.33% Portfolio turnover rate........................ 338.09% 253.80% 254.59% 289.05% 309.13% 221.86% (1) Ratios and portfolio turnover rates are annualized. (2) Not annualized.
12 FINANCIAL HIGHLIGHTS For a Share Outstanding Throughout the Period -------------------------------------------------------------------------------- COLUMBIA FIXED INCOME SECURITIES FUND, INC.
Six Months Ended June 30, 1995 (Unaudited)(1) 1994 1993 1992 1991 1990 ------------------- -------- -------- -------- -------- -------- Net asset value, beginning of period .......... $ 12.16 $ 13.44 $ 13.28 $ 13.59 $ 12.72 $ 12.75 -------- -------- -------- -------- -------- -------- Income from investment operations: Net investment income........................ .44 .83 .85 .95 1.00 1.03 Net realized and unrealized gains (losses) on investments............................. .95 (1.28) .52 .09 1.05 (.03) -------- -------- -------- -------- -------- -------- Total from investment operations......... 1.39 (.45) 1.37 1.04 2.05 1.00 -------- -------- -------- -------- -------- -------- Less distributions: Dividends (from net investment income)....... (.44) (.83) (.85) (.95) (1.00) (1.03) Distributions (from capital gains)........... -- -- (.36) (.40) (.18) -- -------- -------- -------- -------- -------- -------- Total distributions...................... (.44) (.83) (1.21) (1.35) (1.18) (1.03) -------- -------- -------- -------- -------- -------- Net asset value, end of period ................ $ 13.11 $ 12.16 $ 13.44 $ 13.28 $ 13.59 $ 12.72 ======== ======== ======== ======== ======== ======== Total return .................................. 11.62% (2) -3.36% 10.47% 7.99% 16.84% 8.30% Ratios/Supplemental data Net assets, end of period (in thousands)....... $282,896 $252,090 $300,532 $262,647 $207,271 $133,875 Ratio of expenses to average net assets........ .65% .66% .66% .66% .69% .73% Ratio of net investment income to average net assets................................... 6.98% 6.53% 6.14% 7.03% 7.63% 8.20% Portfolio turnover rate........................ 160.16% 139.81% 118.80% 195.67% 158.95% 131.81% (1) Ratios and portfolio turnover rates are annualized. (2) Not annualized.
COLUMBIA MUNICIPAL BOND FUND, INC.
Six Months Ended June 30, 1995 (Unaudited)(1) 1994 1993 1992 1991 1990 ------------------- -------- -------- -------- -------- -------- Net asset value, beginning of period .......... $ 11.48 $ 12.71 $ 12.17 $ 12.22 $ 11.65 $ 11.64 -------- -------- -------- -------- -------- -------- Income from investment operations: Net investment income........................ .32 .64 .66 .69 .72 .75 Net realized and unrealized gains (losses) on investments............................. .55 (1.23) .62 .07 .60 .02 -------- -------- -------- -------- -------- -------- Total from investment operations......... .87 (.59) 1.28 .76 1.32 .77 -------- -------- -------- -------- -------- -------- Less distributions: Dividends (from net investment income) (2)... (.32) (.64) (.66) (.69) (.72) (.75) Distributions (from capital gains)........... -- -- (.08) (.12) (.03) (.01) -------- -------- -------- -------- -------- -------- Total distributions...................... (.32) (.64) (.74) (.81) (.75) (.76) -------- -------- -------- -------- -------- -------- Net asset value, end of period ................ $ 12.03 $ 11.48 $ 12.71 $ 12.17 $ 12.22 $ 11.65 ======== ======== ======== ======== ======== ======== Total return .................................. 7.61%(3) -4.68% 10.73% 6.46% 11.73% 6.89% Ratios/Supplemental data Net assets, end of period (in thousands)....... $367,408 $339,817 $430,367 $341,924 $285,099 $207,690 Ratio of expenses to average net assets........ .57% .57% .58% .59% .59% .60% Ratio of net investment income to average net assets................................... 5.34% 5.36% 5.25% 5.69% 6.07% 6.50% Portfolio turnover rate........................ 26.49% 19.40% 9.92% 17.82% 15.28% 6.57% (1) Ratios and portfolio turnover rates are annualized. (2) 100% exempt from federal taxation. (3) Not annualized.
13 FINANCIAL HIGHLIGHTS For a Share Outstanding Throughout the Period -------------------------------------------------------------------------------- COLUMBIA HIGH YIELD FUND, INC.
Six Months Ended June 30, 1995 (Unaudited)(1) 1994 1993(1)(2) ------------------- -------- ------------ Net asset value, beginning of period .......... $ 9.04 $ 9.94 $10.00 ------- ------- ------- Income from investment operations: Net investment income........................ .41 .80 .18 Net realized and unrealized gains (losses) on investments............................. .55 (.90) (.06) ------- ------- ------- Total from investment operations......... .96 (.10) .12 ------- ------- ------- Less distributions: Dividends (from net investment income)....... (.41) (.80) (.18) ------- ------- ------- Total distributions...................... (.41) (.80) (.18) ------- ------- ------- Net asset value, end of period ................ $ 9.59 $ 9.04 $ 9.94 ======= ======= ======= Total return .................................. 10.84%(3) -.92% 1.12%(3) Ratios/Supplemental data Net assets, end of period (in thousands)....... $17,821 $12,834 $ 5,940 Ratio of expenses to average net assets........ 1.00% 1.00% 1.00% Ratio of net investment income to average net assets................................... 8.79% 8.69% 7.30% Portfolio turnover rate........................ 75.96% 36.67% 0.00% (1) Ratios and portfolio turnover rates are annualized. (2) From inception of operations on September 15, 1993. (3) Not annualized.
14 SCHEDULE OF INVESTMENTS -------------------------------------------------------------------------------- COLUMBIA COMMON STOCK FUND, INC.
June 30, 1995 Shares or (Unaudited) Principal Amount Value(1) --------- ----------- Common Stocks (90.9%) Banking & Finance (10.5%) American Express Co. .................. 100,900 $ 3,544,112 Federal Home Loan Mortgage Corp. ...... 22,600 1,553,750 Federal National Mortgage Assn. ....... 24,500 2,312,188 First Bank System, Inc. ............... 80,800 3,312,800 Greenpoint Financial Corp. ............ 130,000 3,071,250 Morgan (J.P.) & Co., Inc. ............. 53,200 3,730,650 Student Loan Marketing Assn. .......... 87,200 4,087,500 ----------- 21,612,250 ----------- Building & Forestry Products (3.1%) Champion International Corp. .......... 85,700 4,467,112 Scott Paper Co. ....................... 40,000 1,980,000 ----------- 6,447,112 ----------- Business Services (4.3%) *ADT Ltd. .............................. 220,000 2,585,000 Manpower, Inc. (Wis.).................. 43,000 1,096,500 Service Corp. International............ 162,000 5,123,250 ----------- 8,804,750 ----------- Chemical (3.6%) DuPont (E.I.) de Nemours & Co. ........ 53,200 3,657,500 Hercules, Inc. ........................ 74,100 3,612,375 ----------- 7,269,875 ----------- Consumer Durable (1.6%) General Motors Corp. .................. 71,000 3,328,125 ----------- Consumer Non-Durable (7.4%) *Federated Department Stores, Inc. ..... 67,600 1,740,700 Mattel, Inc. .......................... 140,000 3,640,000 Nike, Inc. (Class B)................... 29,200 2,452,800 *Payless Cashways, Inc. ................ 252,700 1,610,962 Sears, Roebuck & Co. .................. 64,800 3,879,900 *Toys "R" Us, Inc. ..................... 64,000 1,872,000 ----------- 15,196,362 ----------- Consumer Staples (7.4%) Coca-Cola Co. ......................... 53,400 3,404,250 Gillette Co. .......................... 70,400 3,141,600 McDonald's Corp. ...................... 49,400 1,932,775 RJR Nabisco Holdings Corp. ............ 78,000 2,174,250 Sunbeam Corp. ......................... 155,400 2,156,175 UST, Inc. ............................. 81,000 2,409,750 ----------- 15,218,800 ----------- Energy (10.9%) Anadarko Petroleum Corp. .............. 50,600 2,182,125 *Barrett Resources Corp. ............... 50,000 1,162,500 Chevron Corp. ......................... 70,000 3,263,750 Exxon Corp. ........................... 46,700 3,298,187 Louisiana Land & Exploration Co. ...... 74,000 2,950,750 Mobil Corp. ........................... 28,400 2,726,400 Noble Affiliates, Inc. ................ 56,500 1,440,750 Royal Dutch Petroleum Co. ADR.......... 20,000 2,437,500 Unocal Corp. .......................... 101,000 2,790,125 ----------- 22,252,087 ----------- Energy Services (1.4%) Baker Hughes, Inc. .................... 139,000 2,849,500 ----------- Entertainment & Media (5.1%) CBS, Inc. ............................. 20,600 1,380,200 Capital Cities/ABC, Inc. .............. 33,000 3,564,000 *Tele-Communications, Inc. (Class A).... 112,000 2,625,000 Time Warner, Inc. ..................... 70,900 2,915,763 ----------- 10,484,963 ----------- Health (11.3%) Abbott Laboratories, Inc. ............. 50,000 2,025,000 *Amgen, Inc. ........................... 48,700 3,917,306 Bausch & Lomb, Inc. ................... 135,400 5,619,100 Columbia/HCA Healthcare Corp. ......... 62,500 2,703,125 Johnson & Johnson...................... 51,500 3,482,687 United Healthcare Corp. ............... 81,700 3,380,338 Warner-Lambert Co. .................... 23,300 2,012,538 ----------- 23,140,094 ----------- Insurance (2.2%) American International Group, Inc. .... 23,200 2,644,800 General Re Corp. ...................... 14,600 1,954,575 ----------- 4,599,375 ----------- Machinery & Capital Spending (3.3%) Emerson Electric Co. .................. 44,400 3,174,600 General Electric Co. .................. 62,700 3,534,713 ----------- 6,709,313 ----------- Metal Mining & Steel (0.9%) Worthington Industries, Inc. .......... 94,000 1,921,125 ----------- Real Estate Securities (4.9%) American Health Properties, Inc. ...... 90,000 1,923,750 Associated Estates Realty Corp. ....... 41,000 866,125 Beacon Properties Corp. ............... 45,000 894,375 Equity Residential Properties Trust.... 42,000 1,170,750 JP Realty, Inc. ....................... 97,500 1,998,750 Manufactured Home Communities, Inc. ... 49,000 753,375 Simon Property Group, Inc. ............ 45,000 1,130,625 Sun Communities, Inc. ................. 50,400 1,260,000 ----------- 9,997,750 ----------- Technology (6.6%) AMP, Inc. ............................. 49,200 2,078,700 Automatic Data Processing, Inc. ....... 33,000 2,074,875 Boeing Co. ............................ 40,000 2,505,000 General Motors Corp. (Class E)......... 39,000 1,696,500 Hewlett-Packard Co. ................... 11,800 879,100
15 SCHEDULE OF INVESTMENTS -------------------------------------------------------------------------------- COLUMBIA COMMON STOCK FUND, INC., CONTINUED
June 30, 1995 Shares or (Unaudited) Principal Amount Value(1) --------- ----------- Common Stocks (Continued) Intel Corp. ........................... 30,400 $ 1,924,700 *Microsoft Corp. ....................... 10,200 921,825 Motorola, Inc. ........................ 20,200 1,355,925 ----------- 13,436,625 ----------- Transportation (1.2%) Norfolk Southern Corp. ................ 36,000 2,425,500 ----------- Utilities/Communications (3.0%) AT&T Corp. ............................ 40,000 2,125,000 Vodafone Group plc ADR................. 104,200 3,946,575 ----------- 6,071,575 ----------- Utilities/Electric/Gas (2.2%) NIPSCO Industries, Inc. ............... 60,000 2,040,000 Texas Utilities Co. ................... 70,000 2,406,250 ----------- 4,446,250 ----------- Total Common Stock (Cost $163,012,756 )................... 186,211,431 ----------- Convertible Preferred Stock (0.9%) Technology (0.9%) American Express Co. (Cost $ 1,470,000)................... 40,000 1,940,000 ----------- Total investments, excluding temporary cash investments (Cost $164,482,756).................. 188,151,431 ----------- Repurchase Agreements (8.3%) Goldman Sachs Corp. 5.890% dated 06/30/1995, due 07/03/1995 in the amount of $8,096,551. Collateralized by U.S. Treasury Bond 6.250% due 08/15/2023, U.S. Treasury Note 4.625% due 02/29/1996, U.S. Treasury Strips due 02/15/1999 to 11/15/2013.........$ 8,092,633 $ 8,092,633 J.P. Morgan Securities, Inc. 6.009% dated 06/30/1995, due 07/03/1995 in the amount of $9,004,445. Collateralized by U.S. Treasury Notes 6.125% due 05/31/1997................ 9,000,000 9,000,000 ----------- Total Repurchase Agreements (Cost $ 17,092,633).................. 17,092,633 ----------- Total Investments (100.1%) (Cost $181,575,389)....................... 205,244,064 Receivables less liabilities (-0.1%)........ (305,570) ----------- Net Assets (100.0%) ........................ $204,938,494 =========== (1) See Note 1 of Notes to Financial Statements. * Non-income producing
The accompanying notes are an integral part of the financial statements. 16 SCHEDULE OF INVESTMENTS -------------------------------------------------------------------------------- COLUMBIA GROWTH FUND, INC.
June 30, 1995 Shares or (Unaudited) Principal Amount Value(1) --------- ----------- Common Stocks (94.3%) Banking & Finance (7.6%) BankAmerica Corp. ..................... 136,300 $ 7,172,787 Barnett Banks, Inc. ................... 137,800 7,062,250 Bear Stearns Cos., Inc. ............... 194,306 4,153,291 Dean Witter, Discover & Co. ........... 160,440 7,540,680 Federal Home Loan Mortgage Corp. ...... 212,300 14,595,625 Federal National Mortgage Assn. ....... 76,700 7,238,562 Fleet Financial Group, Inc. ........... 185,100 6,871,838 ----------- 54,635,033 ----------- Building & Forestry Products (2.7%) James River Corp. of Virginia.......... 318,200 8,790,275 Mead Corp. ............................ 180,000 10,687,500 ----------- 19,477,775 ----------- Business Services (0.9%) Service Corp. International............ 200,000 6,325,000 ----------- Chemical (3.3%) DuPont (E.I.) de Nemours & Co. ........ 198,700 13,660,625 Hercules, Inc. ........................ 201,000 9,798,750 ----------- 23,459,375 ----------- Consumer Durable (0.9%) Ford Motor Co. ........................ 223,900 6,661,025 ----------- Consumer Non-Durable (15.3%) American Greetings Corp. (Class A)..... 250,000 7,343,750 *Boise Cascade Office Products Corp. ... 63,000 1,401,750 *Borders Group, Inc. ................... 213,300 3,066,187 *Broadway Stores, Inc. ................. 460,300 2,474,112 *Central Tractor Farm & Country, Inc. .. 275,000 2,956,250 *Cobra Golf, Inc. ...................... 25,000 790,625 *Federated Department Stores, Inc. ..... 466,600 12,014,950 Limited, Inc. ......................... 249,600 5,491,200 Mattel, Inc. .......................... 300,000 7,800,000 May Department Stores Co. ............. 151,400 6,302,025 McDonald's Corp. ...................... 168,400 6,588,650 *Meyer (Fred), Inc. (Del.).............. 267,500 7,255,938 Rite Aid Corp. ........................ 311,200 7,974,500 Sears, Roebuck & Co. .................. 400,000 23,950,000 Warnaco Group, Inc. (Class A).......... 479,000 9,580,000 Wendy's International, Inc. ........... 300,000 5,362,500 ----------- 110,352,437 ----------- Consumer Staples (8.8%) Avon Products, Inc. ................... 75,000 5,025,000 Colgate-Palmolive Co. ................. 97,700 7,144,312 First Brands Corp. .................... 97,100 4,163,162 Gillette Co. .......................... 330,000 14,726,250 Libbey, Inc. .......................... 300,000 6,225,000 Philip Morris Cos., Inc. .............. 300,500 22,349,688 Sunbeam Corp. ......................... 274,300 3,805,913 ----------- 63,439,325 ----------- Energy (5.7%) Amoco Corp. ........................... 95,000 $ 6,329,375 Anadarko Petroleum Corp. .............. 197,500 8,517,187 Apache Corp. .......................... 138,700 3,796,913 British Petroleum Co. plc ADR.......... 92,654 7,933,499 Burlington Resources, Inc. ............ 125,000 4,609,375 Chevron Corp. ......................... 150,000 6,993,750 *P.T. Tri Polyta Indonesia ADS.......... 155,000 2,693,125 ----------- 40,873,224 ----------- Energy Services (2.0%) Halliburton Co. ....................... 163,000 5,827,250 Schlumberger Ltd. ..................... 135,500 8,417,937 ----------- 14,245,187 ----------- Entertainment & Media (2.7%) CBS, Inc. ............................. 102,500 6,867,500 *Sinclair Broadcast Group, Inc. (Class A) 12,500 350,000 Time Warner, Inc. ..................... 301,100 12,382,738 ----------- 19,600,238 ----------- Health (10.9%) *AmeriSource Health Corp. (Class A)..... 77,000 1,756,563 *Amgen, Inc. ........................... 171,100 13,762,856 Apria Healthcare Group, Inc. (when issued)........................ 1,196,720 33,807,340 Cardinal Health, Inc. ................. 75,000 3,543,750 Columbia/HCA Healthcare Corp. ......... 200,000 8,650,000 *Ethical Holdings Ltd. Spon. ADR........ 300,000 1,725,000 *Genesis Health Ventures, Inc. ......... 200,000 5,925,000 *Inhale Therapeutic Systems............. 165,000 1,320,000 *Penederm, Inc. ........................ 157,200 805,650 Warner-Lambert Co. .................... 78,800 6,806,350 ----------- 78,102,509 ----------- Hotels & Gaming (7.0%) *Circus Circus Enterprises, Inc. ....... 576,300 20,314,575 *Host Marriott Corp. ................... 400,000 4,250,000 Marriott International, Inc. .......... 200,000 7,175,000 *Rio Hotel & Casino, Inc. .............. 440,000 6,050,000 *Station Casinos, Inc. ................. 747,600 12,896,100 ----------- 50,685,675 ----------- Insurance (1.0%) American International Group, Inc. .... 64,100 7,307,400 ----------- Machinery & Capital Spending (4.2%) Emerson Electric Co. .................. 150,000 10,725,000 Fluor Corp. ........................... 126,100 6,557,200 General Electric Co. .................. 230,000 12,966,250 ----------- 30,248,450 -----------
17 SCHEDULE OF INVESTMENTS -------------------------------------------------------------------------------- COLUMBIA GROWTH FUND, INC., CONTINUED
June 30, 1995 Shares or (Unaudited) Principal Amount Value(1) --------- ----------- Common Stocks (Continued) Real Estate Securities (5.9%) Amli Residential Properties Trust...... 180,500 $ 3,429,500 Beacon Properties Corp. ............... 345,000 6,856,875 Camden Property Trust.................. 166,250 3,636,719 Duke Realty Investments, Inc. ......... 84,100 2,375,825 Equity Residential Properties Trust.... 355,000 9,895,625 JP Realty, Inc. ....................... 350,000 7,175,000 Simon Property Group, Inc. ............ 194,300 4,881,787 TriNet Corporate Realty Trust, Inc. ... 146,000 4,088,000 ----------- 42,339,331 ----------- Technology (12.9%) Adobe Systems, Inc. ................... 70,300 4,077,400 *Cisco Systems, Inc. ................... 75,000 3,792,187 *Compaq Computer Corp. ................. 70,000 3,176,250 *Computer Sciences Corp. ............... 183,400 10,430,875 *Dell Computer Corp. ................... 50,000 3,006,250 *EMC Corp. (Mass.)...................... 200,000 4,850,000 Ericsson (L.M.) Telephone Co. (Class B) ADR........................ 602,000 12,040,000 General Motors Corp. (Class E)......... 155,900 6,781,650 Hewlett-Packard Co. ................... 58,300 4,343,350 Intel Corp. ........................... 87,200 5,520,850 *Microsoft Corp. ....................... 74,900 6,769,088 Motorola, Inc. ........................ 210,100 14,102,963 *Oracle Corp. .......................... 200,000 7,725,000 *Proxim, Inc. .......................... 147,000 1,157,625 *Sun Microsystems, Inc. ................ 100,000 4,850,000 ----------- 92,623,488 ----------- Transportation (0.5%) Southwest Airlines Co. ................ 150,000 3,581,250 ----------- Utilities/Communications (2.0%) *Paging Network, Inc. .................. 200,000 6,850,000 Vodafone Group plc ADR................. 200,000 7,575,000 ----------- 14,425,000 ----------- Total Common Stocks (Cost $569,538,898).................. 678,381,722 ----------- Convertible Preferred Stocks (1.3%) Consumer Staples (0.3%) RJR Nabisco Holdings Corp. ............ 300,000 1,837,500 ----------- Technology (1.0%) Nokia Corp. ADR........................ 123,800 7,381,575 ----------- Total Convertible Preferred Stocks (Cost $6,478,373).................... 9,219,075 ----------- Convertible Bond (0.1%) Consumer Non-Durable (0.1%) Carter Hawley Hale 6.25% 12/31/2000 (Cost $1,000,000)....................$ 1,000,000 $ 620,000 ----------- Total investments, excluding temporary cash investment (Cost $577,017,271).................. 688,220,797 Repurchase Agreement (4.3%) Goldman Sachs Corp. 5.890% dated 06/30/1995, due 07/03/1995 in the amount of $30,886,710. Collateralized by U.S. Treasury Bond 6.250% due 08/15/2023, U.S. Treasury Note 4.625% due 02/29/1996, U.S. Treasury Strips due 02/15/1999 to 11/15/2013. (Cost $30,871,764)................... 30,871,764 30,871,764 ----------- Total Investments (100.0%) (Cost $607,889,035)....................... 719,092,561 Receivables less liabilities (0.0%)......... (77,768) ----------- Net Assets (100.0%) ........................ $719,014,793 =========== (1) See Note 1 of Notes to Financial Statements. *Non-income producing
The accompanying notes are an integral part of the financial statements. 18 SCHEDULE OF INVESTMENTS -------------------------------------------------------------------------------- COLUMBIA INTERNATIONAL STOCK FUND, INC.
June 30, 1995 Shares or (Unaudited) Principal Amount Value(1) --------- ----------- Common Stocks (90.7%) Brazil (0.9%) Companhia Energetica de Minas Gerais SA, ADR (Utilities-Electric).. 22,776 $ 441,285 Usinas Siderurgicas de Minas Gerais SA, ADR (Metals, Mining & Steel)......... 45,000 495,000 ----------- 936,285 ----------- Canada (4.3%) Bombardier, Inc. (Class B) (Manufacturing-Diversified Industries) 100,000 2,429,570 *Future Shop Ltd., The (Retail)......... 71,000 904,491 Magna International, Inc. (Class A) (Motor Vehicles & Parts)............. 22,000 974,922 ----------- 4,308,983 ----------- Finland (4.0%) Finnair Oy (Transportation)............ 106,000 702,957 Kesko Oy (Retail)...................... 57,000 571,683 Kymmene Oy (Paper & Forest Products)... 31,000 966,162 Nokia Oy AB (Class A) (Manufacturing).. 11,000 644,421 Valmet Oy (Class A) (Machinery & Capital Spending)....... 50,000 1,130,665 ----------- 4,015,888 ----------- France (10.9%) Alcatel Alsthom SA (Electrical Equipment)............... 8,000 722,058 AXA SA (Insurance)..................... 22,000 1,191,032 BIC SA (Consumer Products)............. 2,000 330,613 Brioche Pasquier SA (Food Processing).. 5,984 741,895 Carrefour SA (Retail).................. 2,500 1,283,707 Cie Bancaire SA (Financial Services)... 5,000 599,235 Cie Generale des Eaux SA (Utilities)... 3,500 390,536 *Cie Generale des Etablissements Michelin (Class B) (Tire & Rubber Goods)...... 10,000 444,054 Coflexip SA (Oil Equipment & Services). 5,000 264,284 Degremont SA (Enviromental Control).... 4,000 318,215 Groupe Danone SA (Food Processing)..... 3,000 505,837 L'Oreal SA (Consumer Products)......... 2,200 553,239 *LVMH Moet Hennessy Louis Vuitton SA (Food & Beverages)................... 4,000 721,562 Rhone-Poulenc SA (Series A) (Chemicals) 40,000 903,399 Societe Generale SA (Banking).......... 8,000 937,287 Societe Nationale d'Exploitation Industrielle des Tabacs et Allumettes (Consumer Products).................. 17,000 512,160 Societe Nationale Elf-Aquitaine SA (Energy)............................. 5,000 370,390 ----------- 10,789,503 ----------- Germany (8.7%) Allianz Holding AG (Insurance)......... 560 $ 999,696 AVA Allgemeine Handelsgelessschaft der Verbraucher AG (Retail).......... 1,100 429,656 Daimler-Benz AG (Motor Vehicles & Parts)............. 1,800 826,763 Deutsche Bank AG (Banking)............. 16,000 777,722 Deutsche Lufthansa AG (Transportation). 4,500 650,995 Dresdner Bank AG (Banking)............. 40,000 1,157,324 Gehe AG (Pharmaceutical)............... 1,800 826,763 Karstadt AG (Retail)................... 1,500 658,589 Mannesmann AG (Machinery & Capital Spending)....... 2,400 733,454 Siemens AG (Electrical Equipment)...... 1,800 893,816 *Tarkett Aktiengesellschaft ADS (Textiles) 25,000 643,750 ----------- 8,598,528 ----------- Hong Kong (3.8%) Cheung Kong Holdings Ltd. (Real Estate)........................ 120,000 594,029 China Light & Power Co., Ltd. (Utilities-Electric)................. 125,000 643,014 *CITIC Pacific Ltd. (Conglomerate)...... 220,000 553,057 Hong Kong Telecommunications Ltd. (Utilities-Communication)............ 450,000 889,880 HSBC Holdings plc (Financial Services). 82,000 1,051,893 ----------- 3,731,873 ----------- India (3.0%) *Bajaj Auto Ltd., GDR (Motor Vehicles & Parts)............. 12,400 337,900 *Indian Hotels Co. Ltd., GDS, The (Entertainment & Leisure)............ 30,000 480,000 I.T.C. Ltd., GDR (Consumer Products)... 80,000 560,000 *Larsen & Toubro Ltd., GDS (Engineering & Construction)......... 40,000 775,200 *Tata Engineering & Locomotive Co., Ltd., GDS (Motor Vehicles & Parts)... 41,500 840,375 ----------- 2,993,475 ----------- Japan (21.0%) Ajinomoto Co., Inc. (Foods and Beverages)................ 20,000 205,425 Canon, Inc. (Electronics).............. 16,000 260,377 East Japan Railway Co. (Transportation) 74 379,599 Enplas Corp. (Electronics)............. 14,000 280,660 Fuji Bank Ltd. (Banking)............... 35,000 705,778 Fuji Photo Film Co., Ltd. (Entertainment & Leisure)............ 11,000 260,731 Fujicopian Co., Ltd. (Machinery & Capital Spending)....... 40,000 283,018
19 SCHEDULE OF INVESTMENTS -------------------------------------------------------------------------------- COLUMBIA INTERNATIONAL STOCK FUND, INC., CONTINUED
June 30, 1995 Shares or (Unaudited) Principal Amount Value(1) --------- ----------- Common Stocks (continued) Industrial Bank of Japan Ltd., The (Banking)........................ 27,000 $ 703,656 Ito-Yokado Co., Ltd. (Retail).......... 7,000 368,986 Kajima Corp. (Construction)............ 32,000 317,736 Kao Corp. (Consumer Products).......... 20,000 240,566 *Kawasaki Steel Corp. (Metals, Mining & Steel)............. 86,000 281,934 Keyence Corp. (Electronics)............ 12,000 1,344,340 Kinki Nippon Railway Co., Ltd. (Transportation)..................... 39,000 342,170 Komatsu Ltd. (Machinery & Capital Spending)........ 30,000 228,892 Kubota Corp. (Machinery & Capital Spending)........ 35,000 222,877 Marubeni Corp. (Wholesale Distributor). 106,000 538,750 Mitsubishi Bank Ltd., The (Banking).... 33,000 712,146 Mitsubishi Chemical Corp. (Chemicals).. 76,000 325,330 Mitsubishi Estate Co., Ltd. (Real Estate) 24,000 270,283 Mitsubishi Heavy Inds., Ltd. (Machinery & Capital Spending)....... 58,000 393,962 Mitsubishi Trust & Banking Corp., The (Banking)......................... 23,000 325,472 Mr. Max Corp. (Retail)................. 28,160 577,811 NEC Corp. (Electronics)................ 90,000 985,967 Nintendo Corp., Ltd. (Entertainment & Leisure)............. 3,000 172,642 Nippon Steel Corp. (Metals, Mining & Steel).............. 112,000 364,528 Nippon Yusen Kabushiki Kaisha (Transportation)..................... 55,000 308,078 Nippondenso Co., Ltd. (Motor Vehicles & Parts)............. 23,000 417,689 Nissan Motor Co., Ltd. (Automotive).... 47,000 300,401 Nomura Securities Co., Ltd. (Financial Services).................. 26,000 453,774 Omron Corp. (Electronics).............. 10,000 191,038 Rohm Co., Ltd. (Electronics)........... 20,000 1,030,660 Sakura Bank Ltd. (Banking)............. 70,000 730,542 Sankyo Co., Ltd. (Pharmaceuticals)..... 12,000 278,774 Sanwa Bank Ltd. (Banking).............. 35,000 660,377 Sekisui House Ltd. (Construction)...... 25,000 309,552 Seven-Eleven Japan Co., Ltd. (Retail).. 6,000 429,481 Sharp Corp. (Electronics).............. 38,000 501,887 Shimizu Corp. (Construction)........... 30,000 290,094 Shin-Etsu Chemical Co., Ltd. (Chemicals) 20,000 351,415 Sony Corp. (Electronics)............... 6,000 287,972 Sumitomo Trust & Banking Co., Ltd., The (Banking)......................... 24,000 291,509 Takeda Chemical Ins., Ltd. (Pharmaceuticals)..................... 27,000 356,604 Tokio Marine & Fire Insurance Co. (Insurance)............. 35,000 401,179 Tokyo Electric Power Co., Inc., The (Utilities - Electric)........... 17,000 521,226 Tonen Corp. (Oil & Gas Products)....... 20,000 311,321 Toyo Communication Equipment Co., Ltd. (Electronics)................... 25,000 560,142 Toyota Motor Corp. (Motor Vehicles & Parts)............. 37,000 733,019 ----------- 20,810,370 ----------- Korea (2.3%) *CITC Seoul Excel Trust, IDR (Investment Trust)............... 130,000 1,355,900 Daehan Blue-Chip Index Trust, IDR (Investment Trust)............... 45,000 962,100 ----------- 2,318,000 ----------- Netherlands (5.0%) Aegon NV (Insurance)................... 37,500 1,298,450 Elsevier NV (Publishing)............... 80,000 945,736 Hollandsche Beton Groep NV (Construction)....................... 2,400 413,954 Heineken NV (Brewery).................. 3,800 575,646 Koninklikje PTT Nederland NV (Utilities-Communication)............ 15,000 539,729 Philips Electronics NV (Electronics)... 28,000 1,186,563 ----------- 4,960,078 ----------- Spain (1.2%) Compania Sevillana de Electricidad (Utilities-Electric)................. 60,000 369,421 Iberdrola SA (Utilities-Electric)...... 50,000 376,860 Repsol SA (Oil Exploration & Production)....... 15,000 472,314 ----------- 1,218,595 ----------- Switzerland (6.5%) BBC AG (Brown Boveri & Cie) (Series A) (Bearer) (Electrical)................ 1,000 1,036,521 Ciba-Geigy AG (Bearer) (Pharmaceutical) 1,400 1,026,261 Nestle SA (Namen) (Consumer Products).. 1,200 1,251,130 Roche Holding AG (Genusssheine) (Pharmaceutical)..................... 230 1,484,000 Societe Suisse pour la Microelectronique et l'Horlogerie AG (Electronics)..... 550 353,913 Zurich Versicherungsgesellschaft AG (Insurance).......................... 1,000 1,258,261 ----------- 6,410,086 -----------
20 SCHEDULE OF INVESTMENTS -------------------------------------------------------------------------------- COLUMBIA INTERNATIONAL STOCK FUND, INC., CONTINUED
June 30, 1995 Shares or (Unaudited) Principal Amount Value(1) --------- ----------- Common Stocks (continued) United Kingdom (19.1%) Abbey National plc (Financial Services) 100,000 $ 744,588 Argyll Group plc (Retail).............. 150,000 800,671 B.A.T Inds. plc (Consumer Products).... 80,000 612,217 British Airport Authorities plc (Transportation)..................... 90,000 706,643 British Petroleum Co. plc (Energy)..... 150,000 1,075,118 *British Sky Broadcasting Group plc (Utilities-Communication)............ 220,000 960,805 British Telecommunications plc (Utilities-Communication)............ 120,000 748,406 Cable & Wireless plc (Utilities-Communication)............ 52,776 361,056 De La Rue plc (Technology)............. 60,000 893,506 General Electric Co. plc (Electrical).. 140,000 683,812 Glaxo Wellcome plc (Pharmaceutical).... 70,000 859,220 Hays plc (Business Services)........... 190,000 952,213 National Westminster Bank plc (Banking)............................ 90,000 782,533 Next plc (Retail)...................... 160,000 869,322 PowerGen plc (Utilities-Electric)...... 70,000 539,031 Provident Financial plc (Financial Services)................. 28,000 280,207 Prudential Corp. (Insurance)........... 180,000 959,373 Racal Electronics plc (Technology)..... 100,000 408,092 Reuters Holdings plc (Publishing)...... 86,000 716,284 Rolls-Royce plc (Aircraft & Aerospace). 270,000 749,600 Shell Transport & Trading Co. (Oil Equipment & Services)........... 64,000 765,716 Siebe plc (Machinery & Capital Spending)....... 100,000 999,148 SmithKline Beecham plc (Class A) (Pharmaceuticals).................... 40,000 362,112 THORN EMI plc (Entertainment & Leisure)............ 42,000 872,027 Tomkins plc (Industrials).............. 177,934 635,544 Unilever plc (Food & Beverages)........ 30,000 607,364 ----------- 18,944,608 ----------- Total Common Stocks (Cost $87,117,578).................... 90,036,272 ----------- Preferred Stocks (2.0%) Germany (2.0%) Friedrich Grohe AG (Consumer Products).................. 2,000 675,588 Jil Sander AG (Retail)................. 765 533,978 Systeme, Anwendungen, Produkte in der Dattenverarbeitung AG (Technology)......................... 600 756,239 ----------- Total Preferred Stocks (Cost $1,756,648).................... 1,965,805 ----------- Rights (0.0%) Germany (0.0%) *Allianz Holding AG (Insurance) (07/05/1995) (Cost $0.00)............ 560 41,721 Warrants (2.0%) France (0.2%) *Schneider SA (06/30/1997) (Electrical Equipment)............... 26,700 147,031 Germany (0.8%) *Veba International Finance AG (04/06/1998) (Utilities - Electric).. 6,000 785,533 Japan (1.0%) *Kyocera Corp. #2 (01/23/1998) (Electronics)........................ 865 919,062 *Mr. Max Corp. (02/17/1998) (Retail).... 5,000 86,957 ----------- 1,006,019 ----------- Total Warrants (Cost $2,318,201).................... 1,938,583 ----------- Total investments, excluding temporary cash investment (Cost $91,192,427)................... 93,982,381 Repurchase Agreement (2.2%) Goldman Sachs Corp. 5.890% dated 06/30/1995, due 07/03/1995 in the amount of $2,185,949. Collateralized by U.S. Treasury Bond 6.250% due 08/15/2023, U.S. Treasury Note 4.625% due 02/29/1996, U.S. Treasury Strips due 02/15/1999 to 11/15/2013. (Cost $2,184,891)....................$ 2,184,891 2,184,891 ----------- Total Investments (96.9%) (Cost $93,377,318).................... 96,167,272 Cash and receivables less liabilities (3.1%) 3,065,549 ----------- Net Assets (100.0%) ........................ $ 99,232,821 =========== (1) See Note 1 of Notes to Financial Statements. * Non-income producing
The accompanying notes are an integral part of the financial statements. 21 SCHEDULE OF INVESTMENTS -------------------------------------------------------------------------------- COLUMBIA SPECIAL FUND, INC.
June 30, 1995 Shares or (Unaudited) Principal Amount Value(1) --------- ----------- Common Stocks (94.2%) Aerospace (1.3%) *BE Aerospace, Inc. .................... 505,000 $ 4,481,875 *Hexcel Corp. .......................... 250,000 1,812,500 *Orbital Sciences Corp. ................ 300,000 5,475,000 *Wyman-Gordon Co. ...................... 350,000 3,762,500 ----------- 15,531,875 ----------- Banking & Finance (6.9%) Aames Financial Corp. ................. 200,000 3,625,000 ADVANTA Corp. (Class B)................ 160,000 6,040,000 Barnett Banks, Inc. ................... 150,000 7,687,500 CitiCorp. ............................. 200,000 11,575,000 First Bank System, Inc. ............... 200,000 8,200,000 Green Tree Financial Corp. ............ 200,000 8,875,000 Schwab (Charles) Corp. ................ 150,000 6,506,250 Standard Federal BanCorp. ............. 200,000 6,725,000 U.S. Bancorp (Ore.).................... 250,000 6,015,625 Washington Federal, Inc. .............. 275,000 6,050,000 Washington Mutual, Inc. ............... 250,000 5,875,000 West One BanCorp. ..................... 100,000 3,337,500 ----------- 80,511,875 ----------- Building & Forestry Products (0.5%) *Fort Howard Corp. ..................... 425,700 6,013,012 ----------- Business & Consumer Services (2.9%) *BISYS Group, Inc. ..................... 400,000 8,900,000 Danka Business Systems plc ADR ........ 200,000 4,837,500 DENTSPLY International, Inc. .......... 300,000 10,800,000 *Digital Biometrics, Inc. .............. 319,000 3,429,250 Sotheby's Holdings, Inc. (Class A) .... 425,000 5,790,625 ----------- 33,757,375 ----------- Chemical (1.5%) Minerals Technologies, Inc. ........... 275,000 9,900,000 Potash Corp. of Saskatchewan, Inc. .... 140,000 7,822,500 ----------- 17,722,500 ----------- Consumer Durable (2.8%) Arctco, Inc. .......................... 330,000 3,877,500 *Cobra Golf, Inc. ...................... 150,000 4,743,750 Harley-Davidson, Inc. ................. 600,000 14,625,000 Polaris Industries, Inc. .............. 145,000 5,836,250 *Ultralife Batteries, Inc. ............. 210,000 3,832,500 ----------- 32,915,000 ----------- Consumer Non-Durable (7.2%) *Bed Bath & Beyond, Inc. ............... 260,000 6,305,000 *Borders Group, Inc. ................... 400,000 5,750,000 *General Nutrition Cos., Inc. .......... 400,000 14,050,000 *Gymboree Corp. ........................ 255,000 7,410,937 *Kohl's Corp. .......................... 200,000 9,125,000 Lancaster Colony Corp. ................ 200,000 7,150,000 *Meyer (Fred), Inc. (Del.) ............. 369,600 10,025,400 *Neostar Retail Group, Inc. ............ 200,000 3,100,000 *OfficeMax, Inc. ....................... 225,000 6,271,875 Quality Food Centers, Inc. ............ 180,700 3,614,000 St. John Knits, Inc. .................. 120,400 5,402,950 *Zale Corp. ............................ 450,000 6,075,000 ----------- 84,280,162 ----------- Energy (6.0%) Anadarko Petroleum Corp. .............. 260,000 11,212,500 Apache Corp. .......................... 385,000 10,539,375 *Cairn Energy USA, Inc. ................ 470,000 5,170,000 Enron Global Power & Pipelines L.L.C .. 240,000 5,700,000 *Flores & Rucks, Inc. .................. 176,800 2,165,800 *Gulf Canada Resources Ltd. ............ 700,000 2,843,750 *Kelley Oil & Gas Corp. ................ 660,833 3,593,280 *Northstar Energy Corp. ................ 345,400 2,797,246 Snyder Oil Corp. ...................... 400,000 5,050,000 USX-Marathon Group, Inc. .............. 500,000 9,875,000 Unocal Corp. .......................... 390,000 10,773,750 ----------- 69,720,701 ----------- Energy Services (7.2%) *BJ Services Co. ....................... 270,000 6,142,500 Camco International, Inc. ............. 400,000 9,350,000 *Grant Geophysical, Inc. ............... 400,000 850,000 Halliburton Co. ....................... 100,000 3,575,000 *Input/Output, Inc. .................... 200,000 7,200,000 *Landmark Graphics Corp. ............... 71,900 1,833,450 *Nabors Industries, Inc. ............... 800,000 6,600,000 *Noble Drilling Corp. .................. 500,000 3,687,500 *Oceaneering International, Inc. ....... 600,000 5,325,000 *Pride Petroleum Services, Inc. ........ 700,000 5,250,000 *Production Operators Corp. ............ 185,000 5,827,500 Schlumberger Ltd. ..................... 200,000 12,425,000 *Smith International, Inc. ............. 600,000 10,050,000 *Western Atlas, Inc. ................... 150,000 6,656,250 ----------- 84,772,200 ----------- Entertainment & Media (8.4%) CBS, Inc. ............................. 100,000 6,700,000 *Clear Channel Communications, Inc. .... 100,000 6,437,500 *Electronic Arts, Inc. ................. 200,000 5,425,000 *Evergreen Media Corp. (Class A) ....... 300,000 7,800,000 Houghton Mifflin Co. .................. 135,900 7,168,725 *Movie Gallery, Inc. ................... 300,000 10,518,750 Nelson (Thomas), Inc. ................. 450,000 8,662,500 *New World Communications Group, Inc. ......................... 75,000 1,565,625 *Regal Cinemas, Inc. ................... 200,000 6,400,000 *SFX Broadcasting, Inc. (Class A) ...... 200,000 5,350,000 *Sierra On-Line, Inc. .................. 210,000 5,250,000
22 SCHEDULE OF INVESTMENTS -------------------------------------------------------------------------------- COLUMBIA SPECIAL FUND, INC., CONTINUED
June 30, 1995 Shares or (Unaudited) Principal Amount Value(1) --------- ----------- Common Stocks (continued) Time Warner, Inc. ..................... 350,000 $14,393,750 *United International Holdings, Inc. (Class A) ........................... 300,000 5,025,000 *Viacom, Inc. (Class B) ................ 150,000 6,956,250 ----------- 97,653,100 ----------- Health (8.6%) Apria Healthcare Group, Inc. (when issued) ....................... 760,000 21,470,000 *Boston Scientific Corp. ............... 400,000 12,750,000 *Elan Corp. plc ADR .................... 370,000 15,077,500 HBO & Co. ............................. 120,000 6,540,000 *HEALTHSOUTH Corp. ..................... 360,000 6,255,000 *Health Care & Retirement Corp. (Del.) . 200,000 5,850,000 *Health Systems International, Inc. (Class A) ........................... 200,000 5,800,000 *Heart Technology, Inc. ................ 440,000 8,415,000 *Renal Treatment Centers, Inc. ......... 240,000 5,910,000 *ResMed, Inc. .......................... 440,000 5,280,000 Stryker Corp. ......................... 200,000 7,675,000 ----------- 101,022,500 ----------- Hotels & Gaming (3.0%) *Circus Circus Enterprises, Inc. ....... 500,000 17,625,000 *Rio Hotel & Casino, Inc. .............. 500,000 6,875,000 *Station Casinos, Inc. ................. 600,000 10,350,000 ----------- 34,850,000 ----------- Insurance (1.9%) ACE Ltd. .............................. 150,000 4,350,000 *Gryphon Holdings, Inc. ................ 300,000 4,875,000 Mutual Risk Management Ltd. ........... 140,000 4,690,000 PXRE Corp. ............................ 203,800 4,789,300 PartnerRe Ltd. ........................ 140,000 3,657,500 ----------- 22,361,800 ----------- Machinery & Capital Spending (7.7%) Acme-Cleveland Corp. .................. 420,000 9,922,500 Applied Power, Inc. (Class A) ......... 225,000 6,496,875 *Checkpoint Systems, Inc. .............. 360,000 8,010,000 Duriron Co., Inc. ..................... 350,000 7,875,000 *Elsag Bailey Process Automation N.V. .. 447,800 12,314,500 *Farr Co. .............................. 25,100 188,250 *Jacobs Engineering Group, Inc. ........ 402,000 8,844,000 Keystone International, Inc. .......... 388,100 7,616,462 Measurex Corp. ........................ 210,000 6,378,750 *Rauma Oy Spon. ADR .................... 200,000 3,600,000 *Stimsonite Corp. ...................... 355,000 4,304,375 Thomas & Betts Corp. .................. 100,000 6,837,500 Titan Wheel International, Inc. ....... 300,000 7,725,000 ----------- 90,113,212 ----------- Metal Mining & Steel (3.2%) Battle Mountain Gold Co. .............. 600,000 $ 5,775,000 Freeport-McMoRan Copper & Gold, Inc. (Class A) ........................... 285,000 5,878,125 Placer Dome, Inc. ..................... 500,000 13,062,500 *Santa Fe Pacific Gold Corp. ........... 525,000 6,365,625 Schnitzer Steel Industries, Inc. (Class A) ........................... 270,000 6,210,000 ----------- 37,291,250 ----------- Pollution Control (2.0%) *Air & Water Technologies Corp. (Class A) ........................... 467,500 2,805,000 *Osmonics, Inc. ........................ 400,000 6,500,000 *TETRA Technologies, Inc. .............. 342,635 6,081,771 *U.S. Filter Corp. ..................... 430,000 8,170,000 ----------- 23,556,771 ----------- Real Estate Securities (1.1%) Equity Residential Properties Trust.... 111,500 3,108,063 Mid-America Apartment Communities, Inc. ................... 150,000 3,750,000 Pacific Gulf Properties, Inc. ......... 100,000 1,487,500 ROC Communities, Inc. ................. 214,200 4,739,175 ----------- 13,084,738 ----------- Technology (18.1%) *ACT Manufacturing, Inc. ............... 275,000 3,575,000 *American Management Systems, Inc. ..... 250,000 6,281,250 *American Power Conversion Corp. ....... 400,000 9,150,000 *Asyst Technologies, Inc. .............. 135,000 5,011,875 *Cirrus Logic, Inc. .................... 100,000 6,268,750 *Cisco Systems, Inc. ................... 200,000 10,112,500 *Cognos, Inc. .......................... 270,000 7,762,500 *Dell Computer Corp. ................... 120,000 7,215,000 *EMC Corp. (Mass.) ..................... 350,000 8,487,500 Ericsson (L.M.) Telephone Co. (Class B) ADR ....................... 400,000 8,000,000 *Harmonic Lightwaves, Inc. ............. 275,000 4,606,250 *Integrated Process Equipment Corp. .... 315,000 11,123,438 *Madge N.V. ............................ 200,000 5,600,000 Methode Electronics, Inc. (Class A) ... 400,000 7,800,000 *Microchip Technology, Inc. ............ 200,000 7,275,000 Motorola, Inc. ........................ 175,000 11,746,875 *National Instruments Corp. ............ 170,000 3,017,500 *National Semiconductor Corp. .......... 440,000 12,210,000 *Oracle Corp. .......................... 300,000 11,587,500 *Platinum Technology, Inc. ............. 265,000 4,803,125 *Quantum Corp. ......................... 240,000 5,490,000 *Rational Software Corp. ............... 360,000 4,905,000 *Seagate Technology, Inc. .............. 250,000 9,812,500
23 SCHEDULE OF INVESTMENTS -------------------------------------------------------------------------------- COLUMBIA SPECIAL FUND, INC., CONTINUED
June 30, 1995 Shares or (Unaudited) Principal Amount Value(1) --------- ----------- Common Stocks (continued) *Silicon Valley Group, Inc. ............ 180,000 $ 6,525,000 *StrataCom, Inc. ....................... 120,000 5,850,000 *Sun Microsystems, Inc. ................ 120,000 5,820,000 *Thermo Electron Corp. ................. 225,000 9,056,250 *3Com Corp. ............................ 100,000 6,700,000 *Western Digital Corp. ................. 325,000 5,646,875 ----------- 211,439,688 ----------- Transportation (2.3%) Airborne Freight Corp. ................ 525,000 10,631,250 *Alaska Air Group, Inc. ................ 260,000 4,777,500 *Celadon Group, Inc. ................... 353,500 5,390,875 *Mesa Airlines, Inc. ................... 650,000 5,931,250 ----------- 26,730,875 ----------- Utilities/Communications (1.6%) ACC Corp. ............................. 300,000 4,425,000 *CommNet Cellular, Inc. ................ 320,000 8,960,000 *Mobile Telecommunication Technologies Corp. .................. 200,000 5,475,000 ----------- 18,860,000 ----------- Total Common Stocks (Cost $985,991,028) ................. 1,102,188,634 ------------- Repurchase Agreements (5.3%) Goldman Sachs Corp. 5.890% dated 06/30/1995, due 07/03/1995 in the amount of $56,874,363. Collateralized by U.S. Treasury Bond 6.250%, due 08/15/2023, U.S. Treasury Note 4.625%, due 02/29/1996, U.S. Treasury Strips due 02/15/1999 to 11/15/2013.........$ 56,846,842 $ 56,846,842 J.P. Morgan Securities, Inc. 6.009% dated 06/30/1995, due 07/03/1995 in the amount of $5,002,469. Collateralized by U.S. Treasury Notes 6.125% due 05/31/1997................ 5,000,000 5,000,000 ----------- Total Repurchase Agreements (Cost $61,846,842)................... 61,846,842 ----------- Total Investments (99.5%) (Cost $1,047,837,870)..................... 1,164,035,476 Receivables less liabilities (0.5%)......... 6,559,665 ------------- Net Assets (100.0%) ........................ $1,170,595,141 ============= (1) See Note 1 of Notes to Financial Statements. * Non-income producing
The accompanying notes are an integral part of the financial statements. 24 SCHEDULE OF INVESTMENTS -------------------------------------------------------------------------------- COLUMBIA REAL ESTATE EQUITY FUND, INC.
June 30, 1995 Shares or (Unaudited) Principal Amount Value(1) --------- ----------- Common Stocks (92.1%) Real Estate Apartments (33.3%) Amli Residential Properties Trust....... 30,800 $ 585,200 Associated Estates Realty Corp. ........ 32,100 678,112 Camden Property Trust................... 25,200 551,250 Equity Residential Properties Trust..... 20,300 565,862 Evans Withycombe Residential, Inc. ..... 30,300 617,363 Oasis Residential, Inc. ................ 30,200 656,850 Prime Residential, Inc. ................ 38,000 574,750 Security Capital Pacific Trust.......... 40,000 695,000 Smith (Charles E.) Residential Realty, Inc. ......................... 22,500 534,375 Wellsford Residential Property Trust.... 31,125 708,094 ----------- 6,166,856 ----------- Office (7.5%) Beacon Properties Corp. ................ 33,900 673,762 Cali Realty Corp. ...................... 37,100 718,813 ----------- 1,392,575 ----------- Industrial (18.1%) First Industrial Realty Trust, Inc. .... 30,700 629,350 Shurgard Storage Centers, Inc. (Class A) 28,700 660,100 Spieker Properties, Inc. ............... 32,100 718,237 Storage Trust Realty ................... 35,000 708,750 TriNet Corporate Realty Trust, Inc. .... 23,000 644,000 ----------- 3,360,437 ----------- Manufactured Homes (10.3%) Manufactured Home Communities, Inc. .... 37,000 568,875 ROC Communities, Inc. .................. 28,200 623,925 Sun Communities, Inc. .................. 29,000 725,000 ----------- 1,917,800 ----------- Community Centers (5.5%) Haagen (Alexander) Properties, Inc. .... 43,200 496,800 JP Realty, Inc. ........................ 25,900 530,950 ----------- 1,027,750 ----------- Factory Outlet Centers (3.8%) Chelsea GCA Realty, Inc. .............. 26,000 702,000 ----------- Shopping Malls (9.9%) Glimcher Realty Trust.................. 32,900 682,675 Macerich Co. .......................... 30,700 602,488 Simon Property Group, Inc. ............ 22,000 552,750 ----------- 1,837,913 ----------- Other (3.7%) Starwood Lodging Trust................. 29,000 681,500 ----------- Total Common Stocks (Cost $17,393,742)................... 17,086,831 ----------- Repurchase Agreements (10.2%) Goldman Sachs Corp. 5.890% dated 6/30/1995, due 07/03/1995 in the amount of $886,877. Collateralized by U.S. Treasury Bond 6.250% due 08/15/2023, U.S. Treasury Note 4.625% due 02/29/1996, U.S. Treasury Strips due 02/15/1999 to 11/15/2013......... $ 886,448 $ 886,448 J.P. Morgan Securities, Inc. 6.009% dated 06/30/1995, due 07/03/1995 in the amount of $900,444. Collateralized by U.S. Treasury Notes 6.125% due 05/31/1997................ 900,000 900,000 Merrill Lynch GSI 6.200% dated 06/30/1995, due 07/03/1995 in the amount of $100,051. Collateralized by U.S. Treasury Notes 4.750% to 8.500%, due 01/31/1997 to 05/15/1997......... 100,000 100,000 ----------- Total Repurchase Agreements (Cost $1,886,448).................... 1,886,448 ----------- Total Investments (102.3%) (Cost $19,280,190)........................ 18,973,279 Receivables less liabilities (-2.3%)........ (433,430) ----------- Net Assets (100.0%) ........................ $18,539,849 =========== (1) See Note 1 of Notes to Financial Statements.
The accompanying notes are an integral part of the financial statements. 25 SCHEDULE OF INVESTMENTS -------------------------------------------------------------------------------- COLUMBIA BALANCED FUND, INC.
June 30, 1995 Shares or (Unaudited) Principal Amount Value(1) --------- ----------- Common Stocks (47.5%) Banking & Finance (5.9%) American Express Co. .................. 90,200 $ 3,168,275 Federal Home Loan Mortgage Corp. ...... 36,600 2,516,250 Federal National Mortgage Assn. ....... 28,500 2,689,687 First Bank System, Inc. ............... 78,400 3,214,400 Greenpoint Financial Corp. ............ 120,000 2,835,000 Morgan (J.P.) & Co., Inc. ............. 47,700 3,344,963 Student Loan Marketing Assn. .......... 93,000 4,359,375 ----------- 22,127,950 ----------- Building & Forestry Products (1.3%) Champion International Corp. .......... 57,600 3,002,400 Scott Paper Co. ....................... 40,000 1,980,000 ----------- 4,982,400 ----------- Business Services (2.1%) *ADT Ltd. .............................. 211,400 2,483,950 Manpower, Inc. (Wis.).................. 46,700 1,190,850 Service Corp. International............ 133,600 4,225,100 ----------- 7,899,900 ----------- Chemical (2.1%) DuPont (E.I.) de Nemours & Co. ........ 47,300 3,251,875 Hercules, Inc. ........................ 93,100 4,538,625 ----------- 7,790,500 ----------- Consumer Durable (0.7%) General Motors Corp. .................. 56,900 2,667,187 Consumer Non-Durable (4.1%) *Federated Department Stores, Inc. ..... 71,400 1,838,550 Mattel, Inc. .......................... 128,800 3,348,800 Nike, Inc. (Class B)................... 30,900 2,595,600 *Payless Cashways, Inc. ................ 239,700 1,528,087 Sears, Roebuck & Co. .................. 75,400 4,514,575 *Toys "R" Us, Inc. ..................... 61,000 1,784,250 ----------- 15,609,862 ----------- Consumer Staples (4.1%) Coca-Cola Co. ......................... 61,400 3,914,250 Gillette Co. .......................... 78,800 3,516,450 McDonald's Corp. ...................... 40,500 1,584,562 RJR Nabisco Holdings Corp. ............ 78,000 2,174,250 Sunbeam Corp. ......................... 100,300 1,391,663 UST, Inc. ............................. 94,200 2,802,450 ----------- 15,383,625 ----------- Energy (5.0%) Anadarko Petroleum Corp. .............. 44,000 1,897,500 *Barrett Resources Corp. ............... 50,000 1,162,500 Chevron Corp. ......................... 50,600 2,359,225 Exxon Corp. ........................... 44,150 3,118,093 Louisiana Land & Exploration Co. ...... 64,000 2,552,000 Mobil Corp. ........................... 26,800 2,572,800 Noble Affiliates, Inc. ................ 28,800 734,400 Royal Dutch Petroleum Co. ADR.......... 19,050 2,321,719 Unocal Corp. .......................... 80,000 2,210,000 ----------- 18,928,237 ----------- Energy Services (0.6%) Baker Hughes, Inc. .................... 105,000 2,152,500 ----------- Entertainment & Media (2.8%) CBS, Inc. ............................. 15,700 1,051,900 Capital Cities/ABC, Inc. .............. 36,000 3,888,000 *Tele-Communications, Inc. (Class A).... 122,000 2,859,375 Time Warner, Inc. ..................... 66,400 2,730,700 ----------- 10,529,975 ----------- Health (5.3%) Abbott Laboratories, Inc. ............. 50,000 2,025,000 *Amgen, Inc. ........................... 45,900 3,692,081 Bausch & Lomb, Inc. ................... 109,700 4,552,550 Columbia/HCA Healthcare Corp. ......... 58,900 2,547,425 Johnson & Johnson...................... 35,800 2,420,975 United Healthcare Corp. ............... 61,700 2,552,837 Warner-Lambert Co. .................... 24,900 2,150,738 ----------- 19,941,606 ----------- Insurance (1.3%) American International Group, Inc. .... 25,200 2,872,800 General Re Corp. ...................... 16,000 2,142,000 ----------- 5,014,800 ----------- Machinery & Capital Spending (1.9%) Emerson Electric Co. .................. 48,500 3,467,750 General Electric Co. .................. 68,300 3,850,413 ----------- 7,318,163 ----------- Metal Mining & Steel (0.5%) Worthington Industries, Inc. .......... 88,000 1,798,500 ----------- Real Estate Securities (2.8%) American Health Properties, Inc. ...... 73,600 1,573,200 Associated Estates Realty Corp. ....... 44,700 944,287 Beacon Properties Corp. ............... 45,000 894,375 Equity Residential Properties Trust.... 48,500 1,351,938 JP Realty, Inc. ....................... 97,500 1,998,750 Manufactured Home Communities, Inc. ... 78,000 1,199,250 Simon Property Group, Inc. ............ 52,500 1,319,063 Sun Communities, Inc. ................. 54,700 1,367,500 ----------- 10,648,363 ----------- Technology (3.7%) AMP, Inc. ............................. 52,800 2,230,800 Automatic Data Processing, Inc. ....... 34,000 2,137,750 Boeing Co. ............................ 35,000 2,191,875 General Motors Corp. (Class E)......... 41,600 1,809,600 Hewlett-Packard Co. ................... 13,000 968,500
26 SCHEDULE OF INVESTMENTS -------------------------------------------------------------------------------- COLUMBIA BALANCED FUND, INC., CONTINUED
June 30, 1995 Shares or (Unaudited) Principal Amount Value(1) --------- ----------- Common Stocks (continued) Intel Corp. ........................... 32,200 $ 2,038,662 *Microsoft Corp. ....................... 11,100 1,003,163 Motorola, Inc. ........................ 21,100 1,416,338 ----------- 13,796,688 ----------- Transportation (0.6%) Norfolk Southern Corp. ................ 33,400 2,250,325 ----------- Utilities/Communications (1.6%) AT&T Corp. ............................ 45,000 2,390,625 Vodafone Group plc ADR................. 92,000 3,484,500 ----------- 5,875,125 ----------- Utilities/Electric/Gas (1.1%) NIPSCO Industries, Inc. ............... 51,400 1,747,600 Texas Utilities Co. ................... 70,000 2,406,250 ----------- 4,153,850 ----------- Total Common Stocks (Cost $153,731,095).................. 178,869,556 ----------- Convertible Preferred Stock (0.5%) Technology (0.5%) American Express Co. (Cost $1,470,000).................... 40,000 1,940,000 ----------- U.S. Government, Federal Agency Obligations (25.3%) U.S. Treasury Bonds & Notes (11.0%) U.S. Treasury Bonds 12.000% 08/15/2013................... $ 6,495,000 9,586,165 9.250% 02/15/2016................... 4,280,000 5,489,913 8.875% 08/15/2017................... 9,520,000 11,864,205 8.125% 08/15/2019................... 2,285,000 2,659,374 U.S. Treasury Notes 6.125% 07/31/1996................... 2,890,000 2,901,936 5.125% 02/28/1998................... 9,050,000 8,887,462 ----------- 41,389,055 ----------- Government National Mortgage Association (GNMA) (4.1%) 8.500% 05/15/2024 - 03/15/2025...... 10,783,451 11,194,570 8.750% 08/15/2024................... 1,443,595 1,496,604 9.000% 01/15/2030................... 1,030,927 1,080,154 9.375% 11/15/2029 - 02/15/2035...... 1,693,988 1,787,631 ----------- 15,558,959 ----------- Federal Housing Administration (FHA) (1.2%) FHA Insured Project Pool #12 7.430% 12/01/2021................... 929,947 952,442 FHA Insured Project Pool #42 7.430% 09/01/2022................... 1,249,006 1,284,565 FHA Insured Project Pool #53 7.430% 02/01/2022................... 1,075,566 1,105,779 FHA Insured Project Pool #53-43077 9.125% 07/25/2033...................$ 1,107,666 $ 1,151,109 ----------- 4,493,895 ----------- Federal National Mortgage Association (FNMA) (0.3%) FNMA Pool #311021 (ARM) 8.189% 05/01/2025................... 880,482 904,695 ----------- Federal Home Loan Mortgage Corp. (FHLMC) (0.8%) 8.500% 10/01/2024 - 03/01/2025...... 3,061,926 3,158,561 ----------- Agency Collateralized Mortgage Obligations (7.9%) Bear Stearns Secured Inv., Inc Series 88-6 Cl. B 0.000% 03/20/1996................... 541,273 526,891 Drexel Burnham Lambert CMO Trust Series R Cl. 3 7.000% 03/01/2003................... 205,224 206,697 FHLMC Multiclass Mtg. Partn. Ctfs. Gtd. Series 1203 Cl. F 6.750% 07/15/2003................... 1,000,000 1,001,560 FHLMC Multiclass Mtg. Partn. Ctfs. Gtd. Series 1339 Cl. C 8.000% 08/15/2006................... 750,000 804,607 FHLMC Multiclass Mtg. Partn. Ctfs. Gtd. Series 1607 Cl. C 4.750% 09/15/2005................... 2,700,000 2,619,000 FHLMC Multiclass Mtg. Partn. Ctfs. Gtd. Series 1761 Cl. G 8.000% 06/15/2021................... 340,000 351,992 FHLMC Multiclass Mtg. Partn. Ctfs. Gtd. Series 1763 Cl. H 8.250% 07/15/2023................... 130,000 136,692 FHLMC Multiclass Mtg. Partn. Ctfs. Gtd. Series 1761 Cl. H 8.250% 09/15/2023................... 4,250,000 4,463,817 FHLMC Multiclass Mtg. Partn. Ctfs. Gtd. Series 1782 Cl. A 6.300% 05/15/2008................... 2,340,000 2,172,361 FNMA Gtd. REMIC Pass Thru Ctf. REMIC Tr. 1991-G35 Cl. M 8.750% 10/25/2021................... 1,920,000 2,055,590 FNMA Gtd. REMIC Pass Thru Ctf. REMIC Tr. 1993-110 Cl. D 5.700% 06/25/2016................... 350,000 342,563 FNMA Gtd. REMIC Pass Thru Ctf. REMIC Tr. 1993-119 Cl. E 5.850% 05/25/2019................... 1,000,000 966,870 FNMA Gtd. REMIC Pass Thru Ctf. REMIC Tr. 1993-G28 Cl. A 0.000% 07/25/1996................... 233,540 225,658
27 SCHEDULE OF INVESTMENTS -------------------------------------------------------------------------------- COLUMBIA BALANCED FUND, INC., CONTINUED
June 30, 1995 Shares or (Unaudited) Principal Amount Value(1) --------- ----------- U.S. Government, Federal Agency Obligations (continued) FNMA Gtd. REMIC Pass Thru Ctf. REMIC Tr. 1993-235 Cl. C 0.000% 10/25/1997...................$ 950,000 $ 837,188 GNMA Gtd. REMIC Pass Thru Secs. REMIC Tr. 1994-1 Cl. PE 7.500% 07/16/2022................... 3,515,000 3,623,719 GNMA Gtd. REMIC Pass Thru Secs. REMIC Tr. 1994-5 Cl. PC 7.493% 10/16/2018................... 420,000 432,991 GNMA Gtd. REMIC Pass Thru Secs. REMIC Tr. 1994-7 Cl. PG 6.500% 08/16/2017................... 1,550,000 1,513,188 Goldman Sachs Trust 4 Series C Cl. 3 9.450% 10/27/2003................... 630,406 669,605 Goldman Sachs Trust 7 Series C Cl. 2 9.100% 04/27/2017................... 33,712 33,849 Goldman Sachs Trust 2 Series F Cl. 3 9.250% 10/20/2018................... 307,131 309,146 Merrill Lynch Trust 25 Cl. B 8.750% 03/20/2019................... 53,831 54,958 Puerto Rico Housing Finance Corp. Series A Cl. 4 9.000% 07/20/2017................... 806,154 806,154 U.S. VA Vendee Mtg. Gtd. REMIC Pass Thru Ctf. 1993-2 Cl. D 6.750% 02/15/2013................... 650,000 641,264 U.S. VA Vendee Mtg. Gtd. REMIC Pass Thru Ctf. 1993-3 Cl. 2C 5.750% 06/15/2010................... 740,000 702,534 U.S. VA Vendee Mtg. Gtd.REMIC Pass Thru Ctf. 1993-3 Cl. 2E 6.000% 11/15/2016................... 550,000 498,608 U.S. VA Vendee Mtg. Gtd. REMIC Pass Thru Ctf. 1994-3 Cl. 1C 6.500% 05/15/2010................... 190,000 187,446 U.S. VA Vendee Mtg. Gtd. REMIC Pass Thru Ctf. 1994-3 Cl. 1D 6.500% 06/15/2012................... 1,178,000 1,149,646 U.S. VA Vendee Mtg. Gtd. REMIC Pass Thru Ctf. 1995-1D Cl. 4 8.856% 02/15/2025................... 2,248,139 2,444,064 ----------- 29,778,658 ----------- Total U.S. Government, Federal Agency Obligations (Cost $91,461,893)......... 95,283,823 ----------- Other Securitized Loans (3.4%) Collateralized Mortgage Obligations (2.3%) CMC Securities Corp. Series 1992-B Cl. B2 7.375% 11/25/2023...................$ 2,935,009 $ 2,963,684 CWFC, Inc. Mtg. Pass Thru Ctf. Series 1994-4 Cl. A5 6.250% 04/25/2024................... 950,000 927,077 Community Program Loan Trust Series 1987-A Cl. A4 4.500% 10/01/2018................... 3,560,000 3,000,332 Paine Webber Mtg. Accep. Corp. Mtg. Pass Thru Ctf. 1993-9 Cl. A2 5.600% 10/25/2023................... 500,000 479,885 Securitized Asset Sales, Inc. Mtg. Pass Thru Ctf. Series 1993-3 Cl. A-2 7.301% 11/25/2023................... 781,556 786,315 Securitized Asset Sales, Inc. Mtg. Pass Thru Ctf. Series 1995-B Cl. A-3 7.410% 09/25/2024................... 500,000 499,950 Structured Mtg. Asset Res. Tr. Ser. 1993-2A Multicl. Ctf. Cl. AB 6.300% 07/25/2004................... 39,744 39,566 ----------- 8,696,809 ----------- Asset Backed Securities (1.1%) First Alliance Mortgage Trust Series 1994-2 Cl. A-1 7.625% 07/25/2025................... 2,459,585 2,527,790 Prudential Secs. Financial Asset Funding Corp. Pass Thru Ctf. 1994-2 Cl. A 6.350% 11/15/2014................... 1,608,353 1,569,045 ----------- 4,096,835 ----------- Total Other Securitized Loans (Cost $12,344,471)................... 12,793,644 ----------- Corporate Bonds (13.2%) Industrial (5.7%) American President Co. Ltd. 8.000% 01/15/2024................... 1,000,000 975,810 Columbia/HCA Healthcare Corp. 7.690% 06/15/2025................... 2,350,000 2,328,075 Continental Cablevision, Inc. 9.000% 09/01/2008................... 300,000 301,500 Emerson Electric Co. Euro 7.875% 06/05/1998................... 380,000 395,553 Ethan Allen, Inc. 8.750% 03/15/2001................... 500,000 507,500 Exxon Capital Corp. 7.875% 08/15/1997................... 630,000 650,166
28 SCHEDULE OF INVESTMENTS -------------------------------------------------------------------------------- COLUMBIA BALANCED FUND, INC., CONTINUED
June 30, 1995 Shares or (Unaudited) Principal Amount Value(1) --------- ----------- Corporate Bonds (continued) Freeport-McMoran Resource Partners L.P. 8.750% 02/15/2004...................$ 400,000 $ 380,000 GNS Finance Corp. 9.250% 03/15/2003................... 375,000 401,250 Louis Dreyfus Natural Gas Corp. 9.250% 06/15/2004................... 300,000 314,847 Louisiana Land & Exploration Co. 7.650% 12/01/2023................... 565,000 548,304 Magma Copper Co. 8.700% 05/15/2005................... 400,000 398,000 Nabisco, Inc. 6.700% 06/15/2002................... 2,000,000 1,978,100 P.T. ALatieF Freeport Finance Co. 9.750% 04/15/2001................... 400,000 411,000 Riverwood International Corp. 10.750% 06/15/2000................... 200,000 215,500 Royal Caribbean Cruises Ltd. 11.375% 05/15/2002................... 650,000 711,750 Rykoff Sexton, Inc. 8.875% 11/01/2003................... 275,000 273,625 Seagull Energy Corp. 8.625% 08/01/2005................... 250,000 237,500 Sears Roebuck & Co. 7.620% 11/03/1997................... 2,000,000 2,052,760 Southern Pacific Rail Corp. 9.375% 08/15/2005................... 150,000 154,125 Stop & Shop Cos., Inc. 9.750% 02/01/2002................... 215,000 232,200 Temple Inland, Inc. Medium Term Note 9.000% 04/20/1998................... 200,000 213,588 Time Warner Entertainment Co., L.P. 9.625% 05/01/2002................... 1,900,000 2,129,273 Time Warner Entertainment Co., L.P. 8.875% 10/01/2012................... 1,240,000 1,314,016 Union Oil Co. of California 7.200% 05/15/2005................... 2,275,000 2,324,663 Viacom, Inc. 7.750% 06/01/2005................... 2,000,000 2,019,280 ----------- 21,468,385 ----------- Financial (6.1%) Associates Corp. N.A. 7.250% 05/15/1998................... 450,000 459,868 CIT Group Holdings, Inc. Medium Term Note 7.000% 09/30/1997................... 1,040,000 1,054,477 CP Limited Partnership 8.750% 03/02/2000................... 1,450,000 1,510,755 Capital One Bank Medium Term Note 8.330% 02/10/1997................... 1,500,000 1,537,560 Chrysler Financial Corp. 9.500% 12/15/1999................... 2,640,000 2,903,921 Commercial Credit Group, Inc. 6.625% 06/01/2015................... 1,250,000 1,257,013 ERP Operating Limited Partnership (144A) 8.500% 05/15/1999................... 800,000 831,512 Equitable Cos., Inc. 9.000% 12/15/2004................... 825,000 915,882 First Security Corp. (Del.) 7.875% 10/15/1999................... 800,000 835,904 Fleet Mortgage Group, Inc. 6.500% 09/15/1999................... 550,000 547,008 Ford Motor Credit Co. 6.750% 05/15/2005................... 440,000 431,851 General Electric Capital Corp. Medium Term Note 7.640% 01/23/1997................... 1,500,000 1,533,885 General Motors Acceptance Corp. Medium Term Note 7.125% 03/31/1997................... 1,380,000 1,396,339 Goldman Sachs Group L.P. (144A) 7.800% 07/15/2002................... 500,000 518,080 Household Finance Corp. 6.750% 06/01/2000................... 1,500,000 1,511,700 International Lease Finance Corp. 4.750% 07/15/1996................... 1,200,000 1,182,168 Morgan Stanley Group, Inc. Medium Term Note 7.790% 02/03/1997................... 1,905,000 1,951,120 New Plan Realty Trust 7.750% 04/06/2005................... 1,040,000 1,089,847 Wachovia Bank Medium Term Note 6.000% 03/15/1999................... 1,425,000 1,411,135 ----------- 22,880,025 ----------- Utility (0.6%) GTE Corp. 8.850% 03/01/1998................... 750,000 791,392 GTE North, Inc. 5.500% 02/15/1999................... 1,000,000 971,430 Texas Utilities Electric Co. 7.125% 06/01/1997................... 630,000 638,732 ----------- 2,401,554 -----------
29 SCHEDULE OF INVESTMENTS -------------------------------------------------------------------------------- COLUMBIA BALANCED FUND, INC., CONTINUED
June 30, 1995 Shares or (Unaudited) Principal Amount Value(1) --------- ----------- Corporate Bonds (continued) Yankee (0.8%) Manitoba Province 7.750% 02/01/2002...................$ 700,000 $ 744,534 Nova Scotia Province 7.250% 07/27/2013................... 520,000 506,631 Province Ontario 7.750% 06/04/2002................... 1,300,000 1,381,354 Rogers Cantel Mobile, Inc. 10.750% 11/01/2001................... 150,000 155,250 ----------- 2,787,769 ----------- Total Corporate Bonds (Cost $48,580,841)................... 49,537,733 ----------- Total investments, excluding temporary cash investments (Cost $307,588,300).................. 338,424,756 ----------- Repurchase Agreements (10.2%) Goldman Sachs Corp. 5.890% dated 06/30/1995, due 07/03/1995 in the amount of $20,079,859. Collateralized by U.S. Treasury Bond 6.250% due 08/15/2023, U.S. Treasury Note 4.625% due 02/29/1996, U.S. Treasury Strips due 02/15/1999 to 11/15/2013.........$ 20,070,142 $ 20,070,142 J.P. Morgan Securities, Inc. 6.009% dated 06/30/1995, due 07/03/1995 in the amount of $18,208,989. Collateralized by U.S. Treasury Notes 6.125% due 05/31/1997................ 18,200,000 18,200,000 ----------- Total Repurchase Agreements (Cost $38,270,142)................... 38,270,142 ----------- Total Investments (100.1%) (Cost $345,858,442)....................... 376,694,898 Receivables less liabilities (-0.1%)........ (327,363) ----------- Net Assets (100.0%) ....................... $376,367,535 =========== (1) See Note 1 of Notes to Financial Statements. * Non-income producing
The accompanying notes are an integral part of the financial statements. 30 SCHEDULE OF INVESTMENTS -------------------------------------------------------------------------------- COLUMBIA DAILY INCOME COMPANY
June 30, 1995 Principal (Unaudited) Amount Value(1) --------- ----------- Commercial Paper (95.6%) A. I. Credit Corp. 5.920% 07/19/1995...................$ 10,000,000 $ 9,968,756 5.920% 08/02/1995................... 5,000,000 4,972,867 5.910% 08/24/1995................... 5,000,000 4,954,854 Air Products & Chemicals, Inc. 5.950% 08/15/1995................... 3,000,000 2,977,192 5.880% 08/25/1995................... 5,000,000 4,954,267 Alabama Power Co. 5.930% 07/13/1995................... 5,000,000 4,989,293 American Express Co. 5.910% 08/03/1995................... 10,000,000 9,944,184 American Express Credit Corp. 5.980% 08/02/1995................... 5,000,000 4,972,592 5.700% 10/11/1995................... 5,000,000 4,918,459 American General Corp. 5.860% 08/21/1995................... 5,000,000 4,957,678 American General Finance Corp. 5.900% 08/01/1995................... 10,000,000 9,947,556 Ameritech Capital Funding Corp. 6.230% 07/10/1995................... 5,000,000 4,991,347 Amgen, Inc. 6.030% 07/07/1995................... 5,000,000 4,994,137 5.900% 08/18/1995................... 5,000,000 4,959,847 5.950% 08/18/1995................... 10,000,000 9,919,014 Associates Corp. of North America 6.200% 07/03/1995................... 25,600,000 25,586,773 Avco Financial Services, Inc. 5.970% 07/20/1995................... 5,000,000 4,983,417 5.960% 07/21/1995................... 10,000,000 9,965,233 Barclays U.S. Funding Corp. 5.920% 07/05/1995................... 10,000,000 9,991,778 5.900% 07/06/1995................... 5,000,000 4,995,083 Beneficial Corp. 6.080% 07/19/1995................... 5,000,000 4,983,956 5.950% 07/20/1995................... 5,000,000 4,983,472 5.880% 08/25/1995................... 10,000,000 9,908,534 CIT Group Holdings, Inc. 6.040% 07/12/1995................... 10,000,000 9,979,867 5.880% 08/01/1995................... 5,000,000 4,973,867 5.920% 08/21/1995................... 5,000,000 4,957,245 Cargill Financial Services Corp. 5.820% 09/19/1995................... 5,000,000 4,934,525 Cargill Global Funding 5.950% 07/24/1995................... 5,000,000 4,980,167 5.880% 08/31/1995................... 10,000,000 9,898,734 Chevron Transport Co. 5.990% 07/24/1995................... 5,000,000 4,980,033 5.910% 08/04/1995................... 7,000,000 6,959,779 5.870% 09/28/1995................... 8,000,000 7,882,600 Citizens Utilities Co. 5.850% 09/08/1995................... 10,000,000 9,886,250 Coca-Cola Financial Corp. 5.920% 07/25/1995................... 5,000,000 4,979,444 5.880% 09/05/1995................... 10,000,000 9,890,567 Commercial Credit Co. 5.970% 07/03/1995................... 10,000,000 9,995,025 5.830% 07/27/1995................... 5,000,000 4,978,138 Deere, (John) Capital Corp. 5.920% 07/28/1995................... 10,000,000 9,953,956 5.940% 08/11/1995................... 10,000,000 9,930,700 du Pont (E.I.) de Nemours & Co. 5.930% 07/26/1995................... 10,000,000 9,957,172 Ford Motor Credit Co. 5.910% 08/14/1995................... 10,000,000 9,926,125 5.910% 08/28/1995................... 5,000,000 4,951,571 5.890% 08/30/1995................... 5,000,000 4,950,099 General Electric Capital Corp. 5.990% 07/27/1995................... 5,000,000 4,977,538 5.860% 09/07/1995................... 5,000,000 4,943,842 General Electric Capital Services, Inc. 6.090% 07/03/1995................... 5,000,000 4,997,463 5.860% 08/24/1995................... 5,000,000 4,955,237 Hershey Foods Corp. 6.000% 07/11/1995................... 5,000,000 4,990,833 Hewlett-Packard Co. 5.900% 08/22/1995................... 10,000,000 9,913,139 Hubbell, Inc. 5.980% 07/17/1995................... 5,000,000 4,985,881 Lilly (Eli) & Co. 6.000% 07/17/1995................... 10,000,000 9,971,667 5.800% 09/12/1995................... 7,500,000 7,410,584 Marsh & McLennan Companies, Inc. 6.080% 08/08/1995................... 10,000,000 9,934,134 Merrill Lynch & Co., Inc. 5.920% 08/09/1995................... 10,000,000 9,934,222 MetLife Funding, Inc. 6.000% 07/18/1995................... 10,000,000 9,970,000 5.910% 08/23/1995................... 10,000,000 9,911,350 Monsanto Co. 6.190% 07/14/1995................... 10,000,000 9,975,928 5.850% 09/21/1995................... 10,000,000 9,865,125 Morgan (J.P.) & Co., Inc. 5.900% 08/09/1995................... 10,000,000 9,934,445 5.850% 09/06/1995................... 10,000,000 9,889,500 Morgan Stanley Group, Inc. 6.020% 07/28/1995................... 5,000,000 4,976,589 5.940% 08/07/1995................... 10,000,000 9,937,300 5.820% 09/25/1995................... 5,000,000 4,929,675
31 SCHEDULE OF INVESTMENTS -------------------------------------------------------------------------------- COLUMBIA DAILY INCOME COMPANY, CONTINUED
June 30, 1995 Principal (Unaudited) Amount Value(1) --------- ----------- Commercial Paper (continued) National Rural Utilities Cooperative Finance Corp. 5.920% 08/14/1995...................$ 5,000,000 $ 4,963,000 5.900% 08/28/1995................... 5,000,000 4,951,653 5.940% 08/29/1995................... 10,000,000 9,901,000 New England Power 5.820% 09/21/1995................... 4,475,000 4,414,954 Norfolk Southern Corp. 6.000% 07/13/1995................... 6,600,000 6,585,700 5.850% 09/11/1995................... 5,000,000 4,940,687 5.780% 09/13/1995................... 8,000,000 7,903,667 Norwest Corp. 5.940% 07/12/1995................... 5,000,000 4,990,100 5.950% 08/16/1995................... 10,000,000 9,922,320 5.860% 09/07/1995................... 5,000,000 4,943,842 PHH Corp. 5.820% 07/25/1995................... 10,000,000 9,959,584 PacifiCorp 6.000% 07/05/1995................... 5,000,000 4,995,833 5.820% 09/27/1995................... 3,045,000 3,001,188 Pfizer, Inc. 5.900% 07/31/1995................... 6,000,000 5,969,517 5.900% 08/08/1995................... 5,000,000 4,968,042 Pitney Bowes Credit Corp. 6.070% 07/07/1995................... 10,000,000 9,988,197 5.850% 08/11/1995................... 5,000,000 4,965,875 Potomac Electric Power Co. 6.010% 08/10/1995................... 7,750,000 7,696,954 Procter & Gamble Co. 6.000% 07/06/1995................... 10,000,000 9,990,000 Prudential Funding Corp. 5.850% 08/23/1995................... 5,000,000 4,956,125 St. Paul Cos., Inc. 5.930% 07/13/1995................... 5,000,000 4,989,293 5.950% 07/27/1995................... 5,000,000 4,977,688 Schering Corp. 6.250% 08/07/1995................... 5,000,000 4,967,014 Shell Oil Co. 5.750% 09/29/1995................... 10,000,000 9,854,653 Siemens Corp. 5.830% 09/01/1995................... 5,000,000 4,948,988 5.770% 09/22/1995................... 10,000,000 9,865,367 Southern California Edison Co. 5.980% 08/04/1995................... 4,000,000 3,976,745 Southern California Gas 6.150% 08/15/1995................... 7,820,000 7,758,548 Texaco, Inc. 5.920% 07/11/1995................... 10,000,000 9,981,911 USAA Capital Corp. 5.980% 07/10/1995................... 10,000,000 9,983,389 5.870% 08/10/1995................... 5,000,000 4,966,574 Unilever Capital Corp. 6.030% 07/31/1995................... 10,000,000 9,948,075 U.S. West Communications Group, Inc. 6.050% 07/05/1995................... 4,125,000 4,121,534 Weyerhaeuser Real Estate Co. 5.940% 07/21/1995................... 5,000,000 4,982,675 ----------- Total Commercial Paper (Cost $698,501,297).................. 698,501,297 ----------- U.S.Government Agency Discount Notes (3.4%) Federal Home Loan Mortgage Corp. 5.740% 09/14/1995................... 5,000,000 4,939,411 Federal National Mortgage Association 5.880% 08/17/1995................... 10,000,000 9,921,600 5.680% 09/15/1995................... 10,000,000 9,878,512 ----------- Total U.S. Government Agency Discount Notes (Cost $24,739,523)................... 24,739,523 Repurchase Agreement (1.1%) Goldman Sachs Corp. 5.890% dated 06/30/1995, due 07/03/1995 in the amount of $8,119,774. Collateralized by U.S. Treasury Bond 6.250% due 08/15/2023, U.S. Treasury Note 4.625% due 02/29/1996, U.S. Treasury Strips due 02/15/1999 to 11/15/2013. (Cost $8,115,845).................... 8,115,845 8,115,845 ----------- Total Investments (100.1%) (Cost $731,356,665, including $4,940,564 accrued interest receivable)... 731,356,665 Cash and receivables less liabilities (-0.1%) (861,327) ----------- Net Assets (100.0%) ........................ $730,495,338 =========== (1) See Note 1 of Notes to Financial Statements.
The accompanying notes are an integral part of the financial statements. 32 SCHEDULE OF INVESTMENTS -------------------------------------------------------------------------------- COLUMBIA U.S. GOVERNMENT SECURITIES FUND, INC.
June 30, 1995 Principal (Unaudited) Amount Value(1) --------- ----------- U.S. Treasury Notes (96.5%) 7.875% 02/15/1996...................$ 9,700,000 $ 9,824,257 6.500% 08/15/1997................... 4,000,000 4,051,240 5.625% 01/31/1998................... 15,975,000 15,872,600 5.125% 03/31/1998................... 6,650,000 6,525,313 ----------- Total U.S. Treasury Notes (Cost $36,151,234)................... 36,273,410 Repurchase Agreement (1.5%) Goldman Sachs Corp. 5.890% dated 06/30/1995, due 07/03/1995 in the amount of $568,674. Collateralized by U.S. Treasury Bond 6.250% due 08/15/2023, U.S. Treasury Note 4.625% due 02/29/1996, U.S. Treasury Strips due 02/15/1999 to 11/15/2013. (Cost $568,399)...................... $ 568,399 $ 568,399 ----------- Total Investments (98.0%) (Cost $36,719,633)........................ 36,841,809 Receivables less liabilities (2.0%) 766,622 ----------- Net Assets (100.0%) ....................... $ 37,608,431 =========== (1) See Note 1 of Notes to Financial Statements.
The accompanying notes are an integral part of the financial statements. 33 SCHEDULE OF INVESTMENTS -------------------------------------------------------------------------------- COLUMBIA FIXED INCOME SECURITIES FUND, INC.
June 30, 1995 Principal (Unaudited) Amount Value(1) --------- ----------- U.S. Government, Federal Agency Obligations (56.9%) U.S. Treasury Bonds & Notes (21.3%) U.S. Treasury Bonds 12.000% 08/15/2013...................$ 9,270,000 $13,681,871 9.250% 02/15/2016................... 4,925,000 6,317,248 8.875% 08/15/2017................... 18,770,000 23,391,925 8.125% 08/15/2019................... 11,165,000 12,994,274 U.S. Treasury Note 6.125% 07/31/1996................... 3,835,000 3,850,838 ----------- 60,236,156 ----------- Other Government Agency Obligation (1.9%) Farm Credit Systems Financial Assistance Corp. Series A 9.375% 07/21/2003................... 4,660,000 5,493,721 ----------- Government National Mortgage Association (GNMA) (4.7%) 8.000% 07/15/2025................... 1,460,000 1,485,550 8.500% 05/15/2024 to 03/15/2025..... 11,542,711 11,982,777 ----------- 13,468,327 ----------- Government National Mortgage Association Graduated Payment Mortgage (GNMA GPM) (0.3%) 9.000% 05/15/2009................... 736,635 769,091 ----------- Federal Housing Administration (FHA) (6.1%) FHA Insured Project Pool #40 7.430% 08/01/2021................... 2,764,985 2,836,211 FHA Insured Project Pool #42 7.430% 09/01/2022................... 5,776,653 5,941,114 FHA Insured Project Pool #44 7.430% 08/01/2022................... 1,318,890 1,356,136 FHA Insured Project Pool #2022 7.430% 12/01/2020................... 1,485,837 1,511,705 FHA Insured Project Pool #1984-D 9.680% 02/01/2024................... 2,655,362 2,775,517 FHA Insured Project Pool #051-11078 8.350% 04/01/2030................... 2,246,234 2,276,536 FHA Insured Project Pool #092-35499 8.450% 11/15/2031................... 499,109 508,712 ----------- 17,205,931 ----------- Federal National Mortgage Association (FNMA) (2.8%) FNMA Pool #311021 (ARM) 8.189% 05/01/2025................... 7,614,976 7,824,389 ----------- Federal Home Loan Mortgage Corp. (FHLMC) (5.0%) 8.500% 10/01/2024 to 04/01/2025..... 13,663,503 14,094,724 ----------- Agency Collateralized Mortgage Obligations (14.8%) American Southwest Financial Corp. Series 64 Cl. E 8.500% 06/17/2019................... 1,279,611 1,368,378 Drexel Burnham Lambert CMO Trust Series R Cl. 3 7.000% 03/01/2003................... 1,696,518 1,708,699 FHLMC Multiclass Mtg. Partn. Ctfs. Gtd. Series 1118 Cl. H 8.250% 07/15/2001................... 1,216,610 1,226,111 FHLMC Multiclass Mtg. Partn. Ctfs. Gtd. Series 1547 Cl. C 5.750% 04/15/2023................... 422,448 382,104 FHLMC Multiclass Mtg. Partn. Ctfs. Gtd. Series 1694 Cl. MA 6.100% 05/15/2023................... 1,694,425 1,637,577 FHLMC Multiclass Mtg. Partn. Ctfs. Gtd. Series 1761 Cl. D 7.625% 08/15/2016................... 2,320,000 2,344,638 FHLMC Multiclass Mtg. Partn. Ctfs. Gtd. Series 1761 Cl. G 8.000% 06/15/2021................... 1,650,000 1,708,196 FHLMC Multiclass Mtg. Partn. Ctfs. Gtd. Series 1763 Cl. H 8.250% 07/15/2023................... 552,000 580,417 FHLMC Multiclass Mtg. Partn. Ctfs. Gtd. Series 1761 Cl. H 8.250% 09/15/2023................... 5,500,000 5,776,705 FHLMC Multiclass Mtg. Partn. Ctfs. Gtd. Series 1782 Cl. A 6.300% 05/15/2008................... 3,610,000 3,351,377 FHLMC GNMA Multiclass Mtg. Partn. Ctfs. Gtd. Series 31 Cl. A 0.000% 09/25/1996................... 956,049 921,985 FHLMC GNMA Multiclass Mtg. Partn. Ctfs. Gtd. Series 35 Cl. PH 7.750% 03/17/2023................... 1,580,000 1,631,350 FNMA Gtd. REMIC Pass Thru Ctf. REMIC Tr. 1993-92 Cl. A 0.000% 03/25/1996................... 878,540 861,514 FNMA Gtd. REMIC Pass Thru Ctf. REMIC Tr. 1993-159 Cl. PA 0.000% 07/25/2000................... 3,035,587 2,540,392 FNMA Gtd. REMIC Pass Thru Ctf. REMIC Tr. 1993-176 Cl. A 0.000% 06/26/1996................... 1,653,820 1,605,231
34 SCHEDULE OF INVESTMENTS -------------------------------------------------------------------------------- COLUMBIA FIXED INCOME SECURITIES FUND, INC., CONTINUED
June 30, 1995 Principal (Unaudited) Amount Value(1) --------- ----------- U.S. Government, Federal Agency Obligations (continued) FNMA Gtd. REMIC Pass Thru Ctf. REMIC Tr. 1994-20 Cl. PJ 5.800% 05/25/2004................... $ 410,000 $ 398,979 FNMA Gtd. REMIC Pass Thru Ctf. REMIC Tr. 1994-40 Cl. D 5.400% 04/25/2015................... 2,589,800 2,493,485 GNMA Gtd. REMIC Pass Thru Secs. REMIC Tr. 1994-1 Cl. PE 7.500% 07/16/2022................... 1,000,000 1,030,930 Merrill Lynch Trust 25 Cl. B 8.750% 03/20/2019................... 188,408 192,351 Puerto Rico Housing Finance Corp. Series A Cl. 4 9.000% 07/20/2017................... 1,459,792 1,459,792 U.S. VA Vendee Mtg. Gtd. REMIC Pass Thru Ctf. 1993-2 Cl. D 6.750% 02/15/2013................... 2,640,000 2,604,518 U.S. VA Vendee Mtg. Gtd. REMIC Pass Thru Ctf. 1993-3 Cl. 2C 5.750% 06/15/2010................... 1,242,000 1,179,118 U.S. VA Vendee Mtg. Gtd. REMIC Pass Thru Ctf. 1994-3 Cl. 1C 6.500% 05/15/2010................... 340,000 335,430 U.S. VA Vendee Mtg. Gtd. REMIC Pass Thru Ctf. 1994-3 Cl. 1D 6.500% 06/15/2012................... 1,260,000 1,229,672 U.S. VA Vendee Mtg. Gtd. REMIC Pass Thru Ctf. 1995-1C Cl. 3E 8.000% 07/15/2018................... 870,000 916,902 U.S. VA Vendee Mtg. Gtd. REMIC Pass Thru Ctf. 1995-1D Cl. 4 8.856% 02/15/2025................... 2,198,837 2,390,466 ----------- 41,876,317 ----------- Total U.S. Government, Federal Agency Obligations (Cost $153,002,148)...... 160,968,656 ----------- Other Securitized Loans (8.3%) Collateralized Mortgage Obligations (7.1%) CMC Securities Corp. I Series 1992-B Cl. B2 7.375% 11/25/2023................... 1,682,611 1,699,050 CWMBS, Inc. Mtg. Pass Thru Ctf. Series 1994-I Cl. A-5 6.250% 07/25/2009................... 1,910,000 1,859,862 Chase Mortgage Financial Corp. Series 1993-L Cl. 2A-6 8.000% 10/25/2024................... 2,000,000 2,067,460 Community Program Loan Trust Series 1987-A Cl. A4 4.500% 10/01/2018................... 2,060,000 1,736,147 First Bank Systems Mortgage Corp. Series 1993-E Class A-3 7.200% 01/25/2023................... 1,887,955 1,890,711 Prudential Home Mtg. Sec. Co. Pass Thru Ctf. 1992-42 Cl. A-4 6.900% 01/25/2007................... 4,926,357 4,943,255 Prudential Home Mtg. Sec. Co. Pass Thru Ctf. 1994-18 Cl. A-1 7.425% 05/25/2024................... 2,832,274 2,870,425 Residential Funding Mtg. Sec., Inc. Series 1993-S45 Cl. A-10 8.000% 12/23/2023................... 1,250,000 1,302,300 Structured Mtg. Asset Res. Tr. Ser. 1993-2A Multicl. Ctf. Cl. AB 6.300% 07/25/2004................... 1,689,127 1,681,543 ----------- 20,050,753 ----------- Asset Backed Security (1.2%) First Alliance Mortgage Trust Series 1994-2 Cl. A-1 7.625% 07/25/2025................... 3,302,872 3,394,460 ----------- Total Other Securitized Loans (Cost $23,153,003)................... 23,445,213 ----------- Corporate Bonds (31.7%) Industrial (15.8%) American President Co. Ltd. 8.000% 01/15/2024................... 2,925,000 2,854,244 Continental Cablevision, Inc. 9.000% 09/01/2008................... 700,000 703,500 Deere & Co. 8.250% 06/01/1996................... 2,805,000 2,855,518 Ethan Allen, Inc. 8.750% 03/15/2001................... 475,000 482,125 Freeport-McMoran Resource Partners L. P. 8.750% 02/15/2004................... 300,000 285,000 GNS Finance Corp. 9.250% 03/15/2003................... 1,000,000 1,070,000 Harrahs Operating, Inc. 10.875% 04/15/2002................... 1,000,000 1,080,000 Honeywell, Inc. Medium Term Note 7.350% 05/15/2000................... 4,150,000 4,289,689 Hospital Corp. America 0.000% 06/01/1997................... 1,750,000 1,547,245 Host Marriott Travel Plazas, Inc. (144A) 9.500% 05/15/2005................... 300,000 287,250
35 SCHEDULE OF INVESTMENTS -------------------------------------------------------------------------------- COLUMBIA FIXED INCOME SECURITIES FUND, INC., CONTINUED
June 30, 1995 Principal (Unaudited) Amount Value(1) --------- ----------- Corporate Bonds (continued) La Quinta Inns, Inc. 9.250% 05/15/2003................... $ 375,000 $ 390,937 Louis Dreyfus Natural Gas Corp. 9.250% 06/15/2004................... 450,000 472,270 Marriott International, Inc. 7.125% 06/01/2007................... 2,600,000 2,585,336 Nabisco, Inc. 6.700% 06/15/2002................... 3,750,000 3,708,937 Occidental Petroleum Corp. 10.125% 11/15/2001................... 1,285,000 1,493,710 P.T. ALatieF Freeport Finance Co. 9.750% 04/15/2001................... 750,000 770,625 Royal Caribbean Cruises Ltd. 11.375% 05/15/2002................... 1,250,000 1,368,750 Santa Fe Pacific Gold Corp. 8.375% 07/01/2005................... 450,000 447,143 Schering Plough Corp. Euro 7.750% 05/15/1996................... 2,220,000 2,251,258 Sears Roebuck & Co. Medium Term Note 7.820% 02/23/1998................... 4,525,000 4,677,764 Southern Pacific Rail Corp. 9.375% 08/15/2005................... 550,000 565,125 Temple Inland, Inc. Medium Term Note 8.850% 03/20/1997................... 3,350,000 3,493,447 Time Warner Entertainment Co. L.P. 8.875% 10/01/2012................... 2,265,000 2,400,198 Union Oil Co. of California 7.200% 05/15/2005................... 1,625,000 1,660,474 Viacom, Inc. 7.750% 06/01/2005................... 3,000,000 3,028,920 ----------- 44,769,465 ----------- Financial (11.2%) Ahmanson (H.F.) & Co. 8.250% 10/01/2002................... 2,500,000 2,660,675 Capital One Bank Medium Term Note 8.330% 02/10/1997................... 3,000,000 3,075,120 Chrysler Financial Corp. 9.500% 12/15/1999................... 4,825,000 5,307,355 Ford Motor Credit Co. 5.625% 03/03/1997................... 2,350,000 2,325,043 General Motors Acceptance Corp. Medium Term Note 7.375% 05/28/1999................... 3,175,000 3,255,899 General Motors Acceptance Corp. Medium Term Note 7.125% 03/31/1997................... 1,000,000 1,011,840 Goldman Sachs Group L.P. (144A) 7.800% 07/15/2002................... 2,375,000 2,460,880 International Lease Finance Corp. 4.750% 07/15/1996...................$ 2,100,000 $ 2,068,794 Mellon Financial Co. 7.625% 11/15/1999................... 5,200,000 5,408,104 New Plan Realty Trust 7.750% 04/06/2005................... 4,050,000 4,244,117 ----------- 31,817,827 ----------- Utility (1.3%) Northern Indiana Public Service Co. Medium Term Note 6.900% 06/01/2000................... 1,250,000 1,267,525 Northern Indiana Public Service Co. Medium Term Note 6.750% 06/01/2000................... 2,500,000 2,519,500 ----------- 3,787,025 ----------- Yankee (3.4%) Manitoba Province 7.750% 02/01/2002................... 2,685,000 2,855,820 Province Ontario 7.750% 06/04/2002................... 5,625,000 5,977,012 Rogers Cantel Mobile, Inc. 10.750% 11/01/2001................... 550,000 569,250 ----------- 9,402,082 ----------- Total Corporate Bonds (Cost $87,974,269)................... 89,776,399 ----------- Total investments, excluding temporary cash investment (Cost $264,129,420).................. 274,190,268 Repurchase Agreement (2.0%) Goldman Sachs Corp. 5.890% dated 06/30/1995, due 07/03/1995 in the amount of $5,731,289. Collateralized by U.S. Treasury Bond 6.250% due 08/15/2023, U.S. Treasury Note 4.625% due 02/29/1996, U.S. Treasury Strips due 02/15/1999 to 11/15/2013. (Cost $5,728,516).................... 5,728,516 5,728,516 ----------- Total Investments (98.9%) (Cost $269,857,936)....................... 279,918,784 Receivables less liabilities (1.1%) 2,977,457 ----------- Net Assets (100.0%) ........................ $282,896,241 =========== (1) See Note 1 of Notes to Financial Statements.
The accompanying notes are an integral part of the financial statements. 36 SCHEDULE OF INVESTMENTS -------------------------------------------------------------------------------- COLUMBIA MUNICIPAL BOND FUND, INC.
June 30, 1995 Principal (Unaudited) Amount Value(1) --------- ----------- State of Oregon General Obligation Bonds (13.6%) Board of Higher Education Series A 6.350% 08/01/2014...................$ 1,535,000 $ 1,598,319 Board of Higher Education Refunding Series B 6.250% 10/15/2012................... 2,250,000 2,303,437 Department of Environmental Quality Series D 5.625% 08/01/2006................... 430,000 433,762 5.700% 08/01/2007................... 455,000 458,412 5.750% 08/01/2008................... 485,000 488,031 Elderly & Disabled Housing Refunding Series B 6.250% 08/01/2013................... 1,000,000 1,027,500 Pollution Control Series C 5.625% 06/01/2013................... 1,855,000 1,850,362 5.900% 06/01/2014................... 6,615,000 6,656,344 Veterans' Welfare 0.000% 07/01/2001................... 1,200,000 892,500 7.000% 07/01/2000................... 1,350,000 1,491,750 8.750% 10/01/1997................... 1,725,000 1,884,563 11.250% 10/01/1998................... 2,860,000 3,435,575 9.000% 04/01/1999................... 1,570,000 1,801,575 9.000% 10/01/2000................... 1,000,000 1,196,250 7.700% 07/01/1998................... 1,025,000 1,117,250 11.000% 06/01/1999................... 765,000 936,169 11.000% 12/01/2000................... 1,490,000 1,931,413 6.000% 08/01/2002................... 2,000,000 2,132,500 6.750% 05/01/2005................... 2,000,000 2,267,500 7.250% 01/01/2007................... 600,000 697,500 9.000% 04/01/2005................... 455,000 586,381 9.000% 10/01/2005................... 240,000 311,400 9.200% 04/01/2007................... 1,000,000 1,328,750 9.200% 10/01/2007................... 1,095,000 1,465,931 8.000% 07/01/2008................... 125,000 153,125 5.000% 08/15/2014................... 1,595,000 1,006,844 9.500% 10/01/2016................... 1,470,000 1,515,938 6.875% 12/01/2013................... 3,265,000 3,518,038 7.000% 12/01/2015................... 2,100,000 2,270,625 4.450% 12/01/2017................... 2,000,000 2,000,000 7.750% 03/01/2003................... 1,010,000 1,070,600 ----------- Total State of Oregon General Obligation Bonds (Cost $47,267,653)................... 49,828,344 ----------- Oregon General Obligation Bonds (25.5%) Clackamas & Washington Counties School District #3JT West Linn-Wilsonville 5.875% 08/01/2009...................$ 1,000,000 $ 1,015,000 5.875% 10/01/2009................... 2,500,000 2,546,875 Clackamas County School District #1 6.250% 07/01/2002................... 925,000 978,187 6.300% 07/01/2003................... 700,000 738,500 6.500% 07/01/2004................... 1,235,000 1,318,362 6.500% 07/01/2005................... 1,355,000 1,449,850 6.500% 07/01/2006................... 1,485,000 1,588,950 Clackamas County School District #7J Lake Oswego Series A 5.300% 06/15/2005................... 1,000,000 1,001,250 5.500% 06/15/2006................... 1,000,000 1,002,500 5.700% 06/15/2010................... 1,515,000 1,507,425 Clackamas County School District #12 North Clackamas 4.650% 06/01/2004................... 750,000 720,000 5.000% 06/01/2011................... 1,500,000 1,338,750 Clackamas County Elementary School District #86 6.050% 07/01/1998................... 930,000 975,337 6.150% 07/01/1999................... 1,040,000 1,094,600 Clackamas Community College District 5.250% 12/01/2009................... 1,270,000 1,217,612 Columbia County School District #502 St. Helens Series B 6.000% 01/01/2003................... 555,000 565,406 6.100% 01/01/2004................... 700,000 714,875 6.200% 01/01/2005................... 500,000 512,500 6.200% 01/01/2006................... 540,000 550,125 Deschutes County Administrative School District #1 Bend-Lapine 5.800% 02/01/2004................... 780,000 807,300 5.900% 02/01/2005................... 980,000 1,014,300 0.000% 02/01/2000................... 1,175,000 942,937 0.000% 02/01/2001................... 1,135,000 856,925 0.000% 02/01/2002................... 1,445,000 1,034,981 Jackson County School District #549C Medford 5.375% 06/01/2012................... 1,200,000 1,153,500 Lane Community College 4.850% 06/01/2008................... 3,750,000 3,520,312
37 SCHEDULE OF INVESTMENTS -------------------------------------------------------------------------------- COLUMBIA MUNICIPAL BOND FUND, INC., CONTINUED
June 30, 1995 Principal (Unaudited) Amount Value(1) --------- ----------- Oregon General Obligation Bonds (continued) Lane County School District #4J Eugene Refunding Series A 0.000% 07/01/2001...................$ 2,015,000 $ 1,498,656 0.000% 07/01/2003................... 1,480,000 971,250 0.000% 07/01/2005................... 2,325,000 1,348,500 5.250% 07/01/2008................... 2,440,000 2,372,900 0.000% 01/01/2003................... 1,345,000 906,194 0.000% 01/01/2005................... 1,395,000 831,769 Lane County School District #19 Springfield Refunding 0.000% 02/01/1997................... 470,000 437,687 0.000% 02/01/1999................... 470,000 397,150 Marion & Polk Counties School District #24J Salem 4.750% 10/01/2006................... 560,000 526,400 Multnomah-Clackamas Counties School District #28-302JT 0.000% 12/01/2004................... 750,000 453,750 Multnomah County Public Improvements 5.250% 10/01/2013................... 1,800,000 1,694,250 Multnomah County School District #1 Portland Refunding 6.000% 12/15/1997................... 645,000 664,350 Multnomah County School District # 4 Gresham 6.100% 01/01/2008................... 3,000,000 3,135,000 6.100% 01/01/2009................... 200,000 208,250 Multnomah County School District #7 Reynolds 6.900% 01/01/2000................... 250,000 253,438 Multnomah County School District #40 David Douglas 7.100% 06/01/2002................... 880,000 981,200 Port of Portland Series A 4.500% 03/01/2006................... 2,000,000 1,860,000 0.000% 03/01/2007................... 5,000,000 2,618,750 Portland Water Refunding 5.000% 10/01/2008................... 1,500,000 1,441,875 Portland Public Improvements Series B 4.625% 12/01/2010................... 3,815,000 3,662,400 Portland Public Improvements Series A (Special Assessment) 5.000% 06/01/2004................... 320,000 322,000 Portland Public Improvements Series A 5.750% 06/01/2014................... 2,975,000 2,997,313 Portland Recreational Facilities Improvements Series A 5.750% 06/01/2012...................$ 1,370,000 $ 1,371,713 5.750% 06/01/2013................... 1,345,000 1,346,681 5.750% 06/01/2015................... 1,155,000 1,152,113 Portland Recreational Facilities Improvements Series B 5.500% 06/01/2009................... 2,115,000 2,088,563 5.750% 06/01/2014................... 1,750,000 1,745,625 5.750% 06/01/2015................... 2,955,000 2,947,613 Portland Community College District Series A 6.000% 07/01/2012................... 1,500,000 1,505,625 Portland Community College District 0.000% 07/01/2000................... 800,000 630,000 0.000% 07/01/2007................... 2,000,000 1,032,500 Salem-Keizer School District #24J 5.400% 06/01/2006................... 1,000,000 1,003,750 Salem Series A 5.875% 01/01/2007................... 1,030,000 1,050,600 Tri-County Metropolitan Transportation District Light Rail Extension Series A 6.000% 07/01/2012................... 3,475,000 3,518,438 Tualatin Hills Park & Recreation District 5.500% 03/01/2006................... 1,000,000 1,007,500 5.700% 03/01/2009................... 1,340,000 1,348,375 Washington County Refunding 6.200% 12/01/2007................... 1,500,000 1,578,750 Washington County Criminal Justice Facilities Improvements 6.000% 12/01/2013................... 2,000,000 2,032,500 Washington & Clackamas Counties School District #23J Tigard Refunding 6.200% 08/01/2007................... 1,000,000 1,040,000 5.400% 01/01/2010................... 1,660,000 1,628,875 Washington County School District #48J Beaverton Series B 6.150% 06/01/2008................... 1,000,000 1,037,500 5.000% 09/01/2012................... 5,250,000 4,770,938 Total Oregon General Obligation Bonds (Cost $93,462,425)................... 93,587,100 ----------- Oregon Revenue Bonds (21.6%) Clackamas County Hospital Facility Authority Elderly Housing Willamette View Income Project 7.000% 11/15/2011................... 1,750,000 1,855,000
38 SCHEDULE OF INVESTMENTS -------------------------------------------------------------------------------- COLUMBIA MUNICIPAL BOND FUND, INC., CONTINUED
June 30, 1995 Principal (Unaudited) Amount Value(1) --------- ----------- Oregon Revenue Bonds (continued) Clackamas County Hospital Facility Authority Kaiser Permanente 9.375% 11/01/2015...................$ 1,255,000 $ 1,298,925 Clackamas County Hospital Facility Authority GNMA Collateral Jennings Lodge 7.500% 10/20/2031................... 1,030,000 1,121,412 Deschutes County Hospital Facility Authority 5.750% 01/01/2009................... 1,670,000 1,638,687 Deschutes Valley Water District 5.875% 09/01/2005................... 1,220,000 1,183,400 Eugene Electric Utility 5.800% 08/01/2008................... 1,435,000 1,442,175 5.800% 08/01/2009................... 1,300,000 1,309,750 5.000% 08/01/2017................... 1,450,000 1,259,687 5.750% 08/01/2011................... 715,000 714,106 Eugene Trojan Nuclear Project 5.750% 09/01/1997................... 1,500,000 1,503,750 5.750% 09/01/1998................... 1,500,000 1,501,875 Eugene Water Refunding 6.600% 08/01/2005................... 365,000 377,775 6.600% 08/01/2006................... 890,000 920,037 Grants Pass Urban Renewal Agency Tax Increment 6.125% 08/01/2012................... 750,000 757,500 Gresham Sewer 5.350% 06/01/2006................... 860,000 866,450 Gresham Stormwater 6.100% 10/01/2009................... 1,115,000 1,151,237 Lebanon Wastewater Refunding 5.750% 06/01/2011................... 1,225,000 1,192,844 Metro General Refunding Metro Regional Center Project Series A 5.000% 08/01/2009................... 500,000 466,875 Metropolitan Service District Metro Central Transfer Station-A 5.125% 07/01/2009................... 2,360,000 2,218,400 North Clackamas Parks & Recreation District Recreational Facilities 5.700% 04/01/2013................... 1,660,000 1,664,150 Northern Wasco County People's Utility District Electric 0.000% 02/01/2006................... 610,000 336,262 0.000% 02/01/2007................... 585,000 299,081 0.000% 02/01/2008................... 610,000 288,225 0.000% 02/01/2011................... 500,000 188,125 Oregon City Sewer 6.500% 10/01/2007................... 500,000 530,625 Oregon State Bond Bank Refunding Economic Development Department A 5.400% 01/01/2010................... $ 590,000 $ 570,087 5.450% 01/01/2011................... 500,000 482,500 Oregon Housing Agency Mortgage Single-Family Mortgage Project Series A 7.375% 07/01/2010................... 1,215,000 1,248,412 Oregon Housing, Educational & Cultural Facilities Authority Reed College Project Series A 6.350% 07/01/2002................... 320,000 346,000 6.400% 07/01/2003................... 280,000 303,100 Oregon Housing & Community Services Department Housing Finance Assisted Insured Multi-Unit B 6.800% 07/01/2013................... 8,270,000 8,528,438 Oregon Housing & Community Services Department Mortgage Single-Family Mortgage Program Series D 6.700% 07/01/2013................... 1,000,000 1,026,250 Oregon Housing & Community Services Department Mortgage Single-Family Mortgage Program Series E 6.750% 07/01/2016................... 3,715,000 3,812,519 Oregon Housing & Community Services Department Mortgage Single-Family Mortgage Program Series A 6.800% 07/01/2016................... 2,485,000 2,565,763 Oregon Housing & Community Services Department Mortgage Single-Family Mortgage Program Series B 5.375% 07/01/2017................... 1,000,000 921,250 Portland Hydroelectric Power 6.800% 10/01/2004................... 465,000 468,488 Portland Parking Refunding 6.375% 10/01/2012................... 1,700,000 1,761,625 Portland Sewer System Refunding Series A 5.000% 03/01/2006................... 3,035,000 2,936,363 5.100% 03/01/2007................... 1,485,000 1,433,025 6.100% 06/01/2010................... 510,000 522,113 6.200% 06/01/2012................... 6,445,000 6,598,069 6.250% 06/01/2015................... 4,645,000 4,732,094 Portland Water System 5.250% 08/01/2013................... 2,585,000 2,426,669 Prineville Sewer First Lien 6.500% 07/01/2004................... 500,000 550,000 6.800% 07/01/2012................... 1,000,000 1,066,250 Reedsport Water 7.000% 10/01/2014................... 520,000 538,850
39 SCHEDULE OF INVESTMENTS -------------------------------------------------------------------------------- COLUMBIA MUNICIPAL BOND FUND, INC., CONTINUED
June 30, 1995 Principal (Unaudited) Amount Value(1) --------- ----------- Oregon Revenue Bonds (continued) South Fork Water Board First Lien 5.450% 02/01/2014...................$ 1,300,000 $ 1,226,875 Tri-County Metropolitan Transportation District Series A 5.700% 08/01/2013................... 5,130,000 5,072,288 Warm Springs Reservation, Confederated Tribes Health & Wellness Center 5.000% 04/01/2002................... 400,000 391,000 5.100% 04/01/2003................... 400,000 390,000 Washington County Unified Sewer Agency Series A 6.200% 10/01/2010................... 3,390,000 3,517,125 ----------- Total Oregon Revenue Bonds (Cost $78,323,321)................... 79,521,506 ----------- Oregon Insured Bonds (21.3%) Albany Water Revenue Refunding 2nd Lien Series B 4.875% 08/01/2007................... 1,000,000 950,000 Central Oregon Community College District 5.800% 06/01/2007................... 760,000 775,200 Clackamas County Health Facility Authority Revenue Refunding Adventist Health A 6.350% 03/01/2009................... 1,500,000 1,588,125 Clackamas County School District #115 Gladstone 6.150% 06/01/2014................... 1,000,000 1,027,500 Clatsop County Administrative School District #10 5.850% 07/01/2010................... 550,000 555,500 5.850% 07/01/2011................... 590,000 594,425 5.875% 07/01/2012................... 630,000 633,937 Columbia River People's Utility District Refunding 7.250% 05/01/2009................... 1,870,000 1,907,400 Crook County School District 4.900% 02/01/2009................... 1,165,000 1,077,625 Deschutes & Jefferson Counties School District #2J Redmond Refunding 5.600% 06/01/2009................... 1,000,000 991,250 Emerald People's Utility District Electric System Revenue Unrefunded Balance 7.350% 11/01/2013................... 2,050,000 2,119,187 Hood River County School District 5.650% 06/01/2008................... 1,020,000 1,034,025 Josephine County School District #7 Grants Pass 5.700% 06/01/2013...................$ 2,000,000 $ 1,957,500 Lane County School District #19 Springfield 6.150% 10/15/2009................... 1,500,000 1,563,750 Lane County School District #52 Bethel 6.250% 12/01/2007................... 500,000 537,500 6.400% 12/01/2009................... 750,000 798,750 Malheur County School District #26 Nyssa 5.750% 06/01/2015................... 1,910,000 1,890,900 Marion & Linn County Elementary School District #77J Stayton 6.250% 07/01/2013................... 1,260,000 1,296,225 Marion County Solid Waste & Electric Revenue Ogden Martin System Marion, Inc. 7.700% 10/01/2009................... 2,305,000 2,437,537 Medford Hospital Facility Authority Revenue Gross-Rogue Valley Health Services 6.800% 12/01/2011................... 1,310,000 1,406,612 Morrow County School District #1 6.000% 06/01/2006................... 880,000 919,600 Multnomah County School District #3 Parkrose 5.400% 12/01/2005................... 1,010,000 1,011,262 5.700% 12/01/2009................... 1,085,000 1,097,206 5.500% 12/01/2011................... 1,000,000 980,000 Oregon Department of General Services Certificate Participation Series C 5.800% 03/01/2015................... 840,000 840,000 Oregon Health, Housing, Educational & Cultural Facilities Authority Lewis & Clark College 6.000% 10/01/2013................... 965,000 981,887 Oregon Veterans' Welfare 7.200% 03/01/1997................... 1,000,000 1,047,500 Port of Portland Airport Revenue Portland International Airport Series 7-A 6.500% 07/01/2004................... 500,000 541,250 6.750% 07/01/2015................... 2,770,000 2,974,287 Port of Portland Airport Revenue Series 9-A 5.300% 07/01/2003................... 1,000,000 1,015,000 5.500% 07/01/2006................... 500,000 504,375
40 SCHEDULE OF INVESTMENTS -------------------------------------------------------------------------------- COLUMBIA MUNICIPAL BOND FUND, INC., CONTINUED
June 30, 1995 Principal (Unaudited) Amount Value(1) --------- ----------- Oregon Insured Bonds (continued) Portland Hospital Facility Authority Legacy Health Systems Series A 6.100% 05/01/1998...................$ 1,000,000 $ 1,048,750 6.625% 05/01/2011................... 1,570,000 1,658,313 Portland Hospital Facility Authority Legacy Health Systems Series B 6.625% 05/01/2011................... 3,830,000 4,045,438 6.700% 05/01/2021................... 2,890,000 3,045,338 Portland Sewer System Revenue Series A 6.000% 10/01/2012................... 2,000,000 2,050,000 Suburban East Salem Water District Refunding 5.700% 09/01/2009................... 890,000 896,675 Umatilla County School District #8R Hermiston 6.000% 12/01/2010................... 695,000 711,506 Union Health District 5.350% 02/01/2005................... 400,000 402,000 5.450% 02/01/2006................... 425,000 427,125 5.550% 02/01/2007................... 460,000 462,300 5.650% 02/01/2008................... 480,000 482,400 5.750% 02/01/2010................... 1,070,000 1,068,663 Washington County Unified Sewer Agency Revenue Series A 0.000% 10/01/2003................... 1,000,000 651,250 0.000% 10/01/2005................... 5,230,000 3,053,013 5.900% 10/01/2006................... 3,730,000 3,893,188 0.000% 10/01/2007................... 4,835,000 2,477,938 6.125% 10/01/2012................... 8,000,000 8,250,000 Western Lane Hospital District Facility Authority Revenue Refunding Sisters St. Joseph Peace 5.625% 08/01/2007................... 2,000,000 2,017,500 Yamhill County School District #29J Newberg 5.500% 06/01/2010................... 1,360,000 1,326,000 6.100% 06/01/2011................... 3,355,000 3,430,488 ----------- Total Oregon Insured Bonds (Cost $76,691,286)................... 78,453,200 ----------- Oregon Pre-Refunded Bonds (7.9%) Beaverton Water Revenue Series A 7.150% 06/01/2004................... 455,000 505,619 Clackamas County School District #7J Lake Oswego Series A 7.000% 06/15/2008................... 1,250,000 1,384,375 7.100% 06/15/2010................... 750,000 833,437 Clackamas County School District #12 North Clackamas 6.500% 06/01/2005...................$ 1,000,000 $ 1,085,000 6.500% 06/01/2007................... 1,455,000 1,578,675 6.500% 06/01/2009................... 1,655,000 1,795,675 6.500% 06/01/2011................... 1,885,000 2,045,225 Clackamas County Elementary School District #86 6.500% 07/01/2003................... 1,535,000 1,648,206 6.500% 07/01/2004................... 1,585,000 1,701,894 Eugene Electric Utility Revenue 4.000% 08/01/1998................... 340,000 335,325 Jackson County School District #4 Refunding 6.700% 06/01/2004................... 420,000 447,825 6.700% 06/01/2005................... 450,000 479,812 Lincoln City Advance Refunding 9.200% 07/01/2002................... 400,000 404,056 Metropolitan Service District Convention Center 6.900% 12/01/1999................... 750,000 796,875 Metropolitan Service District General Revenue Metro Headquarters Building Project A 6.600% 07/01/2011................... 785,000 859,575 Metropolitan Service District Metro East Transfer Station A 7.000% 01/01/2001................... 500,000 556,250 Oregon City Water 2nd Lien 6.700% 11/01/2006................... 750,000 803,438 Oregon Department of General Services Certificates Participation Series A 7.200% 01/15/2015................... 1,100,000 1,236,125 Oregon Department of General Services Certificates Participation Series B 7.200% 01/15/2015................... 670,000 752,913 Oregon Department of General Services Certificates Participation Series F 7.500% 09/01/2015................... 2,330,000 2,679,500 Oregon Housing, Educational & Cultural Facilities Authority Revenue Lewis & Clark College Project A 7.000% 07/01/2010................... 1,100,000 1,236,125 Oregon Veterans' Welfare 12.500% 09/01/2001................... 480,000 534,600 12.500% 09/01/2003................... 1,200,000 1,336,500 12.500% 09/01/2004................... 515,000 573,581
41 SCHEDULE OF INVESTMENTS -------------------------------------------------------------------------------- COLUMBIA MUNICIPAL BOND FUND, INC., CONTINUED
June 30, 1995 Principal (Unaudited) Amount Value(1) --------- ----------- Oregon Pre-Refunded Bonds (continued) Portland Airport Way Urban Renewal & Redevelopment Tax Increment Series A 7.300% 06/01/2010...................$ 1,400,000 $ 1,568,000 Portland Sewer System Revenue 7.000% 03/01/2006................... 500,000 535,000 Washington County 7.800% 12/01/2007................... 1,245,000 1,346,156 ----------- Total Oregon Pre-Refunded Bonds (Cost $26,481,590)................... 29,059,762 ----------- Oregon Other Bonds (2.6%) Lane County School District #4J Eugene Certificates Participation 6.900% 10/01/2000................... 500,000 553,125 Lane County Special Obligation Series A 5.250% 03/01/2008................... 400,000 384,500 Lebanon Special Obligation Reveune Refunding Lease Water 5.400% 10/01/2013................... 755,000 702,150 Multnomah County School District #1J Portland Special Obligation Series A 4.500% 03/01/2003................... 350,000 337,313 5.000% 03/01/2007................... 1,340,000 1,289,750 Newberg Certificates Participation 5.900% 12/01/1998................... 365,000 375,950 6.000% 12/01/1999................... 390,000 403,650 6.100% 12/01/2000................... 410,000 428,450 6.200% 12/01/2001................... 410,000 431,525 Oregon Health, Housing, Educational & Cultural Facilities Authority OMSI-A 5.900% 10/01/2016................... 500,000 510,000 5.900% 10/01/2021................... 500,000 510,000 Portland Airport Way Urban Renewal & Redevelopment Tax Increment Series C 5.900% 06/01/2006................... 860,000 872,900 Portland Urban Renewal & Redevelopment Refunding, Downtown Waterfront Series L 5.550% 06/01/1999................... 500,000 515,000 6.400% 06/01/2008................... 2,000,000 2,112,500 ----------- Total Oregon Other Bonds (Cost $9,273,305).................... 9,426,813 ----------- Other Bonds (5.1%) Puerto Rico Commonwealth Public Improvements 6.250% 07/01/2009...................$ 3,000,000 $ 3,217,500 6.250% 07/01/2013................... 1,000,000 1,055,000 Puerto Rico Commonwealth Aquaduct & Sewer Authority Revenue Series A 9.000% 07/01/2009................... 5,000,000 6,506,250 Puerto Rico Housing Finance Corp. Single Family Mortgage Revenue Portfolio 1 Series B 7.500% 10/15/2012................... 1,040,000 1,093,300 Puerto Rico Housing Finance Corp. Single Family Mortgage Revenue Portfolio 1 Series C 6.750% 10/15/2013................... 1,000,000 1,035,000 Puerto Rico Housing Finance Corp. Multi Family Mortgage Revenue Portfolio A-1 7.500% 04/01/2022................... 1,680,000 1,768,200 Puerto Rico Industrial, Medical & Environmental Pollution Control Facilities Financing Authority Revenue FHA Insured Mortgage Dr. Pila Hospital Project A 7.700% 08/01/2008................... 2,000,000 2,130,000 Puerto Rico Housing Bank & Finance Agency Single Family Mortgage Revenue FHA Homeownership 7.500% 12/01/2015................... 610,000 690,825 Virgin Islands Public Finance Authority Revenue Unrefunded Balance Series A 7.300% 10/01/2018................... 1,105,000 1,321,856 ----------- Total Other Bonds (Cost $17,982,252)................... 18,817,931 ----------- Total investments, excluding temporary cash investment (Cost $349,481,832).................. 358,694,656 Tax-Exempt Money Market Investment (1.2%) SEI Tax Exempt Trust (Cost $4,334,930).................... 4,334,930 4,334,930 ----------- Total Investments (98.8%) (Cost $353,816,762)....................... 363,029,586 Receivables less liabilities (1.2%) 4,378,014 ----------- Net Assets (100.0%) ........................ $367,407,600 =========== (1) See Note 1 of Notes to Financial Statements.
The accompanying notes are an integral part of the financial statements. 42 SCHEDULE OF INVESTMENTS -------------------------------------------------------------------------------- COLUMBIA HIGH YIELD FUND, INC.
June 30, 1995 Principal (Unaudited) Amount Value(1) --------- ----------- Corporate Bonds (94.8%) Basic Industry Chemicals (3.2%) Freeport-McMoran Resource Partners L. P. Senior Subordinated Notes 8.750% 02/15/2004................... $ 600,000 $ 570,000 ----------- Forest Products (3.3%) Riverwood International Corp. Senior Notes 10.750% 06/15/2000................... 300,000 323,250 Stone Container Corp. First Mortgage Note 10.750% 10/01/2002................... 250,000 261,875 ----------- 585,125 ----------- Metals/Mining (8.2%) Armco, Inc. Senior Notes 9.375% 11/01/2000................... 400,000 384,000 Inland Steel Industries, Inc. Notes 12.750% 12/15/2002................... 250,000 278,750 Magma Copper Co. Senior Subordinated Notes 8.700% 05/15/2005................... 350,000 348,250 P.T. ALatieF Freeport Finance Co. Senior Notes 9.750% 04/15/2001................... 200,000 205,500 Santa Fe Pacific Gold Corp. Notes 8.375% 07/01/2005................... 250,000 248,412 ----------- 1,464,912 ----------- Consumer Related Hotel/Gaming (8.4%) GNS Finance Corp. Senior Subordinated Notes 9.250% 03/15/2003................... 275,000 294,250 Harrahs Operating, Inc. Senior Subordinated Notes 10.875% 04/15/2002................... 250,000 270,000 La Quinta Inns, Inc. Senior Subordinated Notes 9.250% 05/15/2003................... 350,000 364,875 Station Casinos, Inc. Senior Subordinated Notes 9.625% 06/01/2003................... 615,000 567,338 ----------- 1,496,463 ----------- Healthcare (8.5%) Abbey Healthcare Group, Inc. Senior Subordinated Notes 9.500% 11/01/2002................... 250,000 257,500 Community Health Systems, Inc. Senior Subordinated Debenture 10.250% 11/30/2003................... 400,000 420,000 HEALTHSOUTH Rehabilitation Corp. Senior Subordinated Notes 9.500% 04/01/2001................... $ 300,000 $ 309,750 National Medical Enterprises, Inc. Senior Notes 9.625% 09/01/2002................... 500,000 527,500 ----------- 1,514,750 ----------- Other (6.4%) Host Marriott Travel Plazas, Inc. (144A) Senior Secured Notes 9.500% 05/15/2005................... 400,000 383,000 Royal Caribbean Cruises Ltd. Senior Subordinated Notes 11.375% 05/15/2002................... 325,000 355,875 Rykoff Sexton, Inc. Senior Subordinated Notes 8.875% 11/01/2003................... 400,000 398,000 ----------- 1,136,875 ----------- Energy (14.8%) Global Marine, Inc. Notes 12.750% 12/15/1999................... 285,000 313,500 Gulf Canada Resources, Ltd. Senior Subordinated Notes 9.625% 07/01/2005................... 400,000 398,000 Louis Dreyfus Natural Gas Corp. Senior Subordinated Notes 9.250% 06/15/2004................... 500,000 524,745 Maxus Energy Corp. Notes 9.875% 10/15/2002................... 500,000 477,500 Noble Drilling Corp. Senior Notes 9.250% 10/01/2003................... 250,000 254,375 Santa Fe Energy Resource, Inc. Senior Subordinated Debentures 11.000% 05/15/2004................... 400,000 428,000 Seagull Energy Corp. Senior Subordinated Notes 8.625% 08/01/2005................... 250,000 237,500 ----------- 2,633,620 ----------- Housing Related (3.0%) Toll Corp. Senior Subordinated Notes 10.500% 03/15/2002................... 250,000 257,500 Webb (Del E.) Corp. Senior Subordinated Debenture 9.750% 03/01/2003................... 300,000 285,000 ----------- 542,500 -----------
43 SCHEDULE OF INVESTMENTS -------------------------------------------------------------------------------- COLUMBIA HIGH YIELD FUND, INC., CONTINUED
June 30, 1995 Principal (Unaudited) Amount Value(1) --------- ----------- Corporate Bonds (continued) Manufacturing (18.9%) American Standard, Inc. Senior Subordinated Discount Debenture Step-Up Coupon 0.000% to 06/01/1998, then 10.500% to 06/01/2005........... $ 600,000 $ 456,000 Blount, Inc. Senior Subordinated Notes 9.000% 06/15/2003................... 200,000 199,000 Coltec Industries, Inc. Subordinated Notes 10.250% 04/01/2002................... 250,000 258,750 Easco Corp. (Series B) Senior Notes 10.000% 03/15/2001................... 350,000 350,109 Exide Corp. Senior Notes 10.000% 04/15/2005................... 350,000 359,625 Hayes Wheels International, Inc. Notes 9.250% 11/15/2002................... 275,000 291,500 Mark IV Industries, Inc. Subordinated Notes 8.750% 04/01/2003................... 200,000 204,000 SPX Corp. Senior Subordinated Notes 11.750% 06/01/2002................... 350,000 364,875 Varity Corp. Senior Notes 11.375% 11/15/1998................... 200,000 211,602 Wolverine Tube, Inc. Senior Subordinated Notes 10.125% 09/01/2002................... 625,000 668,750 ----------- 3,364,211 ----------- Media (9.4%) Continental Cablevision, Inc. Debentures 9.000% 09/01/2008................... 500,000 502,500 Jones Intercable, Inc. Senior Notes 9.625% 03/15/2002................... 250,000 261,250 Rogers Cantel Mobile, Inc. Notes 10.750% 11/01/2001................... 400,000 414,000 Rogers Communications, Inc. Debenture 10.875% 04/15/2004................... 200,000 205,000 United International Holdings, Inc. Senior Note with Warrants 0.000% 11/15/1999................... 500,000 290,000 ----------- 1,672,750 ----------- Retail Supermarkets (5.2%) Kroger Co. Senior Secured Debenture 9.250% 01/01/2005................... $ 300,000 $ 319,500 Safeway, Inc. Debenture 10.000% 12/01/2001................... 300,000 335,250 Stop & Shop Cos., Inc. Senior Subordinated Notes 9.750% 02/01/2002................... 250,000 270,000 ----------- 924,750 ----------- Other (4.1%) Ethan Allen, Inc. Senior Notes 8.750% 03/15/2001................... 400,000 406,000 Federated Department Stores, Inc. Senior Notes 10.000% 02/15/2001................... 300,000 321,750 ----------- 727,750 ----------- Transportation Other (1.4%) Southern Pacific Rail Corp. Senior Notes 9.375% 08/15/2005................... 250,000 256,875 ----------- Total Corporate Bonds (Cost $16,598,809)................... 16,890,581 ----------- Repurchase Agreements (5.7%) Goldman Sachs Corp. 5.890% dated 06/30/1995, due 07/03/1995 in the amount of $837,931. Collateralized by U.S. Treasury Bond 6.250% due 08/15/2023, U.S. Treasury Note 4.625% due 02/29/1996, U.S. Treasury Strips due 02/15/1999 to 11/15/2013......... 837,526 837,526 J.P. Morgan Securities, Inc. 6.009% dated 06/30/1995, due 07/03/1995 in the amount of $175,086. Collateralized by U.S. Treasury Notes 6.125% due 05/31/1997................ 175,000 175,000 ----------- Total Repurchase Agreements (Cost $1,012,526).................... 1,012,526 ----------- Total Investments (100.5%) (Cost $17,611,335).................... 17,903,107 Receivables less liabilities (-0.5%)........ (81,818) ----------- Net Assets (100.0%) ........................ $ 17,821,289 =========== (1) See Note 1 of Notes to Financial Statements.
The accompanying notes are an integral part of the financial statements. 44 STATEMENTS OF ASSETS AND LIABILITIES --------------------------------------------------------------------------------
June 30, 1995 Columbia Columbia Columbia Columbia (Unaudited) Common Stock Growth International Stock Special Fund, Inc. Fund, Inc. Fund, Inc. Fund, Inc. ------------ ---------- ------------------- ---------- ASSETS: Investments at identified cost............ $164,482,756 $577,017,271 $ 91,192,427 $ 985,991,028 --------------------------------------------- ------------ ------------ ------------ -------------- Investments at value (Notes 1 and 2)...... $188,151,431 $688,220,797 $ 93,982,381 $1,102,188,634 Temporary cash investments, at cost (Note 1) 17,092,633 30,871,764 2,184,891 61,846,842 Cash...................................... 106,578 Cash denominated in foreign currencies (cost $1,184,326) (Note 1).............. 1,184,686 Receivable for: Interest................................ 95,768 138,217 8,035 240,068 Dividends............................... 352,153 1,366,468 386,088 689,383 Investments sold........................ 1,253,496 7,465,030 29,843,143 Capital stock sold...................... 248,661 169,687 48,084 315,522 ------------ ------------ ------------ -------------- Total assets.............................. 205,940,646 722,020,429 105,365,773 1,195,123,592 ------------ ------------ ------------ -------------- LIABILITIES: Payable for: Capital stock redeemed.................. 283,858 668,781 103,730 1,103,830 Dividends and distributions............. 23,886 Investments purchased................... 547,575 1,840,400 5,867,944 22,391,613 Investment management fee (Note 4)...... 98,119 362,900 83,438 808,712 Accrued expenses........................ 48,714 133,555 77,840 224,296 ------------ ------------ ------------ -------------- Total liabilities......................... 1,002,152 3,005,636 6,132,952 24,528,451 ------------ ------------ ------------ -------------- Net assets applicable to outstanding shares $204,938,494 $719,014,793 $ 99,232,821 $1,170,595,141 ============ ============ ============ ============== Net assets consist of: Undistributed net investment income..... $ 372,833 $ 5,224,518 $ 334,743 $ 2,470,267 Unrealized appreciation (depreciation) on: Investments........................... 23,668,675 111,203,526 2,789,954 116,197,606 Translation of assets and liabilities in foreign currencies (16,760) Undistributed net realized gain (loss) from: Investments........................... 2,951,799 26,477,232 (1,907,168) 68,914,190 Foreign currency transactions......... (2,700,243) Capital shares (Note 3)................. 247,032 551,800 Capital paid in (Note 3)................ 177,945,187 575,862,485 100,732,295 982,461,278 ------------ ------------ ------------ -------------- $204,938,494 $719,014,793 $ 99,232,821 $1,170,595,141 ============ ============ ============ ============== Shares of capital stock outstanding (Note 3) 12,002,258 24,703,199 8,422,410 55,179,949 ============ ============ ============ ============== Net asset value, offering and redemption price per share (1)........... $ 17.08 $ 29.11 $ 11.78 $ 21.21 ============ ============ ============ ============== (1) The net asset value per share is computed by dividing net assets applicable to outstanding shares by shares of capital stock outstanding.
The accompanying notes are an integral part of the financial statements. 45 STATEMENTS OF ASSETS AND LIABILITIES --------------------------------------------------------------------------------
June 30, 1995 Columbia Columbia Columbia Columbia U.S. (Unaudited) Real Estate Equity Balanced Daily Income Government Securities Fund, Inc. Fund, Inc. Company Fund, Inc. ------------------ ---------- ------------ --------------------- ASSETS: Investments at identified cost............ $17,393,742 $307,588,300 $731,356,665 $36,151,234 --------------------------------------------- ----------- ------------ ------------ ----------- Investments at value (Notes 1 and 2)...... $17,086,831 $338,424,756 $731,356,665 $36,273,410 Temporary cash investments, at cost (Note 1) 1,886,448 38,270,142 568,399 Cash...................................... 2,300,000 Receivable for: Interest................................ 6,299 2,468,399 6,768 847,829 Dividends............................... 178,899 366,672 Investments sold........................ 80,744 929,741 Capital stock sold...................... 672 563,681 1,594,015 847 ----------- ------------ ------------ ----------- Total assets.............................. 19,239,893 381,023,391 735,257,448 37,690,485 ----------- ------------ ------------ ----------- LIABILITIES: Payable for: Capital stock redeemed.................. 3,723 882,114 4,304,867 35,471 Dividends and distributions............. 9,138 77,130 10,680 Investments purchased................... 667,000 3,459,893 Investment management fee (Note 4)...... 11,333 152,329 290,168 15,178 Accrued expenses........................ 8,850 84,390 167,075 20,725 ----------- ------------ ------------ ----------- Total liabilities......................... 700,044 4,655,856 4,762,110 82,054 ----------- ------------ ------------ ----------- Net assets applicable to outstanding shares $18,539,849 $376,367,535 $730,495,338 $37,608,431 =========== ============ ============ =========== Net assets consist of: Undistributed net investment income..... $ 864 $ 353,146 Unrealized appreciation (depreciation) on investments........................... (306,911) 30,836,456 $ 122,176 Undistributed net realized gain (loss) from investments........................... 87,112 1,552,711 (594,527) Capital shares (Note 3)................. $ 730,495 45,738 Capital paid in (Note 3)................ 18,758,784 343,625,222 729,764,843 38,035,044 ----------- ------------ ------------ ----------- $18,539,849 $376,367,535 $ 730,495,338 $37,608,431 =========== ============ ============ =========== Shares of capital stock outstanding (Note 3) 1,575,312 19,674,465 730,495,338 4,573,803 =========== ============ ============ =========== Net asset value, offering and redemption price per share (1)............ $ 11.77 $ 19.13 $ 1.00 $ 8.22 =========== ============ ============ =========== (1) The net asset value per share is computed by dividing net assets applicable to outstanding shares by shares of capital stock outstanding.
The accompanying notes are an integral part of the financial statements. 46 STATEMENTS OF ASSETS AND LIABILITIES --------------------------------------------------------------------------------
June 30, 1995 Columbia Fixed Columbia Columbia (Unaudited) Income Securities Municipal Bond High Yield Fund, Inc. Fund, Inc. Fund, Inc. ----------------- -------------- ----------- ASSETS: Investments at identified cost............ $264,129,420 $349,481,832 $16,598,809 --------------------------------------------- ------------ ------------ ----------- Investments at value (Notes 1 and 2)...... $274,190,268 $358,694,656 $16,890,581 Temporary cash investments, at cost (Note 1) 5,728,516 4,334,930 1,012,526 Receivable for: Interest................................ 4,052,850 6,038,713 328,903 Investments sold........................ 4,842,875 3,765,250 243,975 Capital stock sold...................... 135,960 61,696 25,386 ------------ ------------ ----------- Total assets.............................. 288,950,469 372,895,245 18,501,371 ------------ ------------ ----------- LIABILITIES: Payable for: Capital stock redeemed.................. 389,184 221,292 915 Dividends and distributions............. 174,102 285,989 12,147 Investments purchased................... 5,298,664 4,790,036 646,684 Investment management fee (Note 4)...... 116,119 152,503 8,570 Accrued expenses........................ 76,159 37,825 11,766 ------------ ------------ ----------- Total liabilities......................... 6,054,228 5,487,645 680,082 ------------ ------------ ----------- Net assets applicable to outstanding shares $282,896,241 $367,407,600 $17,821,289 ============ ============ =========== Net assets consist of: Unrealized appreciation on investments........................... $ 10,060,848 $ 9,212,824 $ 291,772 Undistributed net realized gain (loss) from investments...................... (9,634,318) 1,471,877 (262,086) Capital shares (Note 3)................. 215,745 305,304 Capital paid in (Note 3)................ 282,253,966 356,417,595 17,791,603 ------------ ------------ ----------- $282,896,241 $367,407,600 $17,821,289 ============ ============ =========== Shares of capital stock outstanding (Note 3) 21,574,456 30,530,392 1,857,565 ============ ============ =========== Net asset value, offering and redemption price per share (1)............ $ 13.11 $ 12.03 $ 9.59(2) ============ ============ =========== (1) The net asset value per share is computed by dividing net assets applicable to outstanding shares by shares of capital stock outstanding. (2) Redemption of Columbia High Yield Fund shares held less than one year, other than shares acquired through the reinvestment of dividends and capital gains, will be redeemed at 99% of the net asset value.
The accompanying notes are an integral part of the financial statements. 47 STATEMENTS OF OPERATIONS --------------------------------------------------------------------------------
Six Months Ended June 30, 1995 Columbia Columbia Columbia Columbia (Unaudited) Common Stock Growth International Stock Special Fund, Inc. Fund, Inc. Fund, Inc. Fund, Inc. ------------ ---------- -------------------- ---------- INVESTMENT INCOME: Income: Interest................................ $ 563,985 $ 935,003 $ 264,113 $ 3,703,978 Dividends............................... 1,721,041 5,975,442 991,886 4,167,670 Foreign taxes withheld (net of reclaims) (138,118) ----------- ------------ ---------- ----------- Total income.......................... 2,285,026 6,910,445 1,117,881 7,871,648 ----------- ------------ ---------- ----------- Expenses: Investment management fees (Note 4)..... 479,117 2,044,357 507,680 4,502,096 Shareholder servicing costs (Note 4).... 68,775 244,108 92,013 322,710 Reports to shareholders................. 24,672 106,338 39,369 141,149 Accounting expense...................... 14,792 29,739 46,009 36,349 Financial information and subscriptions. 2,187 8,184 2,553 10,819 Custodian fees.......................... 2,765 10,956 46,255 18,760 Bank transaction and checking fees...... 5,393 6,311 16,907 38,061 Registration fees....................... 24,687 29,560 16,186 71,932 Legal, insurance and auditing fees...... 12,959 19,785 14,824 23,607 Other................................... 1,862 5,802 1,342 9,062 ----------- ------------ ---------- ----------- Total expenses........................ 637,209 2,505,140 783,138 5,174,545 ----------- ------------ ---------- ----------- Net investment income (Note 1)............ 1,647,817 4,405,305 334,743 2,697,103 ----------- ------------ ---------- ----------- Realized gain (loss) and unrealized appreciation (depreciation) from investment and foreign currency transactions: Net realized gain (loss) from: Investments (Note 2).................... 2,976,763 27,286,206 (1,264,346) 70,317,264 Foreign currency transactions (Note 1).. (2,700,243) ----------- ------------ ---------- ----------- Net realized gain (loss).............. 2,976,763 27,286,206 (3,964,589) 70,317,264 ----------- ------------ ---------- ----------- Net unrealized appreciation (depreciation) on: Investments (Note 1).................... 15,431,929 71,728,831 (2,562,261) 63,670,788 Translation of assets and liabilities in foreign currencies (Note 1)........... (22,388) ----------- ------------ ---------- ----------- Net unrealized appreciation (depreciation) during the period.... 15,431,929 71,728,831 (2,584,649) 63,670,788 ----------- ------------ ---------- ----------- Net gain (loss) on investment and foreign currency related transactions (Note 1).. 18,408,692 99,015,037 (6,549,238) 133,988,052 ----------- ------------ ---------- ----------- Net increase (decrease) in net assets resulting from operations............... $ 20,056,509 $103,420,342 $(6,214,495) $136,685,155 =========== ============ ========== ===========
The accompanying notes are an integral part of the financial statements. 48 STATEMENTS OF OPERATIONS --------------------------------------------------------------------------------
Six Months Ended June 30, 1995 Columbia Columbia Columbia Columbia U.S. (Unaudited) Real Estate Equity Balanced Daily Income Government Securities Fund, Inc. Fund, Inc. Company Fund, Inc. ------------------ ---------- ------------- ---------------------- INVESTMENT INCOME: Income: Interest................................ $ 25,280 $ 6,015,193 $ 21,878,606 $ 1,151,475 Dividends............................... 665,117 1,830,925 --------- ------------ ------------ ----------- Total income.......................... 690,397 7,846,118 21,878,606 1,151,475 --------- ------------ ------------ ----------- Expenses: Investment management fees (Note 4)..... 65,218 788,782 1,729,581 87,372 Shareholder servicing costs (Note 4).... 8,640 136,670 352,536 20,588 Reports to shareholders................. 4,452 51,517 83,494 6,850 Accounting expense...................... 2,549 24,282 56,441 5,460 Financial information and subscriptions. 350 8,279 7,820 657 Custodian fees.......................... 287 5,394 11,892 580 Bank transaction and checking fees...... 226 10,702 44,544 311 Registration fees....................... 8,230 45,174 33,715 8,132 Legal, insurance and auditing fees...... 6,110 16,061 22,010 10,251 Other................................... 45 3,548 6,348 333 --------- ------------ ------------ ----------- Total expenses........................ 96,107 1,090,409 2,348,381 140,534 --------- ------------ ------------ ----------- Net investment income (Note 1)............ 594,290 6,755,709 19,530,225 1,010,941 --------- ------------ ------------ ----------- Realized gain and unrealized appreciation (depreciation) from investments: Net realized gain from investments (Note 2) 91,073 5,033,776 473,705 Net unrealized appreciation (depreciation) on investments during the period (Note 1) (8,683) 26,224,747 511,296 --------- ------------ ------------ ----------- Net gain on investments (Note 1).......... 82,390 31,258,523 985,001 --------- ------------ ------------ ----------- Net increase in net assets resulting from operations......................... $ 676,680 $ 38,014,232 $ 19,530,225 $ 1,995,942 ========= ============ ============ ===========
The accompanying notes are an integral part of the financial statements. 49 STATEMENTS OF OPERATIONS --------------------------------------------------------------------------------
Six Months Ended June 30, 1995 Columbia Fixed Columbia Columbia (Unaudited) Income Securities Municipal Bond High Yield Fund, Inc. Fund, Inc. Fund, Inc. ----------------- -------------- ----------- INVESTMENT INCOME: Income: Interest................................ $ 10,250,824 $ 10,643,472 $ 738,045 ------------ ------------ ----------- Total income.......................... 10,250,824 10,643,472 738,045 ------------ ------------ ----------- Expenses: Investment management fees (Note 4)..... 665,271 894,949 44,880 Shareholder servicing costs (Note 4).... 95,814 47,695 7,249 Reports to shareholders................. 39,946 16,769 3,269 Accounting expense...................... 17,664 6,976 4,733 Financial information and subscriptions. 8,323 22,174 2,473 Custodian fees.......................... 4,461 5,930 247 Bank transaction and checking fees...... 4,188 333 747 Registration fees....................... 19,611 6,598 7,353 Legal, insurance and auditing fees...... 17,400 16,779 9,982 Other................................... 2,523 2,849 147 ------------ ------------ ----------- 875,201 1,021,052 81,080 Expenses reimbursed by investment advisor (1)........................... (6,664) ------------ ------------ ----------- Total expenses 875,201 1,021,052 74,416 ------------ ------------ ----------- Net investment income (Note 1)............ 9,375,623 9,622,420 663,629 ------------ ------------ ----------- Realized gain (loss) and unrealized appreciation from investments: Net realized gain (loss) from investments (Note 2)................................ 1,313,832 1,458,962 (102,642) Net unrealized appreciation on investments during the period (Note 1).............. 18,953,280 15,075,284 984,037 ------------ ------------ ----------- Net gain on investments (Note 1).......... 20,267,112 16,534,246 881,395 ------------ ------------ ----------- Net increase in net assets resulting from operations......................... $ 29,642,735 $ 26,156,666 $ 1,545,024 ============ ============ =========== (1) The advisor of Columbia High Yield Fund has voluntarily agreed to assume ordinary recurring expenses of the Fund to the extent these expenses, together with the Fund's management fee, exceed 1% of the Fund's average net assets.
The accompanying notes are an integral part of the financial statements. 50 STATEMENTS OF CHANGES IN NET ASSETS --------------------------------------------------------------------------------
Six Months Ended June 30, 1995 (Unaudited) and Year Ended December 31, 1994 Columbia Columbia Columbia Common Stock Growth International Stock Fund, Inc. Fund, Inc. Fund, Inc. --------------------------- --------------------------- --------------------------- 1995 1994 1995 1994 1995 1994 ------------ ------------ ------------ ------------ ------------ ------------ INCREASE (DECREASE) IN NET ASSETS: Operations: Net investment income (loss)........ $ 1,647,817 $ 2,103,636 $ 4,405,305 $ 6,656,618 $ 334,743 $ (237,133) Net realized gain (loss) from: Investments (Note 2).............. 2,976,763 1,543,445 27,286,206 25,753,811 (1,264,346) 5,355,530 Foreign currency transactions (Note 1)........................ (2,700,243) (4,405,623) Change in net unrealized appreciation (depreciation) on: Investments....................... 15,431,929 (1,339,989) 71,728,831 (36,404,981) (2,562,261) (5,188,078) Translation of assets and liabilities in foreign currencies (Note 1)............ (22,388) (159,098) ------------ ------------ ------------ ------------ ------------ ------------ Net increase (decrease) in net assets resulting from operations......... 20,056,509 2,307,092 103,420,342 (3,994,552) (6,214,495) (4,634,402) Distributions to shareholders: From net investment income.......... (1,437,626) (1,944,648) (5,880,690) In excess of net investment income.... (4,119)* From net realized gain from investments....................... (1,528,338) (25,106,027) (1,937,123) In excess of net realized gain from investments....................... (34,209)* Capital share transactions, net (Note 3)............................ 62,056,322 24,718,553 23,900,870 21,274,002 (13,037,129) 52,043,582 ------------ ------------ ------------ ------------ ------------ ------------ Net increase (decrease) in net assets............................ 80,675,205 23,548,540 127,321,212 (13,707,267) (19,251,624) 45,437,848 NET ASSETS: Beginning of period................... 124,263,289 100,714,749 591,693,581 605,400,848 118,484,445 73,046,597 ------------ ------------ ------------ ------------ ------------ ------------ End of period (1)..................... $204,938,494 $124,263,289 $719,014,793 $591,693,581 $ 99,232,821 $118,484,445 ============ ============ ============ ============ ============ ============ ---------------------------------------- ------------ ------------ ------------ ------------ ------------ ------------ (1) Includes undistributed net investment income (loss) of: $ 372,833 $ 162,642 $ 5,224,518 $ 819,213 $ 334,743 $ (28,910) * On a tax basis, there was no return of capital.
The accompanying notes are an integral part of the financial statements. 51 STATEMENTS OF CHANGES IN NET ASSETS --------------------------------------------------------------------------------
Six Months Ended June 30, 1995 (Unaudited) Columbia Columbia Columbia and Year Ended December 31, 1994 Special Real Estate Equity Balanced Fund, Inc. Fund, Inc. Fund, Inc. ----------------------------- --------------------------- --------------------------- 1995 1994 1995 1994(2) 1995 1994 -------------- ------------ ------------ ------------ ------------ ------------ INCREASE IN NET ASSETS: Operations: Net investment income.............. $ 2,697,103 $ 3,456,005 $ 594,290 $ 642,745 $ 6,755,709 $ 8,699,173 Net realized gain (loss) from investments (Note 2)............. 70,317,264 51,779,847 91,073 (6,499) 5,033,776 (3,479,941) Change in net unrealized appreciation (depreciation) on investments.... 63,670,788 (41,675,166) (8,683) (298,228) 26,224,747 (4,914,068) -------------- ------------ ------------ ------------ ------------ ------------ Net increase in net assets resulting from operations........ 136,685,155 13,560,686 676,680 338,018 38,014,232 305,164 Distributions to shareholders: From net investment income......... (3,128,013) (581,945)** (405,620) (6,457,248) (8,528,093) In excess of net investment income. (11,481)* (64,270)* From net realized gain from investments...................... (51,779,847) In excess of net realized gain from investments...................... (1,396,366)* From tax return of capital......... (237,125) Capital share transactions, net (Note 3)........................... 144,383,795 159,528,287 1,042,930 17,718,392 95,140,310 71,368,736 -------------- ------------ ------------ ------------ ------------ ------------ Net increase in net assets......... 281,068,950 116,784,747 1,137,665 17,402,184 126,697,294 63,081,537 NET ASSETS: Beginning of period.................. 889,526,191 772,741,444 17,402,184 0 249,670,241 186,588,704 -------------- ------------ ------------ ------------ ------------ ------------ End of period (1).................... $1,170,595,141 $889,526,191 $ 18,539,849 $ 17,402,184 $376,367,535 $249,670,241 ============== ============ ============ ============ ============ ============ --------------------------------------- -------------- ------------ ------------ ------------ ------------ ------------ (1) Includes undistributed net investment income (loss) of: $ 2,470,267 $ (226,836) $ 864 $ (11,481) $ 353,146 $ 54,685 (2) From inception of operations on March 16, 1994. * On a tax basis, there was no return of capital. ** On a tax basis, a portion of the distributions to shareholders from net investment income may consist of return of capital. The Fund will mail to its shareholders annually a summary of the federal income tax status of the Fund's distributions for the preceding year.
The accompanying notes are an integral part of the financial statements. 52 STATEMENTS OF CHANGES IN NET ASSETS --------------------------------------------------------------------------------
Six Months Ended June 30, 1995 (Unaudited) and Columbia Columbia Columbia Year Ended December 31, 1994 Daily Income U.S. Government Fixed Income Company Securities Fund, Inc. Securities Fund, Inc. --------------------------- --------------------------- --------------------------- 1995 1994 1995 1994 1995 1994 ------------ ------------ ------------ ------------ ------------ ------------ INCREASE (DECREASE) IN NET ASSETS: Operations: Net investment income............ $ 19,530,225 $ 23,002,486 $ 1,010,941 $ 1,555,509 $ 9,375,623 $ 17,677,556 Net realized gain (loss) from investments (Note 2)........... 473,705 (1,051,398) 1,313,832 (10,832,491) Change in net unrealized appreciation (depreciation) on investments................. 511,296 (428,478) 18,953,280 (17,001,971) ------------ ------------ ------------ ------------ ------------ ------------ Net increase (decrease) in net assets resulting from operations..................... 19,530,225 23,002,486 1,995,942 75,633 29,642,735 (10,156,906) Distributions to shareholders: From net investment income....... (19,530,225) (23,002,486) (1,010,941) (1,555,509) (9,375,623) (17,677,556) Capital share transactions, net (Note 3)..................... 428,336 185,567,215 3,111,561 (885,283) 10,539,546 (20,607,880) ------------ ------------ ------------ ------------ ------------ ------------ Net increase (decrease) in net assets..................... 428,336 185,567,215 4,096,562 (2,365,159) 30,806,658 (48,442,342) NET ASSETS: Beginning of period................ 730,067,002 544,499,787 33,511,869 35,877,028 252,089,583 300,531,925 ------------ ------------ ------------ ------------ ------------ ------------ End of period...................... $730,495,338 $730,067,002 $ 37,608,431 $ 33,511,869 $282,896,241 $252,089,583 ============ ============ ============ ============ ============ ============
The accompanying notes are an integral part of the financial statements. 53 STATEMENTS OF CHANGES IN NET ASSETS --------------------------------------------------------------------------------
Six Months Ended June 30, 1995 (Unaudited) Columbia Columbia and Year Ended December 31, 1994 Municipal Bond High Yield Fund, Inc. Fund, Inc. --------------------------- --------------------------- 1995 1994 1995 1994 ------------ ------------ ------------ ------------ INCREASE (DECREASE) IN NET ASSETS: Operations: Net investment income.................. $ 9,622,420 $ 20,638,374 $ 663,629 $ 818,604 Net realized gain (loss) from investments (Note 2)................. 1,458,962 91,018 (102,642) (159,444) Change in net unrealized appreciation (depreciation) on investments........ 15,075,284 (41,231,934) 984,037 (689,630) ------------ ------------ ------------ ------------ Net increase (decrease) in net assets resulting from operations............ 26,156,666 (20,502,542) 1,545,024 (30,470) Distributions to shareholders: From net investment income............. (9,622,420) (20,638,374) (663,629) (818,604) Capital share transactions, net (Note 3). 11,056,723 (49,409,756) 4,106,326 7,742,417 ------------ ------------ ------------ ------------ Net increase (decrease) in net assets.. 27,590,969 (90,550,672) 4,987,721 6,893,343 NET ASSETS: Beginning of period...................... 339,816,631 430,367,303 12,833,568 5,940,225 ------------ ------------ ------------ ------------ End of period............................ $367,407,600 $339,816,631 $ 17,821,289 $ 12,833,568 ============ ============ ============ ============
The accompanying notes are an integral part of the financial statements. 54 NOTES TO FINANCIAL STATEMENTS -------------------------------------------------------------------------------- Information for the six months ended June 30, 1995 is unaudited 1. Significant accounting policies: The Columbia Funds (the Funds) consist of Columbia Common Stock Fund, Inc. (CCSF), Columbia Growth Fund, Inc. (CGF), Columbia International Stock Fund, Inc. (CISF), Columbia Special Fund, Inc. (CSF), Columbia Real Estate Equity Fund, Inc. (CREF), Columbia Balanced Fund, Inc. (CBF), Columbia Daily Income Company (CDIC), Columbia U.S. Government Securities Fund, Inc. (CUSG), Columbia Fixed Income Securities Fund, Inc. (CFIS), Columbia Municipal Bond Fund, Inc. (CMBF), and Columbia High Yield Fund, Inc. (CHYF). All Funds, except CMBF, are open-end, diversified investment companies registered under the Investment Company Act of 1940, as amended. CMBF is an open-end, non-diversified investment company registered under the Investment Company Act of 1940, as amended. The policies described below are consistently followed by the Funds for the preparation of their financial statements in conformity with generally accepted accounting principles. Investment valuation - The values of CCSF, CGF, CISF, CSF, CREF and CBF equity investments are based on the last sale prices reported by the principal securities exchanges on which the investments are traded, or, in the absence of recorded sales, at the closing bid prices on such exchanges or over-the-counter markets. Temporary cash investments in short-term securities (principally repurchase agreements) are valued at cost, which approximates market. CDIC investments are carried at values deemed best to reflect their fair values as determined in good faith by or under the supervision of officers of CDIC specifically so authorized by its Directors. These values are based on cost adjusted for amortization of discount or premium and accrued interest, unless unusual circumstances indicate that another method of determining fair value should be considered. CBF, CUSG, CFIS, CMBF and CHYF fixed income investments are carried at values deemed best to reflect their fair values as determined in good faith by or under the supervision of officers of CBF, CUSG, CFIS, CMBF and CHYF, specifically so authorized by their Directors. These values are based on market value as quoted by dealers who are market makers in these securities or by an independent pricing service unless unusual circumstances indicate that another method of determining fair value should be considered. Market values for CBF, CUSG, CFIS and CHYF fixed income investments are based on the average of bid and ask prices and market value for CMBF is based on bid prices, or by reference to other securities with comparable ratings, interest rates and maturities. Temporary cash investments in short-term securities (principally repurchase agreements) are valued at cost, which approximates market. Futures contracts - CSF occasionally utilizes futures contracts to hedge against market conditions affecting the value of securities that CSF owns or intends to purchase. Futures contracts are marked to market daily and the variation margin is recorded as an unrealized gain or loss. When a futures contract is closed, a realized gain or loss is recorded equal to the difference between the opening and closing value of the contract. Net realized losses arising from such transactions were not significant for the period ended June 30, 1995 and are included in realized losses on investment transactions. CSF had no outstanding contracts at June 30, 1995. Forward foreign currency exchange contracts - In connection with portfolio purchases and sales of securities denominated in a foreign currency, CISF enters into forward foreign currency exchange contracts (contracts). Additionally, CISF enters into contracts to hedge certain other foreign currency denominated assets. Contracts are recorded at market value. CISF could be exposed to risks if counterparties to the contracts are unable to meet the terms of their contracts or if the value of the foreign currency changes unfavorably. Net realized losses arising from such transactions amounted to $2,896,386 and are included in net realized loss from foreign currency related transactions. CISF had no outstanding contracts at June 30, 1995. 55 NOTES TO FINANCIAL STATEMENTS, CONTINUED -------------------------------------------------------------------------------- 1. Significant accounting policies (continued): Foreign currency translations - The books and records of CISF are maintained in U.S. dollars. Foreign currency transactions are translated into U.S. dollars on the following basis: (i) market value of investment securities, other assets, and liabilities at the daily rates of exchange, and (ii) purchases and sales of investment securities, dividend and interest income and certain expenses at the rates of exchange prevailing on the respective dates of such transactions. CISF does not isolate that portion of the results of operations resulting from changes in foreign exchange rates on investments from the fluctuations arising from changes in market prices of securities held. Such fluctuations are included with the net realized and unrealized gain or loss from investments. Reported net realized foreign exchange gains or losses arise from the following: sales and maturities of short-term securities; sales of foreign currencies; currency gains or losses realized between the trade and settlement dates on securities transactions; and the difference between the amounts of dividends, interest, and foreign withholding taxes recorded on CISF's books and the U.S. dollar equivalent of the amounts actually received or paid. Net unrealized foreign exchange gains and losses arise from changes in the value of assets and liabilities other than investments in securities at June 30, 1995, resulting from changes in the exchange rate. Interest and dividend income - Interest income is recorded on the accrual basis and dividend income is recorded on the ex-dividend date. The majority of dividend income recorded by CREF is from Real Estate Investment Trusts (REITs). For tax purposes, a portion of these dividends consist of capital gains and return of capital. For financial reporting purposes, these dividends are recorded as dividend income. Shareholder distributions - CCSF, CREF and CBF distribute net investment income quarterly and any net realized gains from investment transactions annually. CGF, CISF and CSF distribute net investment income and any net realized gains annually. CDIC distributes its net investment income daily - including any realized investment gains or losses. CUSG, CFIS, CMBF and CHYF distribute their net investment income monthly and any net realized gains annually. Distributions to shareholders are recorded on the record date. Income and capital gain distributions are determined in accordance with income tax regulations which may differ from generally accepted accounting principles. These differences are primarily due to differing treatments for foreign currency transactions, net operating losses, deferral of wash sales and return of capital received from REITs. Federal income taxes - The Funds have made no provision for federal income taxes on net investment income or net realized gains from sales of securities, since it is the intention of the Funds to comply with the provisions of the Internal Revenue Code available to certain investment companies, and to make distributions of income and security profits sufficient to relieve them from substantially all federal income taxes. Other - Investment transactions are accounted for on the date the investments are purchased or sold. The cost of investments sold is determined by the use of the specific identification method for both financial reporting and income tax purposes. Realized gains and losses from investment transactions and unrealized appreciation or depreciation of investments are reported on the basis of identified costs. The Funds, through their custodians, receive delivery of underlying securities collateralizing repurchase agreements (included in temporary cash investments). Market values of these securities are required to be at least 100% of the cost of the repurchase agreements. The Funds' investment advisor determines that the value of the underlying securities is at all times at least equal to the resale price. In the event of default or bankruptcy by the other party to the agreement, realization and/or retention of the collateral may be subject to legal proceedings. 56 NOTES TO FINANCIAL STATEMENTS, CONTINUED -------------------------------------------------------------------------------- 1. Significant accounting policies (continued): CHYF invests in lower rated debt securities, which may be more susceptible to adverse economic conditions than investment grade holdings. These securities are often subordinated to the prior claims of other senior lenders, and uncertainties exist as to an issuer's ability to meet principal and interest payments. At June 30, 1995, 100% of the Fund's portfolio was invested in securities rated Ba (62%) or B (38%) by Moody's Investor Services, Inc. 2. Investment transactions: Aggregate purchases, sales and maturities, net realized gain (loss) and unrealized appreciation (depreciation) of securities, including temporary cash investments for CDIC and excluding temporary cash investments for all other Funds, for the period ended June 30, 1995 were as follows:
Columbia Columbia Columbia Columbia Common Stock Growth Int'l Stock Special Fund, Inc. (CCSF) Fund, Inc. (CGF) Fund, Inc. (CISF) Fund, Inc. (CSF) ----------------- ---------------- ----------------- ---------------- Purchases: Investment securities other than U.S. Government obligations..... $ 89,129,360 $319,180,257 $ 85,537,295 $1,257,716,272 ================= ================ ================= ================ Sales and Maturities: Investment securities other than U.S. Government obligations..... $ 35,305,146 $292,043,141 $ 98,969,514 $1,092,636,346 ================= ================ ================= ================ Net Realized Gain (Loss): Investment securities other than U.S. Government obligations..... $ 2,976,763 $ 27,286,206 $ (1,264,346) $ 70,317,264 ================= ================ ================= ================ Unrealized Appreciation (Depreciation): Appreciation...................... $ 27,075,916 $125,221,110 $ 7,098,841 $ 134,119,500 Depreciation...................... (3,407,241) (14,017,584) (4,308,887) (17,921,894) ----------------- ---------------- ----------------- ---------------- Net unrealized appreciation..... $ 23,668,675 $111,203,526 $ 2,789,954 $ 116,197,606 ================= ================ ================= ================ Unrealized Appreciation (Depreciation) for federal income tax purposes: Appreciation...................... $ 27,213,588 $125,322,268 $ 6,615,664 $ 134,217,326 Depreciation...................... (3,307,626) (13,898,593) (4,419,336) (18,049,230) ----------------- ---------------- ----------------- ---------------- Net unrealized appreciation..... $ 23,905,962 $111,423,675 $ 2,196,328 $ 116,168,096 ================= ================ ================= ================ For federal income tax purposes, the cost of investments owned at June 30, 1995................. $164,245,469 $576,797,122 $ 91,786,053 $ 986,020,538 ================= ================ ================= ================
57 NOTES TO FINANCIAL STATEMENTS, CONTINUED -------------------------------------------------------------------------------- 2. Investment transactions (continued):
Columbia Columbia Columbia Columbia U.S. Real Estate Equity Balanced Daily Income Gov't Securities Fund, Inc. (CREF) Fund, Inc. (CBF) Company (CDIC) Fund, Inc. (CUSG) ------------------ ---------------- -------------- ----------------- Purchases: Investment securities other than U.S. Government obligations..... $ 4,384,165 $131,217,287 $4,349,692,394 U.S. Government obligations....... 102,718,370 63,985,887 $65,222,633 ------------------ ---------------- -------------- ----------------- Total purchases................. $ 4,384,165 $233,935,657 $4,413,678,281 $65,222,633 ================== ================ ============== ================= Sales and Maturities: Investment securities other than U.S. Government obligations..... $ 3,788,612 $ 70,958,905 $4,301,086,911 U.S. Government obligations....... 92,606,786 117,063,818 $62,785,098 ------------------ ---------------- -------------- ----------------- Total sales and maturities...... $ 3,788,612 $163,565,691 $4,418,150,729 $62,785,098 ================== ================ ============== ================= Net Realized Gain: Investment securities other than U.S. Government obligations..... $ 91,073 $ 4,168,411 U.S. Government obligations....... 865,365 $ 473,705 ------------------ ---------------- ----------------- Total net realized gain......... $ 91,073 $ 5,033,776 $ 473,705 ================== ================ ================= Unrealized Appreciation (Depreciation): Appreciation...................... $ 572,747 $ 34,002,590 $ 145,799 Depreciation...................... (879,658) (3,166,134) (23,623) ------------------ ---------------- ----------------- Net unrealized appreciation (depreciation)................ $ (306,911) $ 30,836,456 $ 122,176 ================== ================ ================= Unrealized Appreciation (Depreciation) for federal income tax purposes: Appreciation...................... $ 740,016 $ 34,112,240 $ 145,799 Depreciation...................... (629,674) (3,053,901) (23,623) ------------------ ---------------- ----------------- Net unrealized appreciation..... $ 110,342 $ 31,058,339 $ 122,176 ================== ================ ================= For federal income tax purposes, the cost of investments owned at June 30, 1995.................. $16,976,489 $307,366,417 $ 731,356,665 $36,151,234 ================== ================ ============== =================
58 NOTES TO FINANCIAL STATEMENTS, CONTINUED -------------------------------------------------------------------------------- 2. Investment transactions (continued):
Columbia Fixed Columbia Columbia Income Securities Municipal Bond High Yield Fund, Inc. (CFIS) Fund, Inc. (CMBF) Fund, Inc. (CHYF) ----------------- ----------------- ----------------- Purchases: Investment securities other than U.S. Government obligations....... $ 68,631,172 $ 57,528,349 $ 9,408,402 U.S. Government obligations......... 150,115,312 ----------------- ----------------- ----------------- Total purchases................... $218,746,484 $ 57,528,349 $ 9,408,402 ================= ================= ================= Sales and Maturities: Investment securities other than U.S. Government obligations....... $ 50,282,519 $ 46,281,638 $ 5,361,321 U.S. Government obligations......... 156,711,326 ----------------- ----------------- ----------------- Total sales and maturities........ $206,993,845 $ 46,281,638 $ 5,361,321 ================= ================= ================= Net Realized Gain (Loss): Investment securities other than U.S. Government obligations....... $ 562,116 $ 1,458,962 $ (102,642) U.S. Government obligations......... 751,716 ----------------- ----------------- ----------------- Total net realized gain (loss).... $ 1,313,832 $ 1,458,962 $ (102,642) ================= ================= ================= Unrealized Appreciation (Depreciation): Appreciation........................ $ 10,793,220 $ 12,112,920 $ 399,908 Depreciation........................ (732,372) (2,900,096) (108,136) ----------------- ----------------- ----------------- Net unrealized appreciation....... $ 10,060,848 $ 9,212,824 $ 291,772 ================= ================= ================= Unrealized Appreciation (Depreciation) for federal income tax purposes: Appreciation........................ $ 10,575,348 $ 12,112,920 $ 399,908 Depreciation........................ (732,372) (2,900,096) (108,136) ----------------- ----------------- ----------------- Net unrealized appreciation....... $ 9,842,976 $ 9,212,824 $ 291,772 ================= ================= ================= For federal income tax purposes, the cost of investments owned at June 30, 1995.................... $264,347,292 $349,481,832 $16,598,809 ================= ================= =================
59 NOTES TO FINANCIAL STATEMENTS, CONTINUED -------------------------------------------------------------------------------- 3. Capital Stock:
Columbia Columbia Columbia Common Stock Growth Int'l Stock Fund, Inc. (CCSF) Fund, Inc. (CGF) Fund, Inc. (CISF) --------------------------- --------------------------- --------------------------- 1995 1994 1995 1994 1995 1994 ------------ ------------ ------------ ------------ ------------ ------------ Shares: Shares sold........................... 4,555,025 3,682,715 3,240,790 4,615,526 1,513,299 7,451,585 Shares issued for reinvestment of dividends........................ 84,128 226,986 1,199,800 157,112 ------------ ------------ ------------ ------------ ------------ ------------ 4,639,153 3,909,701 3,240,790 5,815,326 1,513,299 7,608,697 Less shares redeemed.................. (833,159) (2,300,962) (2,354,133) (4,945,078) (2,622,911) (3,712,084) ------------ ------------ ------------ ------------ ------------ ------------ Net increase (decrease) in shares..... 3,805,994 1,608,739 886,657 870,248 (1,109,612) 3,896,613 ============ ============ ============ ============ ============ ============ Amounts: Sales................................. $ 73,978,118 $ 56,500,667 $ 86,871,246 $120,942,572 $ 17,810,655 $ 98,676,874 Reinvestment of dividends............. 1,403,033 3,433,537 29,707,040 1,951,331 ------------ ------------ ------------ ------------ ------------ ------------ 75,381,151 59,934,204 86,871,246 150,649,612 17,810,655 100,628,205 Less redemptions...................... (13,324,829) (35,215,651) (62,970,376) (129,375,610) (30,847,784) (48,584,623) ------------ ------------ ------------ ------------ ------------ ------------ Net increase (decrease)............... $ 62,056,322 $ 24,718,553 $ 23,900,870 $ 21,274,002 $(13,037,129) $ 52,043,582 ============ ============ ============ ============ ============ ============ Capital stock authorized (shares)..... 100,000,000 100,000,000 100,000,000 Par Value............................. no par $.01 no par
Columbia Columbia Columbia Special Real Estate Equity Balanced Fund, Inc. (CSF) Fund, Inc. (CREF) Fund, Inc. (CBF) --------------------------- --------------------------- --------------------------- 1995 1994 1995 1994(1) 1995 1994 ------------ ------------ ------------ ------------ ------------ ------------ Shares: Shares sold........................... 14,730,067 28,466,146 300,433 1,626,036 6,714,213 7,663,751 Shares issued for reinvestment of dividends........................ 2,783,927 49,326 55,087 339,704 481,500 ------------ ------------ ------------ ------------ ------------ ------------ 14,730,067 31,250,073 349,759 1,681,123 7,053,917 8,145,251 Less shares redeemed.................. (7,151,510) (23,254,058) (259,608) (195,962) (1,826,812) (4,116,129) ------------ ------------ ------------ ------------ ------------ ------------ Net increase in shares................ 7,578,557 7,996,015 90,151 1,485,161 5,227,105 4,029,122 ============ ============ ============ ============ ============ ============ Amounts: Sales................................. $284,825,160 $564,106,978 $ 3,466,136 $ 19,353,479 $121,996,771 $135,254,333 Reinvestment of dividends............. 51,753,189 566,486 638,352 6,352,620 8,338,614 ------------ ------------ ------------ ------------ ------------ ------------ 284,825,160 615,860,167 4,032,622 19,991,831 128,349,391 143,592,947 Less redemptions...................... (140,441,365) (456,331,880) (2,989,692) (2,273,439) (33,209,081) (72,224,211) ------------ ------------ ------------ ------------ ------------ ------------ Net increase.......................... $144,383,795 $159,528,287 $ 1,042,930 $ 17,718,392 $ 95,140,310 $ 71,368,736 ============ ============ ============ ============ ============ ============ Capital stock authorized (shares)..... 100,000,000 100,000,000 100,000,000 Par Value............................. $.01 no par no par (1) From inception of operations on March 16, 1994.
60 NOTES TO FINANCIAL STATEMENTS, CONTINUED -------------------------------------------------------------------------------- 3. Capital Stock (continued):
Columbia Columbia U.S. Columbia Fixed Daily Income Gov't Securities Income Securities Company (CDIC) Fund, Inc. (CUSG) Fund, Inc. (CFIS) ------------------------------ --------------------------- --------------------------- 1995 1994 1995 1994 1995 1994 ------------- -------------- ------------ ------------ ------------ ------------ Shares: Shares sold......................... 606,001,573 1,294,012,916 1,163,229 3,000,274 3,345,623 5,778,520 Shares issued for reinvestment of dividends...................... 19,516,728 22,994,899 114,605 174,819 654,113 1,244,614 ------------- -------------- ------------ ------------ ------------ ------------ 625,518,301 1,317,007,815 1,277,834 3,175,093 3,999,736 7,023,134 Less shares redeemed................ (625,089,965) (1,131,440,600) (895,714) (3,277,333) (3,158,799) (8,652,209) ------------- -------------- ------------ ------------ ------------ ------------ Net increase (decrease) in shares... 428,336 185,567,215 382,120 (102,240) 840,937 (1,629,075) ============= ============== ============ ============ ============ ============ Amounts: Sales............................... $ 606,001,573 $1,294,012,916 $ 9,437,997 $ 24,536,810 $ 41,978,881 $ 73,805,629 Reinvestment of dividends........... 19,516,728 22,994,899 932,617 1,423,095 8,309,903 15,689,020 ------------- -------------- ------------ ------------ ------------ ------------ 625,518,301 1,317,007,815 10,370,614 25,959,905 50,288,784 89,494,649 Less redemptions.................... (625,089,965) (1,131,440,600) (7,259,053) (26,845,188) (39,749,238) (110,102,529) ------------- -------------- ------------ ------------ ------------ ------------ Net increase (decrease)............. $ 428,336 $ 185,567,215 $ 3,111,561 $ (885,283) $ 10,539,546 $(20,607,880) ============= ============== ============ ============ ============ ============ Capital stock authorized (shares)... 2,000,000,000 100,000,000 200,000,000 Par Value........................... $.001 $.01 $.01
Columbia Columbia Municipal Bond High Yield Fund, Inc. (CMBF) Fund, Inc. (CHYF) --------------------------- --------------------------- 1995 1994 1995 1994 ------------ ------------ ------------ ------------ Shares: Shares sold........................... 2,969,249 6,856,898 510,801 931,402 Shares issued for reinvestment of dividends........................ 658,633 1,422,578 64,540 83,757 ------------ ------------ ------------ ------------ 3,627,882 8,279,476 575,341 1,015,159 Less shares redeemed.................. (2,690,566) (12,549,998) (137,907) (192,577) ------------ ------------ ------------ ------------ Net increase (decrease) in shares..... 937,316 (4,270,522) 437,434 822,582 ============ ============ ============ ============ Amounts: Sales................................. $ 35,243,985 $ 83,098,663 $ 4,778,316 $ 8,749,569 Reinvestment of dividends............. 7,874,525 16,933,561 605,406 779,126 ------------ ------------ ------------ ------------ 43,118,510 100,032,224 5,383,722 9,528,695 Less redemptions...................... (32,061,787) (149,441,980) (1,277,396) (1,786,278) ------------ ------------ ------------ ------------ Net increase (decrease)............... $ 11,056,723 $(49,409,756) $ 4,106,326 $ 7,742,417 ============ ============ ============ ============ Capital stock authorized (shares)..... 100,000,000 100,000,000 Par Value............................. $.01 no par
61 NOTES TO FINANCIAL STATEMENTS, CONTINUED -------------------------------------------------------------------------------- 4. Transactions with affiliates and related parties:
Columbia Columbia Columbia Columbia Common Stock Growth Int'l Stock Special Fund, Inc. (CCSF) Fund, Inc. (CGF) Fund, Inc. (CISF) Fund, Inc. (CSF) ----------------- ------------------ ----------------- --------------------- Investment management fees incurred.............................. $479,117 $2,044,357 $507,680 $4,502,096 Investment management fee............... .60 of 1% .75 of 1% to 1% 1% to computation basis (percentage of $200,000,000 daily $500,000,000 daily daily net assets per annum) net assets; .625 of net assets; .75 of 1% 1% between in excess of $200,000,000 and $500,000,000 $500,000,000; and .50 of 1% in excess of $500,000,000 Transfer agent fee (included in shareholder servicing costs).......... $68,726 $217,512 $91,281 $289,603 Fees earned by directors not affiliated with each Fund's investment advisor, transfer agent, or Columbia Management Co. ........... $1,615 $5,107 $734 $8,340 Value of investments held at June 30, 1995 by: Columbia Management Co. ............ $371,081 $55,110 $1,535,655 Columbia Funds Management Co. ...... $67,773 $21,741 $13,201 $800,619
Columbia Columbia Columbia Columbia U.S. Real Estate Equity Balanced Daily Income Gov't Securities Fund, Inc. (CREF) Fund, Inc. (CBF) Company (CDIC) Fund, Inc. (CUSG) ------------------ ---------------- -------------- ----------------- Investment management fees incurred.............................. $65,218 $788,782 $1,729,581 $87,372 Investment management fee............... .75 of 1% .50 of 1% .50 of 1% to .50 of 1% computation basis (percentage of $500,000,000 daily net assets per annum) daily net assets; .45 of 1% between $500,000,000 and $1,000,000,000; and .40 of 1% in excess of $1,000,000,000 Transfer agent fee (included in shareholder servicing costs).......... $8,610 $107,538 $279,594 $16,055 Fees earned by directors not affiliated with each Fund's investment advisor, transfer agent, or Columbia Management Co. .............. $133 $2,572 $5,400 $273 Value of investments held at June 30, 1995 by: Columbia Management Co. ............ $112,665 $14,588,336 $384,063 Columbia Funds Management Co. ...... $19,969 $3,172,260 $60,300
62 NOTES TO FINANCIAL STATEMENTS, CONTINUED -------------------------------------------------------------------------------- 4. Transactions with affiliates and related parties (continued):
Columbia Fixed Columbia Columbia Income Securities Municipal Bond High Yield Fund, Inc. (CFIS) Fund, Inc. (CMBF) Fund, Inc. (CHYF) ----------------- ----------------- ----------------- Investment management fees incurred.............................. $665,271 $894,949 $44,880 Investment management fee............. .50 of 1% .50 of 1% .60 of 1% computation basis (percentage of daily net assets per annum) Transfer agent fee (included in shareholder servicing costs)........ $80,513 $42,541 $6,857 Fees earned by directors not affiliated with each Fund's investment advisor, transfer agent, or Columbia Management Co. ......... $2,021 $2,683 $122 Value of investments held at June 30, 1995 by: Columbia Management Co. ......... $841,811 $1,554,789 $277,616 Columbia Funds Management Co. ... $272,175 $217,663 $278,060
The investment advisor of the Funds is Columbia Funds Management Company. The transfer agent for the Funds is Columbia Trust Company, a subsidiary of Columbia Funds Management Company. The transfer agent is compensated based on a per account fee. The contracts for investment advisory and transfer agent services for the Funds must be renewed annually by a majority vote of the Funds' shareholders or by the directors of the Funds. Certain officers and directors of the Funds are also officers and directors of Columbia Funds Management Company, Columbia Trust Company and Columbia Management Company. They did not receive any direct payments from the Funds. At June 30, 1995, certain officers and directors of the Funds held investments of $2,544,023 in CREF. At June 30, 1995, CSF had investments in securities of U.S. Bancorp. This bank performed services for CSF. 63 NOTES -------------------------------------------------------------------------------- 64 NOTES -------------------------------------------------------------------------------- 65 NOTES -------------------------------------------------------------------------------- COLUMBIA FUNDS ---------------------------------------- DIRECTORS ---------------------------------------- James C. George J. Jerry Inskeep, Jr. John A. Kemp Thomas R. Mackenzie James F. Rippey Richard L. Woolworth ---------------------------------------- OFFICERS ---------------------------------------- J. Jerry Inskeep, Jr., Chairman John A. Kemp, President George L. Hanseth, Senior Vice President Albert D. Corrado, Vice President Lawrence S. Viehl, Vice President Jeff B. Curtis, Secretary ---------------------------------------- INVESTMENT ADVISOR ---------------------------------------- COLUMBIA FUNDS MANAGEMENT COMPANY 1300 S.W. Sixth Avenue P.O. Box 1350 Portland, Oregon 97207-1350 ---------------------------------------- LEGAL COUNSEL ---------------------------------------- STOEL RIVES 900 S.W. Fifth Avenue, Suite 2300 Portland, Oregon 97204-1268 ---------------------------------------- AUDITORS ---------------------------------------- COOPERS & LYBRAND L.L.P. 2700 First Interstate Tower Portland, Oregon 97201 ---------------------------------------- TRANSFER AGENT ---------------------------------------- COLUMBIA TRUST COMPANY 1301 S.W. Fifth Avenue P.O. Box 1350 Portland, Oregon 97207-1350 This information must be preceded or accompanied by a current prospectus. Portfolio changes should not be considered recommendations for action by individual investors.