-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RMSDzKf+uEsqzs+C7sUo4FIk8Pr3+xdnPtjr9BMf+gF5zbxah9mbnROkb9Zternf A5yN0kk5MMvLxOpnE1jtew== 0000950133-98-002568.txt : 19980710 0000950133-98-002568.hdr.sgml : 19980710 ACCESSION NUMBER: 0000950133-98-002568 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980709 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CASMYN CORP CENTRAL INDEX KEY: 0000772320 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 840987840 STATE OF INCORPORATION: CO FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-51647 FILM NUMBER: 98662680 BUSINESS ADDRESS: STREET 1: 1335 GREG ST #104 CITY: SPARKS STATE: NV ZIP: 89431 BUSINESS PHONE: 7023315524 MAIL ADDRESS: STREET 1: 1335 GREG STREET STREET 2: SUITE 104 CITY: SPARKS STATE: NV ZIP: 89431 FORMER COMPANY: FORMER CONFORMED NAME: SUMMA METALS CORP DATE OF NAME CHANGE: 19940503 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ZUCKER MARK S CENTRAL INDEX KEY: 0001063363 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 100 WILSHIRE BLVD., 15TH FLOOR CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 3109176600 SC 13D 1 SCHEDULE 13D 1 PAGE 1 OF 8 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 Casmyn Corp. --------------------------------------------- (Name of Issuer) Common Stock -------------------------------------------------------------------- (Title of Class of Securities) 1476191002 --------------- (CUSIP Number) Mark S. Zucker Anvil Investors, Inc. 100 Wilshire Boulevard, 15th Floor Santa Monica, CA 90401 (310)917-6600 - ------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) June 12, 1998 ---------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of SectionSection 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [ ]. NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Section 240.13d-7(b) for other parties to whom copies are to be sent. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. 2 PAGE 2 OF 8 SCHEDULE 13D CUSIP No. 05349F-20-4 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Anvil Investment Partners, L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - ------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 17,607,694 ------------------------------------------------------------- SHARES BENEFICIALLY 8 SHARED VOTING POWER OWNED BY -0- ------------------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON 17,607,694 ------------------------------------------------------------- WITH 10 SHARED DISPOSITIVE POWER -0- ------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 17,607,694 - ------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.9% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS 3 PAGE 3 OF 8 SCHEDULE 13D CUSIP No. 05349F-20-4 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Anvil Investors, Inc. - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - ------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OR LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF -0- ------------------------------------------------------------- SHARES BENEFICIALLY 8 SHARED VOTING POWER OWNED BY -0- ------------------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON -0- ------------------------------------------------------------- WITH 10 SHARED DISPOSITIVE POWER -0- ------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 17,607,694 - ------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.9% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS 4 PAGE 4 OF 8 SCHEDULE 13D CUSIP No. 05349F-20-4 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Mark S. Zucker - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF - ------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OR LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - ------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF -0- SHARES ------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY -0- EACH ------------------------------------------------------------- REPORTING 9 SOLE DISPOSITIVE POWER PERSON -0- WITH ------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- ------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 17,607,694 - ------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.9% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS 5 PAGE 5 OF 8 Item 1. Security and Issuer. Common Stock Casmyn Corp. 1335 Greg Street, Unit 104 Sparks, Nevada 89431 Item 2. Identity and Background (a) through (f). This statement is being filed by (1) Mark S. Zucker, an individual ("Mr. Zucker"), (2) Anvil Investment Partners, L.P., a Delaware limited partnership ("Anvil"), and (3) Anvil Investors, Inc., a Delaware Corporation wholly owned by Mr. Zucker, which serves as the General Partner for Anvil ("General Partner"). The principal place of business of Mr. Zucker, Anvil and Anvil Investors, Inc. is 100 Wilshire Blvd., 15th Floor, Santa Monica, CA 90401. As a result of Mr. Zucker's position as the President of Anvil Investors, Inc., he may be deemed to have voting and dispositive power over the Issuer's shares owned by Anvil. Neither this filing nor any information contained herein shall be construed as an admission by Mr. Zucker of his present control or influence over or his intent to control or influence the Issuer. Mr. Zucker's principal business consists of acting as the President of Anvil Investors, Inc. During the past five years Mr. Zucker has not been convicted in any criminal proceedings. Mr. Zucker has not been subject to any judgment, decree or final order enjoining any future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation of such laws in a civil proceeding of a judicial or administrative body. Item 3. Source and Amount of Funds or Other Consideration. Anvil -- Other (available investable cash) ($61,664.00). Item 4. Purpose of Transaction. Securities of the Issuer beneficially owned by the Reporting Persons as set forth herein were purchased for investment purposes. Depending upon their evaluation of the Issuer's business and prospects, and upon future developments (including, but not limited to, performance of the Issuer's shares in the market, availability of funds, alternative uses of funds, stock market and general economic conditions), any of the Reporting Persons, or other entities that may be affiliated with any of the Reporting Persons, may from time to time purchase the Issuer's shares, and may from time to time dispose of all or a portion of the Issuer's shares held by such persons, or cease buying or selling such shares. Any additional purchases or sales of the Issuer's shares may be in open market or privately-negotiated transactions or otherwise. The Issuer's Preferred Shareholders have approved a restructuring proposal announced that would establish a fixed conversion price of $0.04 per Common Share, grant the Preferred Shareholders voting rights on an as converted basis subject to approval by the Issuer's Common Shareholders and permit the Company to redeem the Preferred Stock at specified prices. The proposal contemplates that two of the present members of the Board of Directors would resign upon approval by the Preferred Shareholders and the remaining two board members would elect three persons designated by the Preferred Shareholders as new directors. It is anticipated that Mr. Zucker would be one of the designees of the Preferred Shareholders. The restructuring proposal will remain in effect only if approve by the Common Shareholders. Except as otherwise described in this Item 4, none of the Reporting Persons have formulated any plans or proposals which relate to or would result in any matter required to be disclosed in response to parts (a) through (j) of Item 4. 6 PAGE 6 OF 8 Item 5. Interest in Securities of the Issuer. (a) As of June 12, 1998, the Reporting Persons beneficially own in the aggregate 17,607,694 of the Issuer's outstanding Common Stock, which constitutes 9.9% of the Issuer's outstanding Common Stock and 63,822 shares of the Issuer's non-voting Preferred Stock which is convertible into shares of the Issuer's Common Stock. Anvil has entered into an agreement with the Issuer whereby Anvil has agreed not to convert any portion of the Issuer's Preferred Stock which would result in the Reporting Persons owning more than 9.9% of the Issuer's outstanding Common Stock. By virtue of the relationship described in Item 2 above, both Mr. Zucker and Anvil Investors, Inc. may be deemed to have beneficial ownership of the Issuer's shares owned by Anvil. (b) Of the aggregate shares that are being reported, Mr. Zucker and Anvil Investors, Inc. may be deemed to have the power to direct the voting and disposition of 17,607,694 shares beneficially; Anvil has the sole power to direct the voting and disposition of 17,607,694 shares beneficially owned. (c) During the past 60 days, Anvil acquired shares of the Common Stock on the following dates: - June 12, 1998 - 17,607,694 shares through the exercise of conversion rights attached to 8,224 shares of the Issuer's non-voting Preferred Stock - transaction effected by the Issuer. Item 6. Contracts, Arrangements, Understandings, Relationships, with Respect to Securities of the Issuer. Anvil has agreed with the Issuer not to convert any portion of the shares of Preferred Stock it owns which would result in the reporting persons beneficially owning more than 9.9% of the outstanding shares of the Issuer's Common Stock. Item 7. Material to Be Filed as Exhibits. Exhibit 1: Joint Filing Agreement. 7 PAGE 7 OF 8 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. MARK S. ZUCKER By: /s/MARK S. ZUCKER ------------------------- Mark S. Zucker Date: 07/08/98 ANVIL INVESTMENT PARTNERS, L.P. By: /s/MARK S. ZUCKER ------------------------- Mark S. Zucker, President Anvil Investors, Inc., General Partner Date: 07/08/98 ANVIL INVESTORS, INC. By: /s/MARK S. ZUCKER ------------------------- Mark S. Zucker President Date: 07/08/98 8 PAGE 8 OF 8 EXHIBIT 1 JOINT FILING AGREEMENT Pursuant to and in accordance with Rule 13d-1(k)(iii) under the Securities Exchange Act of 1934, the undersigned hereby agree to jointly file the Schedule 13D dated July 08, 1998 and any amendments thereto with respect to the beneficial ownership by each of the undersigned of shares of Common Stock of Casmyn Corp. Such joint filings may be executed by one or more of us on behalf of each of the undersigned. This Agreement may be executed in any number of counterparts, each of which shall be deemed an original. MARK S. ZUCKER By: /s/MARK S. ZUCKER ------------------------- Mark S. Zucker Date: 07/08/98 ANVIL INVESTMENT PARTNERS, L.P. By: /s/MARK S. ZUCKER ------------------------- Mark S. Zucker, President Anvil Investors, Inc., General Partner Date: 07/08/98 ANVIL INVESTORS, INC. By: /s/MARK S. ZUCKER ------------------------- Mark S. Zucker President Date: 07/08/98 -----END PRIVACY-ENHANCED MESSAGE-----