0001209191-14-016650.txt : 20140304
0001209191-14-016650.hdr.sgml : 20140304
20140304165554
ACCESSION NUMBER: 0001209191-14-016650
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140228
FILED AS OF DATE: 20140304
DATE AS OF CHANGE: 20140304
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cardium Therapeutics, Inc.
CENTRAL INDEX KEY: 0000772320
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 840635673
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11750 SORRENTO VALLEY ROAD
STREET 2: SUITE 250
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: (858) 436-1000
MAIL ADDRESS:
STREET 1: 11750 SORRENTO VALLEY ROAD
STREET 2: SUITE 250
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
FORMER COMPANY:
FORMER CONFORMED NAME: Cadium Therapeutics, Inc.
DATE OF NAME CHANGE: 20060118
FORMER COMPANY:
FORMER CONFORMED NAME: CARDIUM THERAPEUTICS, INC
DATE OF NAME CHANGE: 20060118
FORMER COMPANY:
FORMER CONFORMED NAME: ARIES VENTURES INC
DATE OF NAME CHANGE: 20000523
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MULROY DENNIS
CENTRAL INDEX KEY: 0001276840
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33635
FILM NUMBER: 14665641
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-02-28
0
0000772320
Cardium Therapeutics, Inc.
CRXM
0001276840
MULROY DENNIS
11750 SORRENTO VALLEY RD., SUITE 250
SAN DIEGO
CA
92130
0
1
0
0
Chief Financial Officer
Warrant to purchase Common Stock
0.80
2014-02-28
4
J
0
50000
A
2014-02-28
2024-02-28
Common Stock
50000
80000
D
"Out-of-the-money" warrants were issued with an exercise price set at a 57% premium to the closing price of the Issuer's common stock on the issue date, and were acquired pursuant to a compensation and incentive arrangement in connection with which the reporting person's salary had been lower than their base salary and compensation that had been approved by the Issuer.
/s/ Dennis M. Mulroy
2014-03-04