0000902691-14-000004.txt : 20140527
0000902691-14-000004.hdr.sgml : 20140526
20140527115442
ACCESSION NUMBER: 0000902691-14-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140523
FILED AS OF DATE: 20140527
DATE AS OF CHANGE: 20140527
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MDC HOLDINGS INC
CENTRAL INDEX KEY: 0000773141
STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531]
IRS NUMBER: 840622967
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4350 S MONACO STREET
STREET 2: SUITE 500
CITY: DENVER
STATE: CO
ZIP: 80237
BUSINESS PHONE: 3037731100
MAIL ADDRESS:
STREET 1: 4350 S MONACO STREET
STREET 2: SUITE 500
CITY: DENVER
STATE: CO
ZIP: 80237
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MIZEL LARRY A
CENTRAL INDEX KEY: 0000902691
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08951
FILM NUMBER: 14869076
MAIL ADDRESS:
STREET 1: 4350 S. MONACO STREET
STREET 2: SUITE 500
CITY: DENVER
STATE: CO
ZIP: 80237
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-05-23
0000773141
MDC HOLDINGS INC
MDC
0000902691
MIZEL LARRY A
4350 S. MONACO STREET
SUITE 500
DENVER
CO
80237
1
1
1
0
Chairman of the Board and CEO
Common Stock $.01 Par Value
2014-05-23
5
G
0
1000000
0
D
4132737
I
By Ari Capital Partners, LLLP
Common Stock $.01 Par Value
2014-05-23
5
G
0
1000000
0
A
1000000
I
By Cascia Holdings LLC
Common Stock $.01 Par Value
3672
I
By 401(k)
Common Stock $.01 Par Value
1362214
I
By CGM Capital, LLLP
Common Stock $.01 Par Value
60000
D
On May 23, 2014, Ari Capital Partners , LLLP ("Ari Capital") transferred 1,000,000 shares to Cascia Holdings LLC, a Colorado limited liability company. Reporting Person may be deemed to have beneficial ownership of the shares held by Ari Capital. The sole general partner of Ari Capital is CVentures, Inc. ("CVentures"), a corporation, which has approximately a 1% partnership interest in Ari Capital. Reporting Person and family members are the beneficiaries of various trusts which own approximately 50.7% of the stock of CVentures. Also, Reporting Person is a director and chairman of the board of CVentures and may be deemed to control the other approximately 49.3% of the common stock of CVentures. A trust, of which Reporting Person is the sole beneficiary, is the sole limited partner of Ari Capital, and has approximately a 99% partnership interest in Ari Capital. Reporting Person and Reporting Person's spouse are trustees of the trust.
Reporting Person may be deemed to have beneficial ownership of the shares held by Cascia Holdings LLC, a Colorado limited liability company ("Cascia"). Reporting Person and Reporting Person's spouse hold 100% of the outstanding LLC units in Cascia. Reporting Person's spouse is the sole manager of Cascia.
Unitized shares held in a stock fund in the Reporting Person's 401(k) Savings Plan which changes on a daily basis.
Reporting Person may be deemed to have beneficial ownership of the shares held by CGM Capital LLLP ("CGM Capital"). The general partner of CGM Capital is CVentures, Inc. ("CVentures"), which has a 1% partnership interest in CGM Capital. A trust, of which Reporting Person's spouse is the sole beneficiary, is the sole limited partner of CGM Capital, and has a 99% partnership interest in CGM Capital. Reporting Person and Reporting Person's spouse are trustees of this trust.
Joseph H. Fretz, Attorney-in-Fact
2014-05-27