-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V55+Uf0D7KPSp1wwThYKO74EHcyIKN2V+fXwswwOPEc5y3Vi/CMz8prWatv8UP0g mkBtT6CAmKJenpAxV//82w== 0001093094-03-000127.txt : 20031021 0001093094-03-000127.hdr.sgml : 20031021 20031021132155 ACCESSION NUMBER: 0001093094-03-000127 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20031010 ITEM INFORMATION: Other events FILED AS OF DATE: 20031021 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KINGS ROAD ENTERTAINMENT INC CENTRAL INDEX KEY: 0000773588 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812] IRS NUMBER: 953587522 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-14234 FILM NUMBER: 03949388 BUSINESS ADDRESS: STREET 1: 3489 WEST CAHUENGA BLVD STREET 2: SUITE D CITY: HOLLYWOOD STATE: CA ZIP: 90068 BUSINESS PHONE: (323) 512-5045 MAIL ADDRESS: STREET 1: 1901 AVE OF THE STARS STREET 2: SUITE 1545 CITY: LOS ANGELES STATE: CA ZIP: 90067 8-K 1 krform8k.txt KREN FORM 8-K RE OCTOBER 10, 2003 PR SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 10, 2003 ---------------- KINGS ROAD ENTERTAINMENT, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 0-14234 95-3587522 - ----------------------- ------------------------------------ (Commission File Number) (I.R.S. Employer Identification No.) 5743 NW 66th Ave., Parkland, FL 33067-1330 - ---------------------------------------- ---------- (Address of principal executive offices) (Zip Code) (212) 709-8111 (Registrant's telephone number, including area code) 1 Item 5. Other Events. ------------ Appointment of Phillip Michael Holmes as a Director - --------------------------------------------------- On October 10, 2003, the Board of Directors appointed Philip Michael Holmes to the Board of Directors to fill the vacancy left by the resignation of Mr. Wolfgang Stangl. Mr. Holmes joins H. Martin DeFrank and Geraldine Blecker as Directors for the Company. The Directors serve for a term of one year or until the next annual meeting of shareholders at which their successors are duly elected and qualified. Philip Michael Holmes Mr. Holmes began his career in the United Kingdom as an apprentice radio and TV technician before moving into accounting at the Post Office for four years prior to his relocation to Germany in 1978. He successfully completed commercial accounting studies in Munich in 1985 while working as Chief Accountant for Ansell, an Australian distributor of household rubber goods, from 1980 to 1986. He then joined the process automation division of an American company, Combustion Engineering Inc. in their European Headquarters in Germany as their C.F.O. for Central Europe from 1986 through 1991 and accompanied their merger with ABB in 1989. From 1991 through 1997 he was C.F.O. for two U.S. and German based software companies before becoming self-employed in 1997 as a business consultant. His most notable achievement was accompanying the start-up of a cable TV company in 1998 as a co-investor, financial consultant, and acting C.F.O. through to its private placement in 2000 for 176 million euros, bringing a 400% return for its investors. In 2001, he accompanied the start-up phase of a new cable TV venture in Germany and was co-founder and main investor of Audio Elevation GmbH, a manufacturer of high-end sub-woofers. In 2002, he set up with his business partners the PFS -PRO Finance Services GmbH, a finance consulting company concentrating on start-ups, financing, mergers and acquisitions and IPO consulting. His activities as a business consultant with PFS include accompanying start-ups in the very different areas of cross-media document management, designers of customized business software, and manufacturers of environmental technology. News Release - ------------ Additionally, on October 10, 2003, Kings Road Entertainment, Inc., issued a News Release announcing Philip Michael Holmes as a new Company Director. A copy of the News Release, which is hereby incorporated by reference in this Current Report on Form 8-K, is attached hereto as Exhibit 99.1. The information in this Current Report on Form 8-K, including the exhibit, is furnished under "Item 5. Other Events" in accordance with SEC Release No. 33-8216. Furthermore, the information in this Current Report on Form 8-K, including the exhibit, shall not be deemed to be incorporated by reference into the filings of the Company under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended. 2 SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the Undersigned, thereunto duly authorized. Kings Road Entertainment, Inc. (Registrant) KINGS ROAD ENTERTAINMENT, INC. Date: October 20, 2003 /S/ Geraldine Blecker ------------------------------- By: Geraldine Blecker Its: Chief Executive Officer Date: October 20, 2003 /S/ H. Martin DeFrank ------------------------------- By: H. Martin DeFrank Its: Chief Financial Officer 3 INDEX TO EXHIBITS Exhibit Number Exhibit 99.1 Press Release dated October 10, 2003* * This exhibit is furnished to, but not filed with, the Commission by inclusion herein. 4 EX-99 3 pressrealse101003.txt EXHIBIT 99.1 - OCTOBER 10, 2003 PRESS RELEASE Exhibit 99.1 FOR IMMEDIATE RELEASE KINGS ROAD ENTERTAINMENT, INC. ANNOUNCES APPOINTMENT OF NEW DIRECTOR PARKLAND, FL (October 10, 2003): KINGS ROAD ENTERTAINMENT, INC. (NASD Bulletin Board: "KREN.OB'", Munich: "KIO" and the "Company")reported today that Mr. Wolfgang Stangl has resigned from the Company's Board of' Directors. A new director, Mr. Philip Michael Holmes, has been appointed to the Board of Directors. Mr.Holmes has been selected for his extensive experience in the area of international finance, which will complement the Company's international film and television production activities. Beginning his accounting career in the UK, he relocated to Germany in 1978, completing accounting studies in Munich in 1985. From 1991 thru 1997 he was CFO of two US and German based software companies before setting up his own consultancy and accompanied the start-up of a cable TV company in 1998 as co-investor, financial consultant and acting CFO thru to its private placement in 2000 for 176 million euros. In 2001 he accompanied the start-up phase of a new cable TV venture in Germany and was co-founder and main investor of Audio Elevation GmbH, a manufacturer of high-end sub-woofers. In 2002 he set a finance consulting company concentrating on start-ups, financing, mergers and acquisitions, and IPO consulting. Any statements contained in this release that relate to future plans, events or performance are forward looking statements that involve risks and uncertainties, including, but not limited to, market acceptance risks, the impact of competitive products and pricing, the results of current and future licensing and other collaborative relationships, the results of financing efforts, developments regarding intellectual property rights and other risks identified in the Company's U.S. Securities and Exchange Commission filings. Actual results, events or performance may differ materially. Readers are cautioned not to place undue reliance on these forward-looking statements, which speak only as of the date hereof. The Company undertakes no obligation to publicly release the results of any revisions to these forward looking statements that may be made to reflect events or circumstances after the date hereof or to reflect the occurrence of unanticipated events. For Further Information: KINGS ROAD ENTERTAINMENT, INC. Christian DeFrank: (COO) Tel. (212) 709-8111 Fax (212) 414-5072 -----END PRIVACY-ENHANCED MESSAGE-----