-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GaqCAGcf0nMDptiMwbkumixFcJZef2xOfTb0qGYtKjb5mERD8voTrKa5vg1vt8HI WIl1urQ7MzcgwV7BkcX6VA== 0001144204-08-050536.txt : 20080829 0001144204-08-050536.hdr.sgml : 20080829 20080829132321 ACCESSION NUMBER: 0001144204-08-050536 CONFORMED SUBMISSION TYPE: 10QSB/A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20071031 FILED AS OF DATE: 20080829 DATE AS OF CHANGE: 20080829 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KINGS ROAD ENTERTAINMENT INC CENTRAL INDEX KEY: 0000773588 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812] IRS NUMBER: 953587522 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10QSB/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-14234 FILM NUMBER: 081048280 BUSINESS ADDRESS: STREET 1: 468 N. CAMDEN DRIVE CITY: BEVERLY HILLS STATE: CA ZIP: 90210 BUSINESS PHONE: (310) 278-9975 MAIL ADDRESS: STREET 1: 468 N. CAMDEN DRIVE CITY: BEVERLY HILLS STATE: CA ZIP: 90210 10QSB/A 1 v125261_10qsb-a.htm

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 
FORM 10-QSB/A
(Amendment No. 1)
 

 
x
QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934
For the quarter ended October 31, 2007
-OR-

o
TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934
For the transition period from:         to
 
Commission File Number 0-14234

 
KINGS ROAD ENTERTAINMENT, INC.
(Exact Name of Registrant as Specified in Its Charter)
 
DELAWARE
 
95-3587522
(State or other jurisdiction of
 
(I.R.S. Employer Identification No.)
incorporation or organization)
 
 
 
 
 
468 N. Camden Drive
Beverly Hills, California
 
90210
(Address of principal executive offices)
 
(Zip Code)
 
310-278-9975
(Registrant’s telephone number, including area code)
 
(Former name, former address or former fiscal year, if changed since last report)

Check whether the issuer: (1) filed all reports required to be filed by Section 13 or 15(d) of the Exchange Act during the past 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes o    No  þ

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, or a non-accelerated filer. See definition of “accelerated filer and large accelerated filer” in Rule 12b-2 of the Exchange Act. (Check one): Large accelerated filer o Accelerated filer o Non-accelerated filer þ

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange)  oYes   þNo

The number of shares outstanding of the Registrant’s common stock, as of October 31, 2007 was 6,206,493 shares. As of July 31, 2008 the number of shares outstanding of the Registrant’s common stock was 9,956,493.


 
EXPLANATORY NOTE
 
Kings Road Entertainment, Inc. (the Registrant) is filing this amendment (the Form 10-Q/A) to our Quarterly Report on Form 10-Q for the quarter ended October 31, 2007 (the Form 10-Q), filed on August 22, 2008, solely to correct a clerical error on the cover page regarding the number of shares of common stock outstanding. The cover page of this Form 10-Q/A correctly states that the number of shares of outstanding common stock of the Registrant on July 31, 2008 was 9,956,493.
 
This Form 10-Q/A should be read in conjunction with the original Form 10-Q, which continues to speak as of the date of the Form 10-Q. Except as specifically noted above, this Form 10-Q/A does not modify or update disclosures in the original Form 10-Q. Accordingly, this Form 10-Q/A does not reflect events occurring after the filing of the Form 10-Q or modify or update any related or other disclosures.
 
 
 

 
 
ITEM 6. EXHIBITS

31.1
Rule 13a-14 (a)/15d-14 (a) Certification of Principal Executive Officer.
   
31.2
Rule 13a-14 (a)/15d-14 (a) Certification of Chief Financial Officer.



SIGNATURES

Pursuant to the requirements of Section 13 of 15(d) of the Securities and Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 
KINGS ROAD ENTERTAINMENT, INC.
 
(Registrant)
     
By:
/s/ Philip Holmes
   
Philip Holmes, President and Principal Executive Officer


 
EX-31.1 2 v125261_ex31-1.htm
EXHIBIT 31.1
CERTIFICATION

I, Philip Holmes, certify that:

 
1. I have reviewed this quarterly report on Form 10-QSB/A of Kings Road Entertainment, Inc.;

2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
 
Date: August 28, 2008

/s/ Philip Holmes
Philip Holmes
President and Principal Executive Officer


 
EX-31.2 3 v125261_ex31-2.htm
EXHIBIT 31.2
CERTIFICATION

I, Robert Kainz, certify that:

 
1. I have reviewed this quarterly report on Form 10-QSB/A of Kings Road Entertainment, Inc.;

2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
 
Date: August 28, 2008

/s/ Robert Kainz
Robert Kainz
Chief Financial Officer


 
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