0000950142-24-001135.txt : 20240419 0000950142-24-001135.hdr.sgml : 20240419 20240419091906 ACCESSION NUMBER: 0000950142-24-001135 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240419 FILED AS OF DATE: 20240419 DATE AS OF CHANGE: 20240419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Berman Michael A CENTRAL INDEX KEY: 0001360596 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08951 FILM NUMBER: 24855950 MAIL ADDRESS: STREET 1: 4350 S. MONACO STREET, SUITE 500 CITY: DENVER STATE: CO ZIP: 80237 FORMER NAME: FORMER CONFORMED NAME: Berman Michael DATE OF NAME CHANGE: 20060425 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: M.D.C. HOLDINGS, INC. CENTRAL INDEX KEY: 0000773141 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] ORGANIZATION NAME: 05 Real Estate & Construction IRS NUMBER: 840622967 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4350 S MONACO STREET STREET 2: SUITE 500 CITY: DENVER STATE: CO ZIP: 80237 BUSINESS PHONE: 3037731100 MAIL ADDRESS: STREET 1: 4350 S MONACO STREET STREET 2: SUITE 500 CITY: DENVER STATE: CO ZIP: 80237 FORMER COMPANY: FORMER CONFORMED NAME: MDC HOLDINGS INC DATE OF NAME CHANGE: 19920703 4 1 es240470743_4-berman.xml OWNERSHIP DOCUMENT X0508 4 2024-04-19 1 0000773141 M.D.C. HOLDINGS, INC. MDC 0001360596 Berman Michael A 4350 S. MONACO ST. SUITE 500 DENVER CO 80237 1 0 0 0 0 Common Stock $.01 Par Value 2024-04-19 4 D 0 29637 D 0 D Non-Statutory Stock Option (right to buy) 53.32 2024-04-19 4 D 0 7500 A 2031-08-01 Common Stock $.01 Par Value 7500 0 D Non-Statutory Stock Option (right to buy) 36.48 2024-04-19 4 D 0 7500 A 2032-08-01 Common Stock $ .01 Par Value 7500 0 D Pursuant to the Agreement and Plan of Merger, dated as of January 17, 2024 (the "Merger Agreement"), by and among M.D.C. Holdings, Inc. ("Issuer"), SH Residential Holdings, LLC, Clear Line, Inc. and, solely for the purposes of Section 6.2, Section 6.17, and Section 9.15 therein, Sekisui House, Ltd., on April 19, 2024 (the "Effective Time"), these shares were cancelled and automatically converted into the right to receive $63.00 per share in cash, without interest (the "Merger Consideration"). Pursuant to the Merger Agreement, at the Effective Time, each option award ("Issuer Option") was fully vested, cancelled and automatically converted into the right to receive an amount in cash (without interest) equal to the product of (A) the excess of (1) the Merger Consideration over (2) the exercise price per share of such Issuer Option, multiplied by (B) the number of shares of common stock subject to such Issuer Option, subject to any required withholding of taxes. /s/ Joseph H. Fretz, Attorney-In-Fact 2024-04-19