0000950123-01-504826.txt : 20011018
0000950123-01-504826.hdr.sgml : 20011018
ACCESSION NUMBER: 0000950123-01-504826
CONFORMED SUBMISSION TYPE: NT 10-K
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20010430
FILED AS OF DATE: 20010730
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: KINGS ROAD ENTERTAINMENT INC
CENTRAL INDEX KEY: 0000773588
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812]
IRS NUMBER: 953587522
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
FILING VALUES:
FORM TYPE: NT 10-K
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-14234
FILM NUMBER: 1692587
BUSINESS ADDRESS:
STREET 1: 3489 WEST CAHUENGA BLVD
STREET 2: SUITE D
CITY: HOLLYWOOD
STATE: CA
ZIP: 90068
BUSINESS PHONE: (323) 512-5045
MAIL ADDRESS:
STREET 1: 1901 AVE OF THE STARS
STREET 2: SUITE 1545
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
NT 10-K
1
y51866ntnt10-k.txt
KINGS ROAD ENTERTAINMENT, INC.
1
UNITED STATES SEC File Number
SECURITIES AND EXCHANGE COMMISSION 0-14234
Washington, D.C. 20549 Cusip Number
FORM 12b-25
NOTIFICATION OF LATE FILING
(Check One) X Form 10-K Form 20-F Form 11-K Form 10-Q Form N-SAR
-- -- -- -- --
For Period Ended: April 30, 2001
[ ] Transition Report on Form 10-K
[ ] Transition Report on Form 20-F
[ ] Transition Report on Form 11-K
[ ] Transition Report on Form 10-Q
[ ] Transition Report on Form N-SAR
For the Transition Period Ended:____________________________
READ ATTACHED INSTRUCTION SHEET BEFORE PREPARING FORM. PLEASE PRINT OR TYPE
Nothing in the form shall be construed to imply that the Commission has
verified any information contained herein.
--------------------------------------------------------------------------------
If the notification relates to a portion of the filing checked above,
identify the Item(s) to which the notification relates:
--------------------------------------------------------------------------------
PART I - REGISTRANT INFORMATION
KINGS ROAD ENTERTAINMENT, INC.
--------------------------------------------------------------------------------
Full Name of Registrant
N/A
--------------------------------------------------------------------------------
Former Name if Applicable
12 East 33rd Street, 12th Floor
--------------------------------------------------------------------------------
Address of Principal Executive Office (STREET AND NUMBER)
New York, New York 10016
--------------------------------------------------------------------------------
City, State and Zip Code
PART II - RULES 12b-25(b) and (c)
If the subject report could not be filed without unreasonable effort or expense
and the registrant seeks relief pursuant to Rule 12b-25(b), the following
should be completed. (Check appropriate box)
X (a) The reasons described in reasonable detail in Part III of this
--- form could not be eliminated without unreasonable effort or
expense;
X (b) The subject annual report, semi-annual report, transition
--- report on Form 10-K, Form 20-F, 11-K, Form N-SAR, or portion
thereof, will be filed on or before the fifteenth calendar day
following the prescribed due date; or the subject quarterly
report of transition report on Form 10-Q, or portion thereof
will be filed on or before the fifth calendar day following
the prescribed due date; and
(c) The accountant's statement or other exhibit required by Rule
--- 12b-25(c) has been attached if applicable.
PART III - NARRATIVE
State below in reasonable detail the reasons why the Form 10-K, 11-K, 10-Q,
N-SAR, or the transition report or portion thereof, could not be filed with the
prescribed time period. (Attach Extra Sheets if Needed)
Due to accounting requirements relating to post closing expenditures in
connection with Registrant's acquisition of Animal Town, Inc. and Registrant's
cessation of the business activity of KRTR, Inc., both of which events occurred
during this reporting period, Registrant was unable to prepare the information
required by Form 10-KSB within the prescribed time period. Registrant has used
its best efforts to complete the required information on a timely basis and has
provided its auditors with the information that they requested. Registrant
believes that the quarterly report will be completed and the Form 10-KSB will
be filed within the fifteen-day extension period permitted by Rule 12b-25.
2
PART IV - OTHER INFORMATION
(1) Name and telephone number of person to contact in regard to this
notification
Marianne G. Dorado (212) 899-5455
-------------------------- ----------- ------------------
(Name) (Area Code) (Telephone Number)
(2) Have all other periodic reports required under Section 13 or 15(d) of
the Securities Exchange Act of 1934 or Section 30 of the Investment
Company Act of 1940 during the preceding 12 months or for such shorter
period that the registrant was required to file such reports been
filed? If answer is no identify report(s).
X Yes No
-- --
(3) Is it anticipated that any significant change in results of operations
from the corresponding period for the last fiscal year will be
reflected by the earnings statements to be included in the subject
report or portion thereof? X Yes No
-- --
If so, attach an explanation of the anticipated change, both
narratively and quantitatively, and, if appropriate, state the reasons
why a reasonable estimate of the results cannot be made.
For the twelve months ended April 30, 2001, Registrant expects to report
earnings of approximately $150,000 primarily due to increased revenues
principally attributable to merchandise catalogue sales in its Animal Town
subsidiary, increased royalties from Registrant's foreign film catalogue and
the conversion of debt into equity in connection with the acquisition of the
Animal Town subsidiary. This compares to a net loss of approximately $2,172,000
for the twelve month period ended April 30, 2000.
--------------------------------------------------------------------------------
KINGS ROAD ENTERTAINMENT, INC.
------------------------------------------------------
(Name of Registrant as Specified in Charter)
has caused this notification to be signed on its behalf by the undersigned
hereunto duly authorized.
Date: July 30, 2001 By: /s/ H. Martin DeFrank
-------------- ----------------------
Chief Operating
Officer
INSTRUCTION: The form may be signed by an executive officer of the registrant
or by any other duly authorized representative. The name and title of the
persons signing the form shall be typed or printed beneath the signature. If
the statement is signed on behalf of the registrant by an authorized
representative (other than an executive officer), evidence of the
representative's authority to sign on behalf of the registrant shall be filed
with the form.
ATTENTION
Intentional misstatements or omissions of fact constitute Federal Criminal
Violations (See 18 U.S.C. 1001).
GENERAL INSTRUCTION
1. This form is required by Rule 12b-25 (17 CFR 240.12b-25) of the
General Rules and Regulations under the Securities Exchange Act of
1934.
2. One signed original and four conformed copies of this form and
amendments thereto must be completed and filed with the Securities and
Exchange Commission, Washington, D.C. 20549 in accordance with Rule
0-3 of the General Rules and Regulations under the Act. The
information contained in or filed with the form will be made a matter
of public record in the Commission files.
3. A manually signed copy of the form and amendments thereto shall be
filed with each national securities exchange on which any class of
securities of the registrant is registered.
4. Amendments to the notifications must also be filed on form 12b-25 but
need not restate information that has been correctly furnished. The
form shall be clearly identified as an amendment notification.
5. ELECTRONIC FILERS. This form shall not be used by electronic filers
unable to timely file a report solely due to electronic difficulties.
Filers unable to submit a report within the time period prescribed due
to difficulties in electronic filing should comply with either Rule
201 or Rule 202 of Regulation S-T (Section 232.201 or Section 232.202
of this chapter) or apply for an adjustment in filing date pursuant to
Rule 13(b) of Regulation S-T (Section 232.12(c) of this chapter).