-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RJiUjjSOgBaQplgJRtwwXCGORL4ydjOjyzXqpuiPq1rufyOUEN1Argzq7vWSvRPn FK4NIe5G4P8Eb1FDNtoH2A== 0001181431-09-005897.txt : 20090202 0001181431-09-005897.hdr.sgml : 20090202 20090202184820 ACCESSION NUMBER: 0001181431-09-005897 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090122 FILED AS OF DATE: 20090202 DATE AS OF CHANGE: 20090202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIMON RONALD I CENTRAL INDEX KEY: 0001060435 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33635 FILM NUMBER: 09562640 BUSINESS ADDRESS: BUSINESS PHONE: 212-355-4141 MAIL ADDRESS: STREET 1: 485 MADISON AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cardium Therapeutics, Inc. CENTRAL INDEX KEY: 0000772320 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 840635673 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12255 EL CAMINO REAL STREET 2: SUITE 250 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: (858) 436-1000 MAIL ADDRESS: STREET 1: 12255 EL CAMINO REAL STREET 2: SUITE 250 CITY: SAN DIEGO STATE: CA ZIP: 92130 FORMER COMPANY: FORMER CONFORMED NAME: Cadium Therapeutics, Inc. DATE OF NAME CHANGE: 20060118 FORMER COMPANY: FORMER CONFORMED NAME: CARDIUM THERAPEUTICS, INC DATE OF NAME CHANGE: 20060118 FORMER COMPANY: FORMER CONFORMED NAME: ARIES VENTURES INC DATE OF NAME CHANGE: 20000523 4 1 rrd231109.xml SIMON FORM 4 X0303 4 2009-01-22 1 0000772320 Cardium Therapeutics, Inc. CXM 0001060435 SIMON RONALD I C/O 12255 EL CAMINO REAL, SUITE 250 SAN DIEGO CA 92130 0 0 0 1 Former Director Non-Qualified Stock Option (right to buy) 2.75 2009-01-22 4 J 0 25012 D 2009-04-22 Common Stock 74988 74988 D Due to Dr. Simon's resignation from the Board of Directors, the expiration date of this option has been changed and the unvested portion of the option on the date of resignation was cancelled. The remaining portion of this option is fully vested and immediately exercisable. /s/ Ronald I. Simon 2009-01-28 -----END PRIVACY-ENHANCED MESSAGE-----