EX-99.77ORULE10F-3 2 nsar77o_05csf.txt EXHIBIT 77.O 77.O TRANSACTIONS EFFECTED PURSUANT TO RULE 10F-3 Columbia Special Fund, Inc.: Qualifying transactions are listed below. On a quarterly basis, the Registrant's Board of Directors receives a Form 10F-3 containing information that enables them to determine that all purchases made during the quarter were effected in compliance with the Registrant's 10F-3 procedures. 1) Issuer: Sycamore Networks, Inc. Date of Purchase: 3/14/2000 Underwriter from whom Purchased: First Boston (Credit Suisse) Affiliated Underwriters: Robertson Stephens Other Members of Syndicate: Morgan (JP) & Co. Lehman Brothers Dain Rquscher Wessels Morgan Stanley Dean Witter Thomas Weisel Partners LLC Aggregate dollar amount of purchase: $56,343,750 Aggregate dollar amount of offering: $253,750,000 Purchase price (net of fees and expenses): $146.83 per share Date offering commenced: 3/14/2000 Commission: $3.42 2) Issuer: Sonus Networks Date of Purchase: 5/24/2000 Underwriter from whom Purchased: Goldman Sachs & Co. Affiliated Underwriters: FleetBoston Robertson Stephens Other Members of Syndicate: Morgan (JP) & Co. Lehman Brothers Aggregate dollar amount of purchase: $115,000 Aggregate dollar amount of offering: $115,000,000 Purchase price (net of fees and expenses): $22.04 Date offering commenced: 5/24/2000 Commission: $0.96 3) Issuer: ONI Systems Date of Purchase: 5/31/2000 Underwriter from whom Purchased: Goldman Sachs & Co. Affiliated Underwriters: FleetBoston Robertson Stephens Other Members of Syndicate: Chase H & O Banc of America Securities LLC Aggregate dollar amount of purchase: $1,125,000 Aggregate dollar amount of offering: $200,000,000 Purchase price (net of fees and expenses): $23.95 Date offering commenced: 5/31/2000 Commission: $1.05 4) Issuer: Cox Radio, Inc. Date of Purchase: 6/21/2000 Underwriter from whom Purchased: First Boston (Credit Suisse) Affiliated Underwriters: Fleet Securities Other Members of Syndicate: Salomon Smith Barney Banc of America Securities LLC Morgan Stanley Dean Witter Allen & Company First Union Securities Aggregate dollar amount of purchase: $7,250,000 Aggregate dollar amount of offering: $232,000,000 Purchase price (net of fees and expenses): $28.30 Date offering commenced: 6/21/2000 Commission: $0.70