0001273902-16-000282.txt : 20161104 0001273902-16-000282.hdr.sgml : 20161104 20161104203729 ACCESSION NUMBER: 0001273902-16-000282 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161102 FILED AS OF DATE: 20161104 DATE AS OF CHANGE: 20161104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIRRUS LOGIC INC CENTRAL INDEX KEY: 0000772406 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770024818 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 800 WEST 6TH STREET CITY: AUSTIN STATE: TX ZIP: 78701 BUSINESS PHONE: 512-851-4000 MAIL ADDRESS: STREET 1: 800 WEST 6TH STREET CITY: AUSTIN STATE: TX ZIP: 78701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMAS SCOTT CENTRAL INDEX KEY: 0001273902 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17795 FILM NUMBER: 161976366 MAIL ADDRESS: STREET 1: C/O CIRRUS LOGIC INC STREET 2: 800 WEST 6TH STREET CITY: AUSTIN STATE: TX ZIP: 78701 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-11-02 0 0000772406 CIRRUS LOGIC INC CRUS 0001273902 THOMAS SCOTT 800 WEST 6TH STREET AUSTIN TX 78701 0 1 0 0 VP General Counsel Common Stock 2016-11-04 4 S 0 14169.0 55.0042 D 19110 D Common Stock 2016-11-04 4 M 0 6153.0 16.25 A 25263 D Incentive Stock Option (right to buy) 16.25 2016-11-04 4 M 0 6153.0 0.0 D 2020-10-06 Common Stock 6153 0 D Incentive Stock Option (right to buy) 54.65 2016-11-02 4 A 0 3239.0 0.0 A 2026-11-02 Common Stock 3239 3239 D Non-Qualified Stock Option (right to buy) 54.65 2016-11-02 4 A 0 10261.0 0.0 A 2026-11-02 Common Stock 10261 10261 D Performance Shares 2016-11-02 4 A 0 3400.0 0.0 A Common Stock 3400 9039 D Restricted Stock Units 2016-11-02 4 A 0 4500.0 0.0 A Common Stock 4500 24500 D This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 9, 2016. The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.31 to $55.20. The reporting person will provide full information regarding the number of shares bought as each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request. Only vested shares can be exercised under this option. 25% of the shares will vest on 10/6/11; the remaining shares will vest monthly over the following 36 months so that the option will be fully vested and exercisable on 10/6/14. Only vested shares can be exercised under this option. 25% of the shares will vest on 11/2/17; the remaining shares will vest monthly over the following 36 months so that the option will be fully vested and exercisable on 11/2/20. Each Performance-based Restricted Stock Unit ("RSU's") represents the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the performance-based RSU's is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on November 2, 2016, and ending on November 2, 2019. Each restricted stock unit represents a contingent right to receive one share of Cirrus Logic common stock. 100% of the restricted stock units will vest on 11/2/19, the 3-year anniversary of the grant date. Gregory Scott Thomas 2016-11-04