-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EPgrXVQlxf7okaGj/k8x0wYSfu62kT10DTt01liEQzcSZBzae0S8iFBgZBg6vOiM dnm2kfi1dlGZKOW0vL+nzg== 0001193962-03-000002.txt : 20030410 0001193962-03-000002.hdr.sgml : 20030410 20030410160216 ACCESSION NUMBER: 0001193962-03-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030410 FILED AS OF DATE: 20030410 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MDC HOLDINGS INC CENTRAL INDEX KEY: 0000773141 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 840622967 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08951 FILM NUMBER: 03645699 BUSINESS ADDRESS: STREET 1: 3600 S YOSEMITE ST STE 900 CITY: DENVER STATE: CO ZIP: 80237 BUSINESS PHONE: 3037731100 MAIL ADDRESS: STREET 1: 3600 S YOSEMITE ST STREET 2: SUITE 900 CITY: DENVER STATE: CO ZIP: 80237 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: BUCHWALD HERBERT T CENTRAL INDEX KEY: 0001193962 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 3600 S YOSEMITE ST STE 900 CITY: DENVER STATE: CO ZIP: 80237 BUSINESS PHONE: 3037731100 MAIL ADDRESS: STREET 1: 3600 S YOSEMITE ST STE 900 CITY: DENVER STATE: CO ZIP: 80237 4 1 htb041003f4.txt HERBERT T. BUCHWALD, FORM 4 04/10/03
-------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION | FORM 4 | Washington, D.C. 20549 -------- | | Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP (Print or Type Responses) Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940. - ----------------------------------------------------------------------------------------------------------------------------------- | 1. Name and Address of | 2. Issuer Name and Ticker or Trading Symbol | 6. Relationship of Reporting Person(s) | | Reporting Person* | | to Issuer (Check all applicable) | | | M.D.C. Holdings, Inc. / MDC | | | Buchwald, Herbert T. | | _X_ Director ___ 10% Owner | |------------------------------|-------------------------------|-----------------------| | | (Last) (First) (Middle) | 3. I.R.S. Identification | 4. Statement for | ___ Officer ___ Other | | | Number of Reporting Person | Month/Day/Year | (give title below) (specify below) | | | if an entity (voluntary) | | | | | | April 10, 2003 | Director | | 3600 S. Yosemite St, #900 | | | ___________________________________ | |------------------------------| |-----------------------|------------------------------------------| | (Street) | | 5. If Amendment, | 7. Individual or Joint/Group Filing | | | | Date of Original | (Check Applicable Line) | | | | (Month/Day/Year) | | | | | | _X_ Form filed by One Reporting Person | | | | | | | | | | ___ Form filed by More than One | | | | | Reporting Person | | Denver, Colorado 80237 | | | | |------------------------------|--------------------------------------------------------------------------------------------------| | (City) (State) (Zip) | Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |---------------------------------------------------------------------------------------------------------------------------------| | 1. Title of Security |2.Trans-|2A.Deemed|3.Trans- |4. Securities |5.Amount of |6.Ownership |7. Nature of | | (Instr.3) | action| Execu-| action | Acquired (A) or | Securities | Form: | Indirect | | | Date | tion | Code | Disposed of (D) | Beneficially | Direct (D) | Bene- | | | | Date, |(Instr.8)| (Instr.3, 4 and 5) | Owned | or | ficial | | |(Month/ | if any|---------|------------------------| Following | Indirect (I)| Ownership | | | Day/ | (Month/ | | | | (A) | | Reported | (Instr. 4) | (Instr. 4) | | | Year) | Day/ | | | | or | | Transaction(s)| | | | | | Year) |Code | V | Amount | (D) | Price | (Instr.3 and 4)| | | |-----------------------------|--------|---------|-----|---|----------|-----|-------|----------------|--------------|-------------| |Common Stock $.01 Par Value |04/10/03| | A | | 22,750 | A | | | | | |-----------------------------|--------|---------|-----|---|----------|-----|-------|----------------|--------------|-------------| | |04/10/03| | S | | 22,750 | D | $42.07| 11,062 | I | (1) | |-----------------------------|--------|---------|-----|---|----------|-----|-------|----------------|--------------|-------------| | | | | | | | | | | | | |-----------------------------|--------|---------|-----|---|----------|-----|-------|----------------|--------------|-------------| | | | | | | | | | | | | |-----------------------------|--------|---------|-----|---|----------|-----|-------|----------------|--------------|-------------| | | | | | | | | | | | | |-----------------------------|--------|---------|-----|---|----------|-----|-------|----------------|--------------|-------------| | | | | | | | | | | | | |---------------------------------------------------------------------------------------------------------------------------------|
|---------------------------------------------------------------------------------------------------------------------------------| | Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned | | (e.g., puts, calls, warrants, options, convertible securities) | |---------------------------------------------------------------------------------------------------------------------------------| |1. Title of |2. Con- |3.Trans-|3A.Deemed |4.Trans- |5. Number of |6. Date Exercisable|7. Title and |8. Price | | Derivative| ver- | action | Execu- | action| Derivative | and Expiration | Amount of | of | | Security | sion | Date | tion | Code | Securities | Date | Underlying | Deriv- | | (Instr. 3) | or | | Date, |(Instr.8)| Acquired (A) | (Month/Day/Year) | Securities | ative | | | Exer- |(Month/ | if any | | or Disposed | | (Instr. 3 | Security | | | cise | Day/ | | | of (D) | | and 4) | (Instr. 5) | | | Price | Year) | (Month/ | | (Instr.3,4 and 5) | | | | | | of | | Day/ |-----|---|---------|---------|---------|---------|----------|---------| | | | Deriv-| | Year) | | | | | | | | Amount | | | | ative | | | | | | | Date | Expira- | | or | | | | Secur-| | | | | | | Exer- | tion | | Number | | | | ity | | | | | | | cisable | Date | | of | | | | | | | Code| V | (A) | (D) | | | Title | Shares | | |-------------|---------|--------|----------|-----|---|---------|---------|---------|---------|----------|---------|--------------| |Non-Statutory| | | | | | | | | |Common | | | |Stock Opt (2)| $24.17 |04/10/03| | M | | | 22,750 | 06/01/01| 12/01/05|Stock $.01| 22,750 | -0- | | | | | | | | | | | |Par Value | | | |-------------|---------|--------|----------|-----|---|---------|---------|---------|---------|----------|---------|--------------| |Non-Statutory| | | | | | | | | | | | | |Stock Opt (3)| $24.15 | | | | | | | 10/02/01| 10/01/11| " " | 27,500 | -0- | |-------------|---------|--------|----------|-----|---|---------|---------|---------|---------|----------|---------|--------------| |Non-Statutory| | | | | | | | | | | | | |Stock Opt (3)| $36.31 | | | | | | | 10/28/02| 10/01/12| " " | 25,000 | -0- | |-------------|---------|--------|----------|-----|---|---------|---------|---------|---------|----------|---------|--------------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | |-------------|---------|--------|----------|-----|---|---------|---------|---------|---------|----------|---------|--------------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | |-------------|---------|--------|----------|-----|---|---------|---------|---------|---------|----------|---------|--------------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | |-------------|---------|--------|----------|-----|---|---------|---------|---------|---------|----------|---------|--------------| | | | | | | | | |---------------------------------------------------------------------------------------------------------------------------------| | (CONTINUED) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned | | (e.g., puts, calls, warrants, options, convertible securities) | |---------------------------------------------------------------------------------------------------------------------------------| |9. Number of Derivative Securities | 10. Ownership Form of Derivative | 11. Nature of Indirect Beneficial Ownership | | Beneficially Owned Following | Security: Direct (D) or | (Instr. 4) | | Reported Transaction(s) (Instr. 4) | Indirect (I) (Instr. 4) | | |--------------------------------------|-----------------------------------------|------------------------------------------------| | -0- | | | |--------------------------------------|-----------------------------------------|------------------------------------------------| | 27,500 | D | | |--------------------------------------|-----------------------------------------|------------------------------------------------| | 25,000 | D | | |--------------------------------------|-----------------------------------------|------------------------------------------------| | | | | |--------------------------------------|-----------------------------------------|------------------------------------------------| | | | | |--------------------------------------|-----------------------------------------|------------------------------------------------| | | | | |--------------------------------------|-----------------------------------------|------------------------------------------------| Explanation of Responses: SEE FOOTNOTES ON PAGE 3 For: Herbert T. Buchwald By: /S/ Joseph H. Fretz 04/10/03 ------------------------------- ----------------- Joseph H. Fretz Date Attorney-in-Fact
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Herbert T. Buchwald M.D.C. Holdings, Inc. / MDC 3600 S. Yosemite St, #900 Statement for April 10, 2003 Denver, CO 80237 Page 3 of 3
(1) Shares owned by an S-corporation in which the reporting person is the sole shareholder. (2) Represents a stock option under the Company's Director Equity Incentive Plan which meets all of the requirements under former Rule 16b and current Rule 16b-3. (3) Represents a stock option under the Company's Stock Option Plan for Non-Employee Directors which meets all of the requirements under Rule 16b-3.
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