S-3/A 1 d08766a2sv3za.htm AMENDMENT NO. 2 TO FORM S-3 sv3za
 

As filed with the United States Securities and Exchange Commission on September 2, 2003

Registration No. 333-107859

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549


Amendment No. 2

to
FORM S-3
Registration Statement Under the Securities Act of 1933


         
    Jurisdiction of    
Names of   Incorporation   I.R.S. Employer
Co-Registrants   or Organization   Identification No.

 
 
M.D.C. HOLDINGS, INC.   Delaware   84-0622967
RICHMOND AMERICAN HOMES OF CALIFORNIA, INC.   Colorado   77-0084376
RICHMOND AMERICAN HOMES OF MARYLAND, INC.   Maryland   52-0814857
RICHMOND AMERICAN HOMES OF NEVADA, INC.   Colorado   88-0227698
RICHMOND AMERICAN HOMES OF VIRGINIA, INC.   Virginia   54-0570445
RICHMOND AMERICAN HOMES OF ARIZONA, INC.   Delaware   86-0277026
RICHMOND AMERICAN HOMES OF COLORADO, INC.   Delaware   84-1256155
M.D.C. LAND CORPORATION   Colorado   84-0831548
RAH OF TEXAS, LP   Colorado   81-0545696
RAH TEXAS HOLDINGS, LLC   Colorado   35-2175328
RICHMOND AMERICAN CONSTRUCTION, INC.   Delaware   86-0540418
RICHMOND AMERICAN HOMES OF CALIFORNIA (INLAND EMPIRE), INC.   Colorado   84-1590389
RICHMOND AMERICAN HOMES OF TEXAS, INC.   Colorado   75-2115660
RICHMOND AMERICAN HOMES OF UTAH, INC.   Colorado   02-0574838
RICHMOND AMERICAN HOMES OF WEST VIRGINIA, INC.   Colorado   54-2019401
RICHMOND AMERICAN HOMES OF ILLINOIS, INC.   Colorado   02-0701597
RICHMOND AMERICAN HOMES OF DELAWARE, INC.   Colorado   02-0701599
RICHMOND AMERICAN HOMES OF PENNSYLVANIA, INC.   Colorado   02-0701595
RICHMOND AMERICAN HOMES OF FLORIDA, LP   Colorado   02-0701603
RICHMOND AMERICAN HOMES ONE, INC.   Colorado   02-0701583
RICHMOND AMERICAN HOMES TWO, INC.   Colorado   02-0701585
RICHMOND AMERICAN HOMES THREE, INC.   Colorado   02-0701586
RICHMOND AMERICAN HOMES FOUR, INC.   Colorado   02-0701587
RICHMOND AMERICAN HOMES FIVE, INC.   Colorado   02-0701590
RICHMOND AMERICAN HOMES SIX, INC.   Colorado   02-0701591
RICHMOND AMERICAN HOMES SEVEN, INC.   Colorado   02-0701593


3600 S. Yosemite Street, Suite 900
Denver, Colorado 80237
(303) 773-1100

(Address, including zip code and telephone number, including area code,
of registrant’s principal executive office)

Joseph H. Fretz, Esq.
Secretary and Corporate Counsel
3600 S. Yosemite Street, Suite 900
Denver, Colorado 80237
(303) 773-1100

(Name, address, including zip code and telephone number, including area code,
of agent for service)


With a copy to:
Garth B. Jensen, Esq.
Holme Roberts & Owen LLP
1700 Lincoln Street, Suite 4100
Denver, Colorado 80203
(303) 861-7000


     APPROXIMATE DATE OF COMMENCEMENT OF PROPOSED SALE TO THE PUBLIC: From time to time after the effective date of this Registration Statement, as determined by market conditions.


 

     If the only securities being registered on this form are being offered pursuant to dividend or interest reinvestment plans, please check the following box. / /

     If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, please check the following box. /X/

     If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of earlier effective registration statement for the same offering. / /

     If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. / /

     If delivery of the prospectus is expected to be made pursuant to Rule 434, please check the following box. / /

     


     Pursuant to Rule 429 under the Securities Act of 1933, this registration statement contains a combined prospectus that also relates to $450,000,000 of other securities registered on Form S-3, registration no. 333-97225, which have not been offered or sold as of the date of the filing of this registration statement and for which MDC previously paid registration fees of $41,400. This registration statement constitutes a post-effective amendment to the prior related registration statements, pursuant to which the total amount of unsold previously registered securities may be offered and sold as any of the securities registered hereunder, and such post-effective amendment shall hereafter become effective concurrently with the effectiveness of this registration statement and in accordance with Section 8(c) of the Securities Act of 1933. If the previously registered securities are offered and sold prior to the effective date of this registration statement, the amount of previously registered securities so sold will not be included in the prospectus hereunder.

     


     The co-registrants hereby amend this registration statement on such date or dates as may be necessary to delay its effective date until the co-registrants shall file a further amendment which specifically states that this registration statement shall thereafter become effective in accordance with section 8(a) of the Securities Act of 1933, as amended, or until this registration statement shall become effective on such date as the Commission, acting pursuant to said Section 8(a), may determine.

 


 

PART II

INFORMATION NOT REQUIRED IN PROSPECTUS

ITEM 16. EXHIBITS.

             
Exhibit No.   Description        

 
       
  1.1 *   Form of Underwriting Agreement.
  4.2(a) +   Form of Senior Indenture by and between M.D.C. Holdings, Inc. and           , as trustee.
  4.2(b) +   Form of Senior Subordinated Indenture by and between M.D.C. Holdings, Inc. and           , as trustee.
  4.2(c) +   Form of Junior Subordinated Indenture by and between M.D.C. Holdings, Inc. and           , as trustee.
  5.1 +   Opinion of Holme Roberts & Owen LLP.
12.1 +   Computation of ratio of earnings to fixed charges.
23.1 **   Consent of Ernst & Young LLP, Independent Auditors.
23.2 +   Consent of Holme Roberts & Owen LLP (included in Exhibit 5.1).
24.1 +   Powers of Attorney.


*   MDC will file any underwriting agreement that it may enter into as an exhibit to a Current Report on Form 8-K which is incorporated by reference into this registration statement.
   
+   Previously filed.
   
   
**   Filed herewith.
   

 


 

SIGNATURES

     Pursuant to the requirements of the Securities Act of 1933, as amended, each co-registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this Registration Statement or amendment thereto to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Denver, State of Colorado, on the 2nd day of September, 2003.

 
M.D.C. HOLDINGS, INC.
RICHMOND AMERICAN HOMES OF CALIFORNIA, INC.
RICHMOND AMERICAN HOMES OF MARYLAND, INC.
RICHMOND AMERICAN HOMES OF NEVADA, INC.
RICHMOND AMERICAN HOMES OF VIRGINIA, INC.
RICHMOND AMERICAN HOMES OF ARIZONA, INC.
RICHMOND AMERICAN HOMES OF COLORADO, INC.
M.D.C. LAND CORPORATION
RAH OF TEXAS, LP
RAH TEXAS HOLDINGS, LLC
RICHMOND AMERICAN CONSTRUCTION, INC.
RICHMOND AMERICAN HOMES OF CALIFORNIA (INLAND EMPIRE), INC.
RICHMOND AMERICAN HOMES OF TEXAS, INC.
RICHMOND AMERICAN HOMES OF UTAH, INC.
RICHMOND AMERICAN HOMES OF WEST VIRGINIA, INC.
RICHMOND AMERICAN HOMES OF ILLINOIS, INC.
RICHMOND AMERICAN HOMES OF DELAWARE, INC.
RICHMOND AMERICAN HOMES OF PENNSYLVANIA, INC.
RICHMOND AMERICAN HOMES OF FLORIDA, LP
RICHMOND AMERICAN HOMES ONE, INC.
RICHMOND AMERICAN HOMES TWO, INC.
RICHMOND AMERICAN HOMES THREE, INC.
RICHMOND AMERICAN HOMES FOUR, INC.
RICHMOND AMERICAN HOMES FIVE, INC.
RICHMOND AMERICAN HOMES SIX, INC.
RICHMOND AMERICAN HOMES SEVEN, INC.
     
By:  
/s/ Paris G. Reece

Paris G. Reece III
Authorized Officer

 


 

     Pursuant to the requirements of the Securities Act of 1933, this registration statement or amendment thereto has been signed by the following persons in the capacities indicated, on the 2nd day of September, 2003.

MDC OFFICERS AND DIRECTORS

 
Principal Executive Officer:
 
/s/*

Larry A. Mizel,
Chairman of the Board of Directors
and Chief Executive Officer
 
Chief Operating Officer:
 
/s/*

David D. Mandarich,
Director, President and
Chief Operating Officer
 
Principal Financial and Accounting Officer:
 
/s/ Paris G. Reece

Paris G. Reece III,
Executive Vice President, Chief Financial
Officer and Principal Accounting Officer
 
Other Directors:
 
/s/*

David E. Blackford
 
/s/*

Steven J. Borick
 
/s/*

William B. Kemper
 
/s/*

Herbert T. Buchwald
 
/s/*

Gilbert Goldstein

 


 

CO-REGISTRANT OFFICERS AND DIRECTORS

 
RICHMOND AMERICAN HOMES OF CALIFORNIA, INC.
RICHMOND AMERICAN HOMES OF MARYLAND, INC.
RICHMOND AMERICAN HOMES OF NEVADA, INC.
RICHMOND AMERICAN HOMES OF VIRGINIA, INC.
RICHMOND AMERICAN CONSTRUCTION, INC.
RICHMOND AMERICAN HOMES OF CALIFORNIA (INLAND EMPIRE), INC.
RICHMOND AMERICAN HOMES OF TEXAS, INC.
RICHMOND AMERICAN HOMES OF UTAH, INC.
RICHMOND AMERICAN HOMES OF WEST VIRGINIA, INC.
RICHMOND AMERICAN HOMES OF ILLINOIS, INC.
RICHMOND AMERICAN HOMES OF DELAWARE, INC.
RICHMOND AMERICAN HOMES OF PENNSYLVANIA, INC.
RICHMOND AMERICAN HOMES ONE, INC.
RICHMOND AMERICAN HOMES TWO, INC.
RICHMOND AMERICAN HOMES THREE, INC.
RICHMOND AMERICAN HOMES FOUR, INC.
RICHMOND AMERICAN HOMES FIVE, INC.
RICHMOND AMERICAN HOMES SIX, INC.
RICHMOND AMERICAN HOMES SEVEN, INC.
 
Principal Executive, Financial and Accounting Officer:
 
/s/ Paris G. Reece

Paris G. Reece III,
Executive Vice President, Director
 
RICHMOND AMERICAN HOMES OF ARIZONA, INC.
 
Principal Executive, Financial and Accounting Officer:
 
/s/ Paris G. Reece

Paris G. Reece III,
Vice President, Director

 


 

 
RICHMOND AMERICAN HOMES OF COLORADO, INC.
 
Principal Executive Officer:
 
/s/*

David D. Mandarich,
Chairman of the Board of Directors,
President
 
Principal Financial and Accounting Officer:
 
/s/ Paris G. Reece

Paris G. Reece III,
Vice President
 
Other Directors:
 
/s/*

Steven J. Borick
 
/s/*

Larry A. Mizel
 
/s/*

David E. Blackford
 
M.D.C. LAND CORPORATION
 
Principal Executive, Financial and Accounting Officer:
 
/s/ Paris G. Reece

Paris G. Reece III,
President and Director
 
Other Directors:
 
/s/*

Herbert T. Buchwald
 
/s/ Michael Touff

Michael Touff
     
RAH OF TEXAS, LP
By:   RICHMOND AMERICAN HOMES OF TEXAS, INC.,
its General Partner
 
Principal Executive, Financial and Accounting Officer:
 
/s/ Paris G. Reece

Paris G. Reece III,
Executive Vice President, Director

 


 

 
RAH TEXAS HOLDINGS, LLC
 
Principal Executive, Financial and Accounting Officer:
 
/s/ Paris G. Reece

Paris G. Reece III,
President and Sole Manager
     
RICHMOND AMERICAN HOMES OF FLORIDA, LP
By:   RICHMOND AMERICAN HOMES OF
CALIFORNIA (INLAND EMPIRE), INC.
its General Partner
 
Principal Executive, Financial and Accounting Officer:
 
/s/ Paris G. Reece

Paris G. Reece III,
Executive Vice President, Director
     
*   By:  /s/ Joseph H. Fretz

Joseph H. Fretz,
Attorney in fact


 

EXHIBIT INDEX

             
Exhibit No.   Description        

 
       
  1.1 *   Form of Underwriting Agreement.
  4.2(a) +   Form of Senior Indenture by and between M.D.C. Holdings, Inc. and           , as trustee.
  4.2(b) +   Form of Senior Subordinated Indenture by and between M.D.C. Holdings, Inc. and           , as trustee.
  4.2(c) +   Form of Junior Subordinated Indenture by and between M.D.C. Holdings, Inc. and           , as trustee.
  5.1 +   Opinion of Holme Roberts & Owen LLP.
12.1+   Computation of ratio of earnings to fixed charges.
23.1**   Consent of Ernst & Young LLP, Independent Auditors.
23.2+   Consent of Holme Roberts & Owen LLP (included in Exhibit 5.1).
24.1+   Powers of Attorney.


*   MDC will file any underwriting agreement that it may enter into as an exhibit to a Current Report on Form 8-K which is incorporated by reference into this registration statement.
+   Previously filed.
**   Filed herewith.