-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PotC+a5loJ+rBmLcIi3YPSb126O+ykJ9ULNWYa9qh2q91BgeAiKXarCVnYfG6itw /VGQPkL6WE/enZ7V1tgg5w== 0001144204-07-056129.txt : 20071024 0001144204-07-056129.hdr.sgml : 20071024 20071024163402 ACCESSION NUMBER: 0001144204-07-056129 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20071024 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20071024 DATE AS OF CHANGE: 20071024 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DOCUMENT SECURITY SYSTEMS INC CENTRAL INDEX KEY: 0000771999 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 161229730 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-32146 FILM NUMBER: 071188472 BUSINESS ADDRESS: STREET 1: 36 WEST MAIN ST STREET 2: SUITE 710 CITY: ROCHESTER STATE: NY ZIP: 14614 BUSINESS PHONE: 585 232 1500 MAIL ADDRESS: STREET 1: 36 W MAIN ST STREET 2: SUITE 710 CITY: ROCHESTER STATE: NY ZIP: 14614 FORMER COMPANY: FORMER CONFORMED NAME: NEW SKY COMMUNICATIONS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: THOROUGHBREDS USA INC DATE OF NAME CHANGE: 19861118 8-K 1 v091232_8k.htm Unassociated Document

 
UNITED STATES
 
SECURITIES AND EXCHANGE COMMISSION
 
Washington, D.C. 20549
 

 
FORM 8-K
 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): October 24, 2007
 
DOCUMENT SECURITY SYSTEMS, INC.
 
(Exact name of registrant as specified in its charter)
 
       
New York
 
1-32146
 
16-1229730
(State or other jurisdiction of incorporation)
 
(Commission File Number)
 
(IRS Employer Identification No.)
 
   
First Federal Plaza, Suite 1525
28 East Main Street
Rochester, NY
 
14614
(Address of principal executive offices)
 
(Zip Code)
 
Registrant’s telephone number, including area code: (585) 325-3610
 
Not Applicable
 
(Former name or former address, if changed since last report.)
 
  Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
 ¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 


Item 8.01
Other Events
On October 24, 2007, the Registrant issued a press release, a copy of which is furnished herewith as Exhibit 99.1 and is incorporated herein by reference.

Item 9.01
Financial Statements and Exhibits.
(d) Exhibits

Exhibit No.
Document
99.1
Press Release of the Registrant dated October 24, 2007. 
 



SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
     
 
DOCUMENT SECURITY SYSTEMS, INC.
 
 
 
 
 
 
Dated: October 24, 2007
By:  
/s/ Patrick A. White
 

       Patrick A. White 
 
Chief Executive Officer




EXHIBIT INDEX
 
     
Exhibit
Number
                
 
Description
                      
99.1
 
Press Release of the Registrant dated October 24, 2007. 
  

 
EX-99.1 2 v091232_ex99-1.htm Unassociated Document

 
 
 
INNOVATION THAT CAN’T BE COPIED.
News Release
 
Document Security Systems, Inc. 
Robin Pedace
Document Security Systems, Inc.
202.885.5536
Email: robin@documentsecurity.com
 
Investor contact:
Bryan Kobel
Hayden Communications, Inc.
646-383-7621
Email: bryan@haydenir.com 
 
Media contact:
Kim Waver
Dixon Schwabl Advertising
585.899.3273
Email: kim@dixonschwabl.com
 
For Immediate Release

Document Security Systems Announces
Second Delay in Patent Validity Decision by French Court

Court Reschedules Release of Decision to November 14, 2007
 
ROCHESTER, NY, October 24, 2007 - Document Security Systems, Inc. (AMEX: DMC) (“DMC”), a leader in proven, patented protection against counterfeiting and unauthorized copying, scanning and photo imaging, announced today that the Tribunal de Grande Instance de Paris, 3rd Chamber - 3rd Section of the High Court of Paris in Paris, France, has again rescheduled the release of its decision on the validity of the Company’s European Patent No 0455750B1 (the “Patent”). The judgment, which will be the outcome of a one-day hearing held on June 4, 2007, is now scheduled for November 14, 2007.
 
Patrick White, Chairman and CEO of Document Security Systems, commented, “The court did not provide an explanation for the delay. Management continues to work aggressively to protect the interests of our shareholders.”
 
On August 1, 2005, DMC filed a patent infringement suit in the European Court of First Instance (“CFI”) against the European Central Bank (“ECB”) alleging that the Euro banknotes produced by the ECB infringe DMC's the Patent. Subsequently, DMC received notice that the ECB had filed a claim to invalidity with patent courts in France, Germany, the United Kingdom, the Netherlands, Austria, Italy, Spain and Belgium. To date, the Patent has been validated in Germany, and the Company is appealing a ruling in the U.K. in which the Patent was held to be invalid. The CFI ruled on September 5, 2007 that it was not the correct venue for infringement proceedings, which has opened the door for country-by-country infringement litigation.
 
About Document Security Systems, Inc.
A rapidly growing security technology company, Document Security Systems is a world leader in the development of optical deterrent technologies that help prevent counterfeiting and brand fraud from the use of the most advanced scanners, copiers and imaging systems in the market. The Company’s patented and patent-pending technologies protect valuable documents and printed products from counterfeiters and identity thieves. Document Security Systems’ customers, which include international governments, major corporations and world financial institutions, use its covert and overt technologies to protect a number of applications including, but not limited to, currency, vital records, brand protection, ID cards, internet commerce, passports and gift certificates. Document Security Systems’ strategy is to become the world’s leading producer of cutting-edge security technologies for paper, plastic and electronically generated printed assets. More information about Document Security Systems can be found at its websites: www.documentsecurity.com and www.plasticprintingprofessionals.com.
 
 
- More -

 
 
Document Security Systems Announces Second Delay in Patent Validity Decision by French Patent Court
October 24, 2007
 
Safe Harbor Statement
This release contains forward-looking statements regarding expectations for future financial performance, which involve uncertainty and risk. It is possible the Company's future financial performance may differ from expectations due to a variety of factors including, but not limited to, changes in economic and business conditions in the world, increased competitive activity, achieving sales levels to fulfill revenue expectations, consolidation among its competitors and customers, technology advancements, unexpected costs and charges, adequate funding for plans, changes in interest and foreign exchange rates, regulatory and other approvals and failure to implement all plans, for whatever reason. It is not possible to foresee or identify all such factors. Any forward-looking statements in this report are based on current conditions, expected future developments and other factors which the Company believes are appropriate in the circumstances. Prospective investors are cautioned that such statements are not a guarantee of future performance and actual results or developments may differ materially from those projected. The Company makes no commitment to update any forward-looking statement included herein, or disclose any facts, events or circumstances that may affect the accuracy of any forward-looking statement.
 
 
 

 
 
GRAPHIC 3 headerx1x1.jpg GRAPHIC begin 644 headerx1x1.jpg M_]C_X``02D9)1@`!`0```0`!``#_VP!#`!`+#`X,"A`.#0X2$1`3&"@:&!86 M&#$C)1TH.C,]/#DS.#=`2%Q.0$17137!D>%QE9V/_ MVP!#`1$2$A@5&"\:&B]C0CA"8V-C8V-C8V-C8V-C8V-C8V-C8V-C8V-C8V-C M8V-C8V-C8V-C8V-C8V-C8V-C8V-C8V/_P``1"`!E`/H#`2(``A$!`Q$!_\0` M'P```04!`0$!`0$```````````$"`P0%!@<("0H+_\0`M1```@$#`P($`P4% M!`0```%]`0(#``01!1(A,4$&$U%A!R)Q%#*!D:$((T*QP152T?`D,V)R@@D* M%A<8&1HE)B7J#A(6&AXB)BI*3E)66EYB9FJ*CI*6FIZBIJK*SM+6VM[BYNL+#Q,7& MQ\C)RM+3U-76U]C9VN'BX^3EYN?HZ>KQ\O/T]?;W^/GZ_\0`'P$``P$!`0$! M`0$!`0````````$"`P0%!@<("0H+_\0`M1$``@$"!`0#!`<%!`0``0)W``$" M`Q$$!2$Q!A)!40=A<1,B,H$(%$*1H;'!"2,S4O`58G+1"A8D-.$E\1<8&1HF M)R@I*C4V-S@Y.D-$149'2$E*4U155E=865IC9&5F9VAI:G-T=79W>'EZ@H.$ MA8:'B(F*DI.4E9:7F)F:HJ.DI::GJ*FJLK.TM;:WN+FZPL/$Q<;'R,G*TM/4 MU=;7V-G:XN/DY>;GZ.GJ\O/T]?;W^/GZ_]H`#`,!``(1`Q$`/P#T"BBB@`HH MHH`****`"BBB@`HHHH`*2EI*`"BJ]]>P6%N;BY;;&I`)QGK6;_PE>D?\_!_[ MX--)L3:1L-*JMM.<]>%)I/.3_:_[X/\`A5.PU.UU#S);:3<@PI)&,=_ZU;\U M._ID\=*+!>XOG)_M?]\'_"CSD_VO^^#_`(4"12<`\T_M2`16#J&4Y!&13JBM MO^/>/_=%2T#"BBB@`HHHH`****`"BBB@`HHHH`****`"BBB@`HHHH`****`" MBBB@`HHHH`*2EI*`,+QG_P`B]-_OI_Z$*\YKT;QG_P`B]-_OI_Z$*\XK:GL< M]7<[7P3_`,@V8GIYW]!71CM_^OG_`!KF_!7_`"#9_P#KK^/05T?Y?Y_I42W- M(;#XO]8OZ?Y_K5JJL7^L'YU9R,=14,M#+;_CWC_W14E16W_'O'_NBI:!BT44 M4`%%%%`!1110`4444`%%%%`!1110`4444`%%%%`!1110`4444`%%%%`!24M) M0!A>,_\`D7IO]]/_`$(5YS7J^JZ>FJ6+6LKLBL0 MS_Y^9?R%7[2)'LY&%X:O;J?7K:*6>1T8ME2>#\IKT+R(_P"X*P].\*6VG7T5 MU'/(S1DD`@8.1C^M=!64VF]#6$6EJ(JA0`.`.E+2T5)84444`%%%%`!1110` M4444`%%%%`!1110!B7VMSP:M_9UK8&YD\OS.)0O'XBFOKT]HZ?VGILMK$YVB M42!P#[XZ54OQ=VGBL7\=C/>8+$Y`5 M@"=V?3%58O$.ERRI&MUAG(5=T;*"?3)%4M1M[F*RT=TMY)FM'0R)&,MPN*?< M:EBSM^^4L;F(;5'=@<\$4K!H--:>((KQ;2XN(OLQC/DKN(.[/-0,]QJ/B+3KA;"Z@B@ M$F]ID"CD<=Z+!EO+VWL;(H2 M0-LW[O5+.QBBDN9MB2_<.TG/Y"HH=>TZ>9(8IV9W.U1Y3#)_$5E^(+6XEM=* M\J"=_)=2_DCYU``Z>]6M,O9(G$!L]6?S''[RY4$+^.>!196"[O8U!?6S7C6G MG*+A0"4/!P?YT2WD$5U#;/)B:;.Q<'G'6LB?1H]0U?4#=1.J%8C#,O!!`.<' M\JJPV>JIXAT\7@\^&W#A;E1]X%3][T-.R"[-6;Q#ID$C)+:ZTI8[>)I7\U3M49.*V<5.EAZW&7,PM[>6 M9LE8T+G'H!FLB#5]4N(4FAT5FCD&Y3]I49!K4OMWV&?9")FV'$9.-_'2N/2Q MM0@#>']2#8YVNV,^W-4K=12;Z'4Z7?2WT+M-:RVSQN4*OSG'<'N*KCQ)I1Z7 M+'Z1.?Z57\*VUQ;6]WYL,L$3S%H8Y3RJUDZ/'5([XZ8S58^)-*&,W1&3C)C<#^55M=\_4_#Y,- MI.LGF*?*=>_-)(;9LS7MO!/!#))B2XR M(Q@_-CK1=7D%DL9N)-@D<1J<$Y8]!Q61KD=PNH:5=QVLLRV[.9%A&2,@8J#5 MI[G5C90PZ9>1>7=)(S2H``!G/?WH2"YLWVJV>GR)'=3%&<$J`I;(_`4RUUO3 M[NX6W@N-TK`E5*,N<=>HJGJEG1-&@\O!&,,`,@T[*P7=S;&H6QFN(1+^\ME#2C:?E!&?QX]*IGQ+I( M8`W39/0>4_\`A4>GV\T?B759GB98I%BV.1PV!SBC4+:9_$NESI$S11K('<#A M<*CD!,7_`+Y_^O7)W&KZM>:_-IUC+%"(R0NY>N/6 MK7V3Q1_S^VWY?_6JN7NR.;LCHL/_`'E_[Y_^O2XD_O+_`-\__7KEY)/$UE<0 MAC'=*Y^947H/K74J24!(P<=*35AIW&XD_O+_`-\__7HQ)_>7_OG_`.O6/KZZ MI!`;C39R0O+1%0>/:HO#GB)=3'D7.([I1TZ!A3Y7:XWU!%D@''FJN!FCE%S&[B3^^O_`'S_`/7HQ)_>7_OG M_P"O3GR4.WKCBN<-IXGSQ>V^/7_`+Y_^O1B3^^O_?/_ M`->N';5M<35_[--W'YV[;NV\9QFM;[)XH_Y_;?\`+_ZU5R6ZDJ=^AT6)/[R_ M]\__`%Z,/_>3_OG_`.O26XD6",3$&0*-Q'<]ZY?Q/J]_8ZM#;VDP19%'5<\D MXJ4KNQ3=E*25W8;=E7_OG_P"O7%:SXMN6NBNG,$@0E=Y7.\UVENQ:"-F.25!)_"FXM;B4DW87 M$G]Y?^^?_KT8D_O+_P!\_P#UZI:]?2:=I4US"%,BX"[NG)K!TZ7Q%JEHMU!> M0*C$C#+C&#]*%&ZN#E9V.KQ)_>7_`+Y_^O1B3^\O_?/_`->N=^R>*/\`G]MO MR_\`K5:T"YU:62:/4XAM7[D@7&ZCE$I&V.E+24M26L_]!IOS;_&I9O"1E:HFJ^'Y;>1]2>8N>F3CCUS7=Q-OB1CU*@URY\(W$\D9O=2>:- M#G:03_.NI50JA1T`Q4S:94$T+7&>-=.@M1%?P`QS.^UMIQG@G/UKM*R?$&D- MK%K'"LHBV/NR1GMBE%V8YJZ*OA'38+?2X[M1NFG7HV,EK*2%<8R.U<]'X4OH$$<&K.D8Z``BJB]-R9*[V$_P"$:UG_`*#3 M?FW^-0:)=7UGXE;3;B[:X09!+'OC/%6O^$9U/_H-2_K5K2/#36.H&^N;MKB; M&`2*JZMJ2D[Z(WZ6DI:R-CS^X_Y'W_MN/Y5W]<])X:=]?.I_:%QY@?R\>V.M M=#5S=[&<$U<*X3QH"VO6P!VDHH!';FN[KG]=\.2:M?)3L<7XPL8=/MM/MX M%PJA^>Y/')KM[7_CVB_W!_*LGQ#H+:TT!6<1>4#U&YF6%9!P['.VWAG45@7[)K($)Y79N`_G71:UI,>K MV?D.Y0AMRL!G!K%7POJ**$36)%51@`9X%.+LMQ26NPS_`(1O6?\`H--^;?XT M>$KZ[?4;JRN9VF6,'!;KD'%2?\(SJ?\`T&I?UJ_H7A\:3++.\YFFEZDC%-M6 MU$D[Z&U2TE+61J%%%%`!1110`4444`%%%%`!1110`4444`%%%%`!1110`444 @4`%%%%`!1110`4444`%%%%`!1110`4444`%%%%`'_]D_ ` end
-----END PRIVACY-ENHANCED MESSAGE-----