0001628280-17-002464.txt : 20170310 0001628280-17-002464.hdr.sgml : 20170310 20170310110331 ACCESSION NUMBER: 0001628280-17-002464 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170103 FILED AS OF DATE: 20170310 DATE AS OF CHANGE: 20170310 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHAMPIONS ONCOLOGY, INC. CENTRAL INDEX KEY: 0000771856 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 521401755 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 855 N. WOLFE STREET STREET 2: SUITE 619 CITY: BALTIMORE STATE: MD ZIP: 21205 BUSINESS PHONE: 410-369-0365 MAIL ADDRESS: STREET 1: 855 N. WOLFE STREET STREET 2: SUITE 619 CITY: BALTIMORE STATE: MD ZIP: 21205 FORMER COMPANY: FORMER CONFORMED NAME: CHAMPIONS BIOTECHNOLOGY, INC. DATE OF NAME CHANGE: 20070220 FORMER COMPANY: FORMER CONFORMED NAME: CHAMPIONS SPORTS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL GROUP INC DATE OF NAME CHANGE: 19860319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Breitfeld Philip P. CENTRAL INDEX KEY: 0001690133 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11504 FILM NUMBER: 17680673 MAIL ADDRESS: STREET 1: ONE UNIVERSITY PLAZA, SUITE 307 CITY: HACKENSACK STATE: NJ ZIP: 07601 4 1 wf-form4_148916179808463.xml FORM 4 X0306 4 2017-01-03 0 0000771856 CHAMPIONS ONCOLOGY, INC. CSBR 0001690133 Breitfeld Philip P. ONE UNIVERSITY PLAZA SUITE 307 HACKENSACK NJ 07601 1 0 0 0 Option to purchase Common Stock 1.59 2017-01-03 4 A 0 45000 2.85 A 2021-11-01 Common Stock 45000.0 45000 D The Options will vest over a three-year period: upon completion of one full year of service, 1/3rd of the Option will be fully vested; upon completion of two full years of service, 2/3rds of the Option will be fully vested; upon completion of three full years of service, 100% of the Option will be fully vested. /s/ Philip P. Breitfeld 2017-03-10