0001174322-11-000009.txt : 20110329 0001174322-11-000009.hdr.sgml : 20110329 20110329173256 ACCESSION NUMBER: 0001174322-11-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110329 FILED AS OF DATE: 20110329 DATE AS OF CHANGE: 20110329 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUBIN RONALD CENTRAL INDEX KEY: 0001174322 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06300 FILM NUMBER: 11719698 MAIL ADDRESS: STREET 1: PENNSYLVANIA REAL ESTATE INVESTMENT TR STREET 2: THE BELLEVUE 200 S BROAD STREET CITY: PHILADELPHIA STATE: PA ZIP: 19102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENNSYLVANIA REAL ESTATE INVESTMENT TRUST CENTRAL INDEX KEY: 0000077281 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 236216339 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: THE BELLEVUE STREET 2: 200 S BROAD STREET CITY: PHILADELPHIA STATE: PA ZIP: 19102 BUSINESS PHONE: 2155429250 MAIL ADDRESS: STREET 1: THE BELLEVUE STREET 2: 200 S BROAD STREET CITY: PHILADELPHIA STATE: PA ZIP: 19102 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2011-03-29 0 0000077281 PENNSYLVANIA REAL ESTATE INVESTMENT TRUST PEI 0001174322 RUBIN RONALD PENNSYLVANIA REAL ESTATE INVESTMENT TR THE BELLEVUE 200 S BROAD STREET PHILADELPHIA PA 19102 1 1 0 0 Chairman and CEO Shares of Beneficial Interest, par value $1.00 per share 643115 D Shares of Beneficial Interest, par value $1.00 per share 27800 I By Trust Shares of Beneficial Interest, par value $1.00 per share 5000 I By Trust Shares of Beneficial Interest, par value $1.00 per share 7834 I By Trust Shares of Beneficial Interest, par value $1.00 per share 750 I By Trust Units of Class A Limited Partnership Interest 2011-03-29 5 J 0 E 9566 0 D Shares of beneficial interest, par value $1.00 per share 73614 73614 I By GRAT Units of Class A Limited Partnership Interest 2011-03-29 5 J 0 E 9566 0 A Shares of beneficial interest, par value $1.00 per share 676660 676660 D Units of Class A Limited Partnership Interest 2011-03-29 5 J 0 E 27169 0 D Shares of beneficial interest, par value $1.00 per share 0 0 I By GRAT Units of Class A Limited Partnership Interest 2011-03-29 5 J 0 E 27169 0 A Shares of beneficial interest, par value $1.00 per share 703829 703829 D Units of Class A Limited Partnership Interest 2011-03-29 5 J 0 E 27169 0 D Shares of beneficial interest, par value $1.00 per share 0 0 I By GRAT Units of Class A Limited Partnership Interest 2011-03-29 5 J 0 E 27169 0 A Shares of beneficial interest, par value $1.00 per share 730998 730998 D Units of Class A Limited Partnership Interest Shares of beneficial interest, par value $1.00 per share 100000 100000 I By GRAT Units of Class A Limited Partnership Interest Shares of beneficial interest, par value $1.00 per share 100000 100000 I By GRAT Units of Class A Limited Partnership Interest Shares of beneficial interest, par value $1.00 per share 86934 86934 I By the Non-QTIP Marital Trust U/W of Richard I. Rubin Units of Class A Limited Partnership Interest Shares of beneficial interest, par value $1.00 per share 5227 5227 I By Pan American Office Investments, L.P. These shares are held by the Non-QTIP Marital Trust U/W of Richard I. Rubin (the "Marital Trust"), a trust of which Mr. Rubin is a trustee and a beneficiary. These shares are held by a trust of which Mr. Rubin is a trustee and a beneficiary. These shares are held by trusts of which Mr. Rubin is a trustee. Mr. Rubin disclaims beneficial ownership of these shares. The derivative securities are units of Class A Limited Partnership Interest (the "Units") in PREIT Associates, L.P., the operating partnership of the issuer. 241 of the Units that are held directly are redeemable beginning 9/15/2011 and the other Units held by the reporting person are generally redeemable one year after the date of issuance, in all cases in consideration for cash equal to the contemporaneous market price of shares of beneficial interest in the issuer or, at the election of the issuer, for a like number of shares of beneficial interest in the issuer, without payment of any conversion or exercise price. The Units, other than the 241 Units that are redeemable beginning 9/15/2011, are currently redeemable, but have not been redeemed. The Units have no expiration date. This transaction involved an annuity distribution of 9,566 Units from The Ronald Rubin 2008 Grantor Retained Annuity Trust ("GRAT") for the benefit of the reporting person's grandson to the reporting person. The Ronald Rubin 2008 GRAT for the benefit of the reporting person's grandson is the holder of these securities. The reporting person is the trustee of this GRAT. This transaction involved an annuity distribution of 27,169 Units from The Ronald Rubin 2008 GRAT for the benefit of the reporting person's daughter to the reporting person. The Ronald Rubin 2008 GRAT for the benefit of the reporting person's daughter is the holder of these securities. This transaction involved an annuity distribution of 27,169 Units from The Ronald Rubin 2008 GRAT for the benefit of the reporting person's son to the reporting person. The Ronald Rubin 2008 GRAT for the benefit of the reporting person's son is the holder of these securities. The Ronald Rubin 2010 GRAT for the benefit of the reporting person's daughter is the holder of these securities. The Ronald Rubin 2010 GRAT for the benefit of the reporting person's son is the holder of these securities. The Marital Trust is the holder of these Units. Mr. Rubin disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Pan American Office Investments, L.P. is the holder of these Units. Mr. Rubin is the sole shareholder of Pan American Office Investment - GP, Inc., which in turn is the general partner of Pan American Office Investments, L.P. In addition, Mr. Rubin directly holds a limited partnership interest in Pan American Office Investments, L.P. Ronald Rubin 2011-03-29