0001209191-14-016719.txt : 20140304 0001209191-14-016719.hdr.sgml : 20140304 20140304171800 ACCESSION NUMBER: 0001209191-14-016719 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140228 FILED AS OF DATE: 20140304 DATE AS OF CHANGE: 20140304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cardium Therapeutics, Inc. CENTRAL INDEX KEY: 0000772320 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 840635673 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11750 SORRENTO VALLEY ROAD STREET 2: SUITE 250 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: (858) 436-1000 MAIL ADDRESS: STREET 1: 11750 SORRENTO VALLEY ROAD STREET 2: SUITE 250 CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: Cadium Therapeutics, Inc. DATE OF NAME CHANGE: 20060118 FORMER COMPANY: FORMER CONFORMED NAME: CARDIUM THERAPEUTICS, INC DATE OF NAME CHANGE: 20060118 FORMER COMPANY: FORMER CONFORMED NAME: ARIES VENTURES INC DATE OF NAME CHANGE: 20000523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEWIS GERALD J CENTRAL INDEX KEY: 0001268994 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33635 FILM NUMBER: 14666038 MAIL ADDRESS: STREET 1: 11 GREENWAY PLAZA #100 CITY: HOUSTON STATE: TX ZIP: 77041 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-02-28 0 0000772320 Cardium Therapeutics, Inc. CRXM 0001268994 LEWIS GERALD J 11750 SORRENTO VALLEY RD., SUITE 250 SAN DIEGO CA 92130 1 0 0 0 Warrant to purchase Common Stock 0.80 2014-02-28 4 J 0 50000 A 2014-02-28 2024-02-28 Common Stock 50000 60000 D "Out-of-the-money" warrants were issued with an exercise price set at a 57% premium to the closing price of the Issuer's common stock on the issue date, and were acquired pursuant to a compensation and incentive arrangement in connection with which the reporting person's compensation as a director had been deferred. /s/ Tyler M. Dylan-Hyde on Behalf of Mr. Lewis Under a Power of Attorney 2014-03-04