-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ENHMoWtJlkrIgvk+9WkBRxfikFukkWc8S3Yk1FaytoJ7QiLGPKDSTWS5K9OY4iac FS4EOGBGvS8VBYMdeE5ClA== /in/edgar/work/20000829/0000707833-00-500008/0000707833-00-500008.txt : 20000922 0000707833-00-500008.hdr.sgml : 20000922 ACCESSION NUMBER: 0000707833-00-500008 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20000630 FILED AS OF DATE: 20000829 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBIA SPECIAL FUND INC CENTRAL INDEX KEY: 0000773599 STANDARD INDUSTRIAL CLASSIFICATION: [ ] STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: SEC FILE NUMBER: 811-04362 FILM NUMBER: 711640 BUSINESS ADDRESS: STREET 1: 1300 SW SIXTH AVE STREET 2: P O BOX 1350 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CURTIS TITLE PRESIDENT EX-99.77ORULE10F-3 2 nsar77o_05csf.txt EXHIBIT 77.O 77.O TRANSACTIONS EFFECTED PURSUANT TO RULE 10F-3 Columbia Special Fund, Inc.: Qualifying transactions are listed below. On a quarterly basis, the Registrant's Board of Directors receives a Form 10F-3 containing information that enables them to determine that all purchases made during the quarter were effected in compliance with the Registrant's 10F-3 procedures. 1) Issuer: Sycamore Networks, Inc. Date of Purchase: 3/14/2000 Underwriter from whom Purchased: First Boston (Credit Suisse) Affiliated Underwriters: Robertson Stephens Other Members of Syndicate: Morgan (JP) & Co. Lehman Brothers Dain Rquscher Wessels Morgan Stanley Dean Witter Thomas Weisel Partners LLC Aggregate dollar amount of purchase: $56,343,750 Aggregate dollar amount of offering: $253,750,000 Purchase price (net of fees and expenses): $146.83 per share Date offering commenced: 3/14/2000 Commission: $3.42 2) Issuer: Sonus Networks Date of Purchase: 5/24/2000 Underwriter from whom Purchased: Goldman Sachs & Co. Affiliated Underwriters: FleetBoston Robertson Stephens Other Members of Syndicate: Morgan (JP) & Co. Lehman Brothers Aggregate dollar amount of purchase: $115,000 Aggregate dollar amount of offering: $115,000,000 Purchase price (net of fees and expenses): $22.04 Date offering commenced: 5/24/2000 Commission: $0.96 3) Issuer: ONI Systems Date of Purchase: 5/31/2000 Underwriter from whom Purchased: Goldman Sachs & Co. Affiliated Underwriters: FleetBoston Robertson Stephens Other Members of Syndicate: Chase H & O Banc of America Securities LLC Aggregate dollar amount of purchase: $1,125,000 Aggregate dollar amount of offering: $200,000,000 Purchase price (net of fees and expenses): $23.95 Date offering commenced: 5/31/2000 Commission: $1.05 4) Issuer: Cox Radio, Inc. Date of Purchase: 6/21/2000 Underwriter from whom Purchased: First Boston (Credit Suisse) Affiliated Underwriters: Fleet Securities Other Members of Syndicate: Salomon Smith Barney Banc of America Securities LLC Morgan Stanley Dean Witter Allen & Company First Union Securities Aggregate dollar amount of purchase: $7,250,000 Aggregate dollar amount of offering: $232,000,000 Purchase price (net of fees and expenses): $28.30 Date offering commenced: 6/21/2000 Commission: $0.70 EX-27 3 fds050600.xfd
6 THIS SCHEDULE CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM THE UNAUDITED SEMI-ANNUAL REPORT OF THE COLUMBIA FUNDS DATED JUNE 30, 2000, AND THE AUDITED ANNUAL REPORT OF THE COLUMBIA FUNDS DATED DECEMBER 31, 1999, AND IS QUALIFIED IN ITS ENTIRETY BY REFERENCE TO SUCH FINANCIAL STATEMENTS. 6-MOS Jan-01-2000 Dec-31-2000 Jun-30-2000 800,946,629 1,161,383,819 9,535,703 0 0 1,170,919,522 16,639,383 0 3,064,522 19,703,905 0 515,751,012 31,567,401 30,686,574 (2,481,082) 0 277,508,497 0 360,437,190 1,151,215,617 1,120,547 1,780,059 0 5,381,688 (2,481,082) 170,389,752 33,140,893 201,049,563 0 0 0 0 7,186,912 6,306,085 0 232,893,625 0 107,118,745 0 0 4,685,714 0 5,381,688 1,089,722,646 29.93 (0.08) 6.62 0 0 0 36.47 1
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