0000950142-24-001135.txt : 20240419
0000950142-24-001135.hdr.sgml : 20240419
20240419091906
ACCESSION NUMBER: 0000950142-24-001135
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240419
FILED AS OF DATE: 20240419
DATE AS OF CHANGE: 20240419
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Berman Michael A
CENTRAL INDEX KEY: 0001360596
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08951
FILM NUMBER: 24855950
MAIL ADDRESS:
STREET 1: 4350 S. MONACO STREET, SUITE 500
CITY: DENVER
STATE: CO
ZIP: 80237
FORMER NAME:
FORMER CONFORMED NAME: Berman Michael
DATE OF NAME CHANGE: 20060425
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: M.D.C. HOLDINGS, INC.
CENTRAL INDEX KEY: 0000773141
STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531]
ORGANIZATION NAME: 05 Real Estate & Construction
IRS NUMBER: 840622967
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4350 S MONACO STREET
STREET 2: SUITE 500
CITY: DENVER
STATE: CO
ZIP: 80237
BUSINESS PHONE: 3037731100
MAIL ADDRESS:
STREET 1: 4350 S MONACO STREET
STREET 2: SUITE 500
CITY: DENVER
STATE: CO
ZIP: 80237
FORMER COMPANY:
FORMER CONFORMED NAME: MDC HOLDINGS INC
DATE OF NAME CHANGE: 19920703
4
1
es240470743_4-berman.xml
OWNERSHIP DOCUMENT
X0508
4
2024-04-19
1
0000773141
M.D.C. HOLDINGS, INC.
MDC
0001360596
Berman Michael A
4350 S. MONACO ST.
SUITE 500
DENVER
CO
80237
1
0
0
0
0
Common Stock $.01 Par Value
2024-04-19
4
D
0
29637
D
0
D
Non-Statutory Stock Option (right to buy)
53.32
2024-04-19
4
D
0
7500
A
2031-08-01
Common Stock $.01 Par Value
7500
0
D
Non-Statutory Stock Option (right to buy)
36.48
2024-04-19
4
D
0
7500
A
2032-08-01
Common Stock $ .01 Par Value
7500
0
D
Pursuant to the Agreement and Plan of Merger, dated as of January 17, 2024 (the "Merger Agreement"), by and among M.D.C. Holdings, Inc. ("Issuer"), SH Residential Holdings, LLC, Clear Line, Inc. and, solely for the purposes of Section 6.2, Section 6.17, and Section 9.15 therein, Sekisui House, Ltd., on April 19, 2024 (the "Effective Time"), these shares were cancelled and automatically converted into the right to receive $63.00 per share in cash, without interest (the "Merger Consideration").
Pursuant to the Merger Agreement, at the Effective Time, each option award ("Issuer Option") was fully vested, cancelled and automatically converted into the right to receive an amount in cash (without interest) equal to the product of (A) the excess of (1) the Merger Consideration over (2) the exercise price per share of such Issuer Option, multiplied by (B) the number of shares of common stock subject to such Issuer Option, subject to any required withholding of taxes.
/s/ Joseph H. Fretz, Attorney-In-Fact
2024-04-19