0001062993-22-002657.txt : 20220204
0001062993-22-002657.hdr.sgml : 20220204
20220204182231
ACCESSION NUMBER: 0001062993-22-002657
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220203
FILED AS OF DATE: 20220204
DATE AS OF CHANGE: 20220204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MIZEL LARRY A
CENTRAL INDEX KEY: 0000902691
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08951
FILM NUMBER: 22595010
MAIL ADDRESS:
STREET 1: 4350 S. MONACO STREET
STREET 2: SUITE 500
CITY: DENVER
STATE: CO
ZIP: 80237
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: M.D.C. HOLDINGS, INC.
CENTRAL INDEX KEY: 0000773141
STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531]
IRS NUMBER: 840622967
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4350 S MONACO STREET
STREET 2: SUITE 500
CITY: DENVER
STATE: CO
ZIP: 80237
BUSINESS PHONE: 3037731100
MAIL ADDRESS:
STREET 1: 4350 S MONACO STREET
STREET 2: SUITE 500
CITY: DENVER
STATE: CO
ZIP: 80237
FORMER COMPANY:
FORMER CONFORMED NAME: MDC HOLDINGS INC
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2022-02-03
0000773141
M.D.C. HOLDINGS, INC.
MDC
0000902691
MIZEL LARRY A
4350 S. MONACO ST.
SUITE 500
DENVER
CO
80237
1
1
1
0
Executive Chairman
Common Stock $.01 Par Value
2022-02-03
4
F
0
7255
46.69
D
80082
D
Common Stock $.01 Par Value
2022-02-03
4
A
0
42835
0
A
122917
D
Common Stock $.01 Par Value
2022-02-03
4
A
0
259200
0
A
382117
D
Common Stock $.01 Par Value
2022-02-03
4
F
0
113789
46.69
D
268328
D
Common Stock $.01 Par Value
2022-02-04
4
F
0
5607
43.68
D
262721
D
Common Stock $.01 Par Value
324
I
By M&G Growth, LLC
Common Stock $.01Par Value
323676
I
By Trusts
Common Stock $.01Par Value
4109909
I
By Ari Capital Partners, LLLP
Common Stock $.01 Par Value
26453
I
By Cascia Holdings, LLC
Common Stock $.01Par Value
1309471
I
By Cheston Enterprises Trust
Common Stock $.01Par Value
1309471
I
By Courtney Enterprises Trust
Common Stock $.01Par Value
1801793
I
By CGM Capital, LLLP
Restricted stock vesting -- share withholding pursuant to irrevocable election made outside of blackout periods.
Shares of restricted stock granted on February 3, 2022 for no cash consideration pursuant to the Company's 2021 Equity Incentive Plan and a Restricted Stock Agreement. The restrictions will lapse as to 33-1/3% of the shares over three years starting with the first anniversary of the grant date.
Vesting of Performance Share Unit (PSU) award originally granted on August 5, 2019.
PSU vesting - share withholding pursuant to irrevocable election made outside blackout periods.
Closing price on February 3, 2022.
Closing price on February 4, 2022.
Reporting Person may be deemed to have beneficial ownership of the shares held by M&G Growth, LLC ("M&G"). M&G is owned 0.1% by Reporting Person's spouse and 99.9% by trusts. Reporting Person's spouse is the manager of M&G.
These trusts hold a 99.9% ownership interest in M&G. Reporting Person may be deemed to have beneficial ownership of the shares held by these trusts, of which Reporting Person is the grantor, Reporting Person's spouse is the trustee and Reporting Person's grandchildren are beneficiaries.
Reporting Person may be deemed to have beneficial ownership of the shares held by Ari Capital Partners, LLLP ("Ari Capital"). The sole general partner of Ari Capital is CVentures, Inc. ("CVentures"), a corporation, which has approximately a 1% partnership interest in Ari Capital. Reporting Person's family members are the beneficiaries of various trusts which own approximately 50.7% of the stock of CVentures. Also, Reporting Person is a director and chairman of the board of CVentures and may be deemed to control the other approximately 49.3% of the common stock of CVentures. A trust, of which Reporting Person is the sole beneficiary, is the sole limited partner of Ari Capital, and has approximately a 99% partnership interest in Ari Capital. Reporting Person and Reporting Person's spouse are trustees of the trust.
Reporting Person may be deemed to have beneficial ownership of the shares held by Cascia Holdings LLC ("Cascia"). Cascia holds 2,645,395 shares. Reporting Person's spouse, who is the sole manager of Cascia, holds all of the voting LLC units in Cascia, which constitutes 1% of the total outstanding LLC units in Cascia and represents a pecuniary interest in 26,453 shares. Two separate trusts (Cheston Enterprises Trust and Courtney Enterprises Trust) hold all of Cascia's nonvoting LLC units, which constitute 99% of the total outstanding LLC units in Cascia. Reporting Person's spouse is one of the trustees of each of the two trusts and Reporting Person's family members are the beneficiaries of these trusts.
Reporting Person may be deemed to have beneficial ownership of these shares which are beneficially owned by this trust. Reporting Person's spouse is a trustee of this trust and a family member of Reporting Person is the beneficiary of this trust.
Reporting Person may be deemed to have beneficial ownership of the shares held by CGM Capital LLLP ("CGM Capital"). The general partner of CGM Capital is CVentures, Inc. ("CVentures"), which has a 1% partnership interest in CGM Capital. A trust, of which Reporting Person's spouse is the sole beneficiary, is the sole limited partner of CGM Capital, and has a 99% partnership interest in CGM Capital. Reporting Person and Reporting Person's spouse are trustees of this trust.
Joseph H. Fretz, Attorney-in-Fact
2022-02-04