-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Tuz7OGmxFHuVGgv7j5O179tBMFilSzKzQxnjfYlSj4LZNDDqZuSuJnEPNTDc5S6x ZOaE5Lw91xKOHl3L6chPIw== 0001194861-03-000012.txt : 20031028 0001194861-03-000012.hdr.sgml : 20031028 20031028190019 ACCESSION NUMBER: 0001194861-03-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031024 FILED AS OF DATE: 20031028 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LUCIE STEPHANIE CENTRAL INDEX KEY: 0001194861 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17795 FILM NUMBER: 03961955 MAIL ADDRESS: STREET 1: C/O CIRRUS LOGIC INC STREET 2: 2901 VIA FORTUNA CITY: AUSTIN STATE: TX ZIP: 78746 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIRRUS LOGIC INC CENTRAL INDEX KEY: 0000772406 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770024818 STATE OF INCORPORATION: DE FISCAL YEAR END: 0330 BUSINESS ADDRESS: STREET 1: 2901 VIA FORTUNA CITY: AUSTIN STATE: TX ZIP: 78746 BUSINESS PHONE: 512-851-4000 MAIL ADDRESS: STREET 1: 2901 VIA FORTUNA CITY: AUSTIN STATE: TX ZIP: 78746 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-10-24 0 0000772406 CIRRUS LOGIC INC crus 0001194861 LUCIE STEPHANIE C/O CIRRUS LOGIC INC 2901 VIA FORTUNA AUSTIN TX 78746 0 1 0 0 VP, Corporate Secretary Incentive Stock Option (right to buy) 6.97 2003-10-24 4 A 0 22245 0 A 2004-10-24 2013-10-24 common stock 22245 22245 D Non-qualified stock option (right to buy) 6.97 2003-10-24 4 A 0 37755 0 A 2004-10-24 2013-10-24 common stock 37755 37755 D Incentive stock option (right to buy) 3.87 2002-12-22 4 D 0 5000 0 D 2003-08-07 2012-08-07 common stock 5000 0 I By Spouse Incentive stock option 14.33 2002-12-22 4 D 0 5000 0 D 2003-02-21 2012-02-21 common stock 5000 0 I By Spouse Incentive stock option (right to buy) 16.8 2002-12-22 4 D 0 5000 0 D 2003-02-06 2012-02-06 common stock 5000 0 I By Spouse Non-Qualified stock option (right to buy) 3.4 2003-06-23 4 A 0 3750 0 A 2003-12-23 2013-06-23 common stock 3750 3750 I By Spouse Non-Qualified stock option (right to buy) 3.4 2003-06-23 4 A 0 3750 0 A 2003-12-23 2013-06-23 common stock 3750 7500 I By Spouse Non-Qualified stock option (right to buy) 3.4 2003-06-23 4 A 0 3750 0 A 2003-12-23 2013-06-23 common stock 3750 3750 I By Spouse Non-Qualified stock option (right to buy) 6.97 2003-10-24 4 A 0 5000 0 A 2004-10-24 2013-10-24 common stock 5000 5000 I By Spouse Only vested shares can be exercised under this option. The vesting schedule is: 25% of the shares exercisable under the option are fully-vested and exercisable on October 24, 2004; the remaining 75% of the shares exercisable under the option vest monthly over the next 36 months so that the shares exercisable under the option are fully-vested on October 24, 2007. The reporting person's spouse agreed to cancellation of options granted to him on 8/7/02 in exchange for new options having a lower price and granted on June 23, 2003; the exchange rate was .75 options for each option tendered. The reporting person disclaimed beneficial ownership of the 8/7/02 original grant. These transactions were not reportable by the reporting person. The reporting person's spouse agreed to cancellation of options granted to him on 2/21/02 in exchange for new options having a lower price and granted on June 23, 2003; the exchange rate was .75 options for each option tendered. The reporting person disclaimed beneficial ownership of the 2/21/02 original grant. These transactions were not reportable by the reporting person. The reporting person's spouse agreed to cancellation of options granted to him on 2/6/02 in exchange for new options having a lower price and granted on June 23, 2003; the exchange rate was .75 options for each option tendered. The reporting person disclaimed beneficial ownership of the 2/6/02 original grant. These transactions were not reportable by the reporting person. Only vested shares can be exercised. The vesting schedule is: 20% of the shares exercisable under the option are fully-vested and exercisable on December 23, 2003; 20% of the shares exercisable under the option are fully-vested and exercisable on June 23, 2004; 60% of the remaining shares exercisable under the option vest monthly over the next 36 months so that the shares are fully-vested on June 23, 2007. Reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Stephanie Lucie 2003-10-28 -----END PRIVACY-ENHANCED MESSAGE-----