0001493152-23-003486.txt : 20230203 0001493152-23-003486.hdr.sgml : 20230203 20230203104417 ACCESSION NUMBER: 0001493152-23-003486 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230203 DATE AS OF CHANGE: 20230203 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Gene Biotherapeutics, Inc. CENTRAL INDEX KEY: 0000772320 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 840635673 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-51647 FILM NUMBER: 23584230 BUSINESS ADDRESS: STREET 1: 11750 SORRENTO VALLEY ROAD STREET 2: SUITE 250 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: (858) 436-1000 MAIL ADDRESS: STREET 1: 11750 SORRENTO VALLEY ROAD STREET 2: SUITE 250 CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: Taxus Cardium Pharmaceuticals Group Inc. DATE OF NAME CHANGE: 20140318 FORMER COMPANY: FORMER CONFORMED NAME: Cardium Therapeutics, Inc. DATE OF NAME CHANGE: 20060118 FORMER COMPANY: FORMER CONFORMED NAME: Cadium Therapeutics, Inc. DATE OF NAME CHANGE: 20060118 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Jemapete Christopher J CENTRAL INDEX KEY: 0001741021 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 6888 SOUTH IRVINGTON COURT CITY: AURORA STATE: CO ZIP: 80016 SC 13G/A 1 formsc13ga.htm

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

SCHEDULE 13G/A

 

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 1)*

 

GENE BIOTHERAPEUTICS, INC.

(Name of Issuer)

 

Common Stock

(Title of Class of Securities)

 

86767104 1

(CUSIP Number)

 

December 31, 2022

(Date of Event which Requires Filing of This Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 
 

 

CUSIP No. 867671041   Page 2 of 5 Pages

 

  1 NAMES OF REPORTING PERSONS
    Christopher J. Jemapete
     
  2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
    (a) ☐
    (b) ☐
     
  3 SEC USE ONLY
     
  4 CITIZENSHIP OR PLACE OF ORGANIZATION
    United States

 

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
 
  5 SOLE VOTING POWER
    4,000,000
     
  6

SHARED VOTING POWER

0

     
  7 SOLE DISPOSITIVE POWER
    4,000,000
     
  8

SHARED DISPOSITIVE POWER

0

 

  9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
    4,000,000
     
  10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES      ☐
     
  11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
    6.2% (1)
     
  12 TYPE OF REPORTING PERSON*
    IN

 

  (1) The percent of class is based on 64,931,888 shares of the issuer’s common stock issued and outstanding as of March 15, 2022, as reported on the issuer’s Annual Report on Form 10-K/A filed with the Securities and Exchange Commission (the “SEC”) on April 14, 2022.

 

 
 

 

CUSIP No. 867671041 Schedule 13G/A Page 3 of 5 Pages

 

Item 1. Security and Issuer.

 

  (a) Name of issuer: Gene Biotherapeutics, Inc.
  (b) Address of issuer’s principal executive offices: 11230 Sorrento Valley Road, Suite 220, San Diego, California 92121

 

Item 2.

 

(a)   Name of person filing: Christopher J. Jemapete
     
(b)   Address or principal business office or, if none, residence: 6888 S. Irvington Court, Aurora, CO 80016
     
(c)   Citizenship: U.S.
     
(d)   Title of class of securities: Common stock
     
(e)   CUSIP No.: 86767104 1

 

Item 3. Source and Amount of Funds or Other Consideration.

 

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

  (a) Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
       
  (b) Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
       
  (c) Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
       
  (d) Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
       
  (e) An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
       
  (f) An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
       
  (g) A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
       
  (h) A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
       
  (i) A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
       
  (j) Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

Item 4. Ownership.

 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

  (a) Amount beneficially owned: 4,000,000 shares
     
  (b) Percent of class: 6.2%.
     
  (c) Number of shares as to which the person has:

 

 
 

 

CUSIP No. 867671041 Schedule 13G/A Page 4 of 5 Pages

 

  (i) Sole power to vote or to direct the vote: 4,000,000
     
  (ii) Shared power to vote or to direct the vote: 0
     
  (iii) Sole power to dispose or to direct the disposition of: 4,000,000
     
  (iv) Shared power to dispose or to direct the disposition of: 0

 

Item 5. Ownership of Five Percent or Less of a Class.

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☐.

 

Instruction. Dissolution of a group requires a response to this item.

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

 

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

 

 

Item 8. Identification and Classification of Members of the Group.

 

 

Item 9. Notice of Dissolution of Group.

 

 

Item 10. Certification.

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

 

 

 

 

CUSIP No. 867671041 Schedule 13G/A Page 5 of 5 Pages

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

  CHRISTOPHER J. JEMAPETE
   
Dated: February 3, 2023 /s/ Christopher J. Jemapete