0000902691-17-000002.txt : 20170203
0000902691-17-000002.hdr.sgml : 20170203
20170203160922
ACCESSION NUMBER: 0000902691-17-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170202
FILED AS OF DATE: 20170203
DATE AS OF CHANGE: 20170203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MDC HOLDINGS INC
CENTRAL INDEX KEY: 0000773141
STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531]
IRS NUMBER: 840622967
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4350 S MONACO STREET
STREET 2: SUITE 500
CITY: DENVER
STATE: CO
ZIP: 80237
BUSINESS PHONE: 3037731100
MAIL ADDRESS:
STREET 1: 4350 S MONACO STREET
STREET 2: SUITE 500
CITY: DENVER
STATE: CO
ZIP: 80237
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MIZEL LARRY A
CENTRAL INDEX KEY: 0000902691
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08951
FILM NUMBER: 17572188
MAIL ADDRESS:
STREET 1: 4350 S. MONACO STREET
STREET 2: SUITE 500
CITY: DENVER
STATE: CO
ZIP: 80237
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-02-02
0000773141
MDC HOLDINGS INC
MDC
0000902691
MIZEL LARRY A
4350 S. MONACO STREET
SUITE 500
DENVER
CO
80237
1
1
1
0
Chairman of the Board and CEO
Common Stock $.01 Par Value
2017-02-02
4
A
0
32200
0
A
82850
D
Common Stock $.01 Par Value
3252373
I
By Ari Capital Partners, LLLP
Common Stock $.01 Par Value
21000
I
By Cascia Holdings LLC
Common Stock $.01 Par Value
1039500
I
By Cheston Enterprises Trust
Common Stock $.01 Par Value
1039500
I
By Courtney Enterprises Trust
Common Stock $.01 Par Value
4265
I
By 401(k)
Common Stock $.01 Par Value
1430324
I
By CGM Capital, LLLP
Shares of restricted stock granted on February 2, 2017 for no cash consideration pursuant to the Company's 2011 Equity Incentive Plan and a Restricted Stock Agreement. Pursuant to the Restricted Stock Agreement, the restrictions will lapse as to 33-1/3% of the shares on each of December 31, 2019, 2020 and 2021.
All share amounts have been adjusted to reflect the distribution of a five percent (5%) stock dividend on December 20, 2016.
Reporting Person may be deemed to have beneficial ownership of the shares held by Ari Capital Partners, LLLP ("Ari Capital"). The sole general partner of Ari Capital is CVentures, Inc. ("CVentures"), a corporation, which has approximately a 1% partnership interest in Ari Capital. Reporting Person and family members are the beneficiaries of various trusts which own approximately 50.7% of the stock of CVentures. Also, Reporting Person is a director and chairman of the board of CVentures and may be deemed to control the other approximately 49.3% of the common stock of CVentures. A trust, of which Reporting Person is the sole beneficiary, is the sole limited partner of Ari Capital, and has approximately a 99% partnership interest in Ari Capital. Reporting Person and Reporting Person's spouse are trustees of the trust.
Reporting Person may be deemed to have beneficial ownership of the shares held by Cascia Holdings LLC ("Cascia"). Cascia holds 2,100,000 shares. Reporting Person's spouse, who is the sole manager of Cascia, holds all of the voting LLC units in Cascia, which constitutes 1% of the total outstanding LLC units in Cascia and represents a pecuniary interest in 20,000 shares. Two separate trusts (Cheston Enterprises Trust and Courtney Enterprises Trust) hold all of Cascia's nonvoting LLC units, which constitute 99% of the total outstanding LLC units in Cascia. Reporting Person's spouse is one of the trustees of each of the two trusts and Reporting Person's family members are the beneficiaries of these trusts.
Reporting Person may be deemed to have beneficial ownership of these shares which are beneficially owned by this trust. Reporting Person's spouse is a trustee of this trust and a family member of Reporting Person is the beneficiary of this trust.
Unitized shares held in a stock fund in the Reporting Person's 401(k) Savings Plan which changes on a daily basis.
Reporting Person may be deemed to have beneficial ownership of the shares held by CGM Capital LLLP ("CGM Capital"). The general partner of CGM Capital is CVentures, which has a 1% partnership interest in CGM Capital. A trust, of which Reporting Person's spouse is the sole beneficiary, is the sole limited partner of CGM Capital, and has a 99% partnership interest in CGM Capital. Reporting Person and Reporting Person's spouse are trustees of this trust.
Joseph H. Fretz, Attorney-in-Fact
2017-02-03