-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MSsUWtd1v5XcOOb9+8MomfUCNpjrLB4dEUMtG+KY6Qt4sB+EMWxlbY7phx3Awa8g mqCVxHipPOo6Hza4FEmcgw== 0000902691-11-000004.txt : 20110112 0000902691-11-000004.hdr.sgml : 20110112 20110112112818 ACCESSION NUMBER: 0000902691-11-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101210 FILED AS OF DATE: 20110112 DATE AS OF CHANGE: 20110112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MIZEL LARRY A CENTRAL INDEX KEY: 0000902691 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08951 FILM NUMBER: 11524675 MAIL ADDRESS: STREET 1: 4350 S. MONACO STREET STREET 2: SUITE 500 CITY: DENVER STATE: CO ZIP: 80237 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MDC HOLDINGS INC CENTRAL INDEX KEY: 0000773141 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 840622967 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4350 S MONACO STREET STREET 2: SUITE 500 CITY: DENVER STATE: CO ZIP: 80237 BUSINESS PHONE: 3037731100 MAIL ADDRESS: STREET 1: 4350 S MONACO STREET STREET 2: SUITE 500 CITY: DENVER STATE: CO ZIP: 80237 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-12-10 0000773141 MDC HOLDINGS INC MDC 0000902691 MIZEL LARRY A 4350 S. MONACO STREET SUITE 500 DENVER CO 80237 1 1 1 0 Chairman of the Board and CEO Common Stock $.01 Par Value 2010-12-10 4 J 0 297000 22.75 D 0 I By CLCD Trust No. 2 fbo Courtney Mizel Green Common Stock $.01 Par Value 2010-12-10 4 J 0 297000 22.75 D 0 I By CLCD Trust No. 2 fbo Cheston Mizel Common Stock $.01 Par Value 2010-12-10 4 J 0 594000 22.75 A 600000 I By CLCD No. 2 LLC Common Stock $.01 Par Value 180000 D Common Stock $.01 Par Value 3295 I 401(k) Plan Common Stock $.01 Par Value 1362214 I By CGM Capital LLC Common Stock $.01 Par Value 352837 I By ARI Capital Partners, LLLP Common Stock $.01 Par Value 4000000 I By ARI Investment Partners VII LLC As previously reported, on March 1, 2010, in connection with estate planning, Reporting Person transferred 4,950 Class B LLC units of CLCD No. 2, LLC ("CLCD2") to each of two trusts for the benefit of his adult children. Reporting Person's spouse is the trustee of each of the trusts. On December 10, 2010, each of the two trusts exercised its right to rescind and revoke, ab initio, the transfer. The aggregate purchase price for the 4,950 units transferred to each trust on March 1, 2010 was $6,756,750. As noted in Explanation 1 above, each trust has exercised its right to rescind and revoke, ab initio, the transfer. Reporting Person may be deemed to have beneficial ownership of these shares held by this trust. The trustee of this trust is Reporting Person's spouse. The beneficiary of this trust is Reporting Person's adult child. Reporting Person may be deemed to have beneficial ownership of these shares held by CLCD2. The sole manager of CLCD2 is Reporting Person's spouse. Reporting Person has a 99% equity interest and Reporting Person's spouse has a 1% equity interest in CLCD2. Shares are held in Reporting Person's 401(k) Savings Plan account which changes on a daily basis. Reporting Person may be deemed to have beneficial ownership of these shares held by CGM Capital LLC ("CGM Capital"). The sole manager of CGM Capital is CVentures, Inc., a corporation ("CVentures"). A trust, of which Reporting Person's spouse is the sole beneficiary, is the only other member of CGM Capital, and has a 99.98% equity interest in CGM Capital. Reporting Person is a trustee of this trust. Reporting Person may be deemed to have beneficial ownership of these shares held by ARI Capital Partners, LLLP ("Ari Capital"). The sole general partner of Ari Capital is CVentures. Reporting Person is the beneficiary of various trusts which own 50.6885% of the stock of CVentures. Also, Reporting Person is a director and president of CVentures and may be deemed to control the other 49.3115% of the common stock of CVentures. A trust, of which Reporting Person is the sole beneficiary, is the sole limited partner of Ari Capital, and has a 99.85% partnership interest in Ari Capital. Reporting Person and Reporting Person's spouse are trustees of the trust. Reporting Person may be deemed to have beneficial ownership of the shares held by ARI Investment Partners VII LLC ("Ari LLC"). Ari Capital holds 100% of the outstanding LLC units in Ari LLC. CVentures is the sole manager of Ari LLC. See Explanation 7 above. Joseph H. Fretz, Attorney-in Fact 2011-01-12 -----END PRIVACY-ENHANCED MESSAGE-----