0001193962-13-000002.txt : 20130212 0001193962-13-000002.hdr.sgml : 20130212 20130212173232 ACCESSION NUMBER: 0001193962-13-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130212 FILED AS OF DATE: 20130212 DATE AS OF CHANGE: 20130212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUCHWALD HERBERT T CENTRAL INDEX KEY: 0001193962 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08951 FILM NUMBER: 13598479 MAIL ADDRESS: STREET 1: 4350 S. MONACO STREET, SUITE 500 CITY: DENVER STATE: CO ZIP: 80237 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MDC HOLDINGS INC CENTRAL INDEX KEY: 0000773141 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 840622967 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4350 S MONACO STREET STREET 2: SUITE 500 CITY: DENVER STATE: CO ZIP: 80237 BUSINESS PHONE: 3037731100 MAIL ADDRESS: STREET 1: 4350 S MONACO STREET STREET 2: SUITE 500 CITY: DENVER STATE: CO ZIP: 80237 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-02-12 0000773141 MDC HOLDINGS INC MDC 0001193962 BUCHWALD HERBERT T 4350 S. MONACO STREET SUITE 500 DENVER CO 80237 1 0 0 0 Common Stock $.01 Par Value 2013-02-12 4 M 0 25000 31.77 A 25000 D Common Stock $.01 Par Value 2013-02-12 4 J 0 25000 0 D 0 D Common Stock $.01 Par Value 2013-02-12 4 J 0 25000 0 A 25000 I By Herbert Buchwald, P.A. Common Stock $.01 Par Value 2013-02-12 4 S 0 25000 39.89 D 0 D Common Stock $.01 Par Value 16862 I By Buchwald Equities Fund, LLC Common Stock $.01 Par Value 86 I By BPR Management Corp. Non-Statutory Stock Option (right to buy) 31.77 2013-02-12 4 M 0 25000 0 D 2012-02-01 2022-08-01 Common Stock $.01 Par Value 25000 0 D Shares transferred to an S-Corporation in which the Reporting Person is the sole shareholder. Shares owned by an S-Corporation in which the Reporting Person is the sole shareholder. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.60 to $40.17, inclusive. The reporting person undertakes to provide to M.D.C. Holdings, Inc., any security holder of M.D.C. Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Shares owned by a limited liability company in which the Reporting Person is a managing member. Shares owned by a corporation in which the Reporting Person is the controlling shareholder. Represents a stock option under the Company's 2011 Stock Option Plan for Non-Employee Directors which meets all of the requirements under Rule 16b-3. Herbert T. Buchwald 2013-02-12