0001144204-15-016742.txt : 20150317 0001144204-15-016742.hdr.sgml : 20150317 20150317162029 ACCESSION NUMBER: 0001144204-15-016742 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150311 FILED AS OF DATE: 20150317 DATE AS OF CHANGE: 20150317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHAMPIONS ONCOLOGY, INC. CENTRAL INDEX KEY: 0000771856 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 521401755 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 855 N. WOLFE STREET STREET 2: SUITE 619 CITY: BALTIMORE STATE: MD ZIP: 21205 BUSINESS PHONE: 410-369-0365 MAIL ADDRESS: STREET 1: 855 N. WOLFE STREET STREET 2: SUITE 619 CITY: BALTIMORE STATE: MD ZIP: 21205 FORMER COMPANY: FORMER CONFORMED NAME: CHAMPIONS BIOTECHNOLOGY, INC. DATE OF NAME CHANGE: 20070220 FORMER COMPANY: FORMER CONFORMED NAME: CHAMPIONS SPORTS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL GROUP INC DATE OF NAME CHANGE: 19860319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morris Ronnie CENTRAL INDEX KEY: 0001504443 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17263 FILM NUMBER: 15706985 MAIL ADDRESS: STREET 1: 855 N. WOLFE STREET, SUITE 619 CITY: BALTIMORE STATE: MD ZIP: 21205 4 1 v404793_4.xml OWNERSHIP DOCUMENT X0306 4 2015-03-11 0 0000771856 CHAMPIONS ONCOLOGY, INC. CSBR 0001504443 Morris Ronnie C/O CHAMPIONS ONCOLOGY, INC. ONE UNIVERSITY PLACE, SUITE 307 HACKENSACK NJ 07601 1 1 0 0 President Common Stock 2015-03-11 4 P 0 2710526 0.00 A 3572174 D Common Stock 2015-03-11 4 J 0 70826 0.00 A 3643000 D Warrant to purchase shares of Common Stock 0.48 2015-03-11 4 A 0 1490789 A 2015-03-11 2020-03-11 Common Stock 1490789 1490789 D As a result of the transaction represented in the line above, the 70,826 shares of Common Stock were issued for no consideration pursuant to contractual anti-dilution undertakings of the Issuer in a Securities Purchase Agreement dated March 24, 2011 between the Issuer, the reporting person and certain other investors. The warrant was acquired in connection with the purchase of shares of Common Stock pursuant to a Securities Purchase Agreement dated March 13, 2015 between the Issuer, the reporting person and certain other investors for no additional consideration. /s/ Ronnie Morris 2015-03-16