N-PX 1 n-px.htm n-px.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549


FORM N-PX

Annual Report of Proxy Voting Record of Registered Management Investment Company


Investment Company Act file number: 811-04338



EAGLE CAPITAL APPRECIATION FUND
(Exact name of Registrant as Specified in Charter)
 
880 Carillon Parkway
St. Petersburg, FL 33716
(Address of Principal Executive Office) (Zip Code)
 
Registrant’s Telephone Number, including Area Code: (727) 567-8143
 

SUSAN L. WALZER, PRINCIPAL EXECUTIVE OFFICER
880 Carillon Parkway
St. Petersburg, FL 33716
(Name and Address of Agent for Service)
 

Copy to:
KATHY KRESCH INGBER, ESQ.
K&L Gates, LLP
1601 K Street, NW
Washington, D.C.  20006
 

 
 
Date of fiscal year end: October 31
Date of Reporting Period: July 1, 2012 to June 30, 2013
 
 
 
Item 1. Proxy Voting Record.

Eagle Capital Appreciation Fund

Name (Eagle Fund Name)
Cusip
Symbol
Desc (Company Name)
Meeting Date
Issue (What Issue was voted on?)
Was this a Shareholder, Mgmt, or Issuer Proposal?
Was the Fund Vote "with" or "against" Management recommendation
How "The Fund" cast its vote
Eagle Capital Appreciation Fund
983919101
XLNX
Xilinx, Inc.
 08-Aug-12
Elect Directors - Bundled
Management
WITH
For
Eagle Capital Appreciation Fund
983919101
XLNX
Xilinx, Inc.
 08-Aug-12
Amend Qualified Employee Stock Purchase Plan
Management
WITH
For
Eagle Capital Appreciation Fund
983919101
XLNX
Xilinx, Inc.
 08-Aug-12
Amend Omnibus Stock Plan
Management
WITH
For
Eagle Capital Appreciation Fund
983919101
XLNX
Xilinx, Inc.
 08-Aug-12
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
WITH
For
Eagle Capital Appreciation Fund
983919101
XLNX
Xilinx, Inc.
 08-Aug-12
Ratify Auditors
Management
WITH
For
Eagle Capital Appreciation Fund
64110D104
NTAP
NetApp, Inc.
 31-Aug-12
Elect Directors - Bundled
Management
WITH
For
Eagle Capital Appreciation Fund
64110D104
NTAP
NetApp, Inc.
 31-Aug-12
Amend Omnibus Stock Plan
Management
WITH
For
Eagle Capital Appreciation Fund
64110D104
NTAP
NetApp, Inc.
 31-Aug-12
Amend Qualified Employee Stock Purchase Plan
Management
WITH
For
Eagle Capital Appreciation Fund
64110D104
NTAP
NetApp, Inc.
 31-Aug-12
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
WITH
For
Eagle Capital Appreciation Fund
64110D104
NTAP
NetApp, Inc.
 31-Aug-12
Ratify Auditors
Management
WITH
For
Eagle Capital Appreciation Fund
64110D104
NTAP
NetApp, Inc.
 31-Aug-12
Reduce Supermajority Vote Requirement
Shareholder
WITH
For
Eagle Capital Appreciation Fund
M8769Q102
TEVA
Teva Pharmaceutical Industries Ltd.
 12-Sep-12
Receive and Discuss Consolidated Balance Sheet as of Dec. 31, 2011 and Consolidated Income Statements for 2011
Management
WITH
Non Voting Item
Eagle Capital Appreciation Fund
M8769Q102
TEVA
Teva Pharmaceutical Industries Ltd.
 12-Sep-12
Distribute Cash Dividends for the Year Ended Dec. 31, 2011, Paid In Four Installments in an Aggregate Amount of NIS 3.40 Per Ordinary Share
Management
WITH
For
Eagle Capital Appreciation Fund
M8769Q102
TEVA
Teva Pharmaceutical Industries Ltd.
 12-Sep-12
Elect Directors - Bundled
Management
WITH
For
Eagle Capital Appreciation Fund
M8769Q102
TEVA
Teva Pharmaceutical Industries Ltd.
 12-Sep-12
Approve Payment to Each of the Company Directors, Other Than the Chairman and Vice Chairman, of an Annual Fee Plus a Per Meeting Fee
Management
WITH
For
Eagle Capital Appreciation Fund
M8769Q102
TEVA
Teva Pharmaceutical Industries Ltd.
 12-Sep-12
Approve Annual Fee and Reimbursement of Expenses of Chairman
Management
WITH
For
Eagle Capital Appreciation Fund
M8769Q102
TEVA
Teva Pharmaceutical Industries Ltd.
 12-Sep-12
Approve Annual Fee and Reimbursement of Expenses of Vice Chairman
Management
WITH
For
Eagle Capital Appreciation Fund
M8769Q102
TEVA
Teva Pharmaceutical Industries Ltd.
 12-Sep-12
Approve Certain Amendments to Articles of Association
Management
WITH
For
Eagle Capital Appreciation Fund
M8769Q102
TEVA
Teva Pharmaceutical Industries Ltd.
 12-Sep-12
Approve Indemnification and Release Agreements for Directors of the Company
Management
WITH
For
Eagle Capital Appreciation Fund
M8769Q102
TEVA
Teva Pharmaceutical Industries Ltd.
 12-Sep-12
Reappoint Kesselman & Kesselman as Independent Registered Public Accounting Firm of the Company and Authorize Board To Determine Its Compensation
Management
WITH
For
Eagle Capital Appreciation Fund
654106103
NKE
NIKE, Inc.
 20-Sep-12
Elect Directors - Bundled
Management
WITH
For
Eagle Capital Appreciation Fund
654106103
NKE
NIKE, Inc.
 20-Sep-12
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
WITH
For
Eagle Capital Appreciation Fund
654106103
NKE
NIKE, Inc.
 20-Sep-12
Increase Authorized Common Stock
Management
WITH
For
Eagle Capital Appreciation Fund
654106103
NKE
NIKE, Inc.
 20-Sep-12
Amend Executive Incentive Bonus Plan
Management
WITH
For
Eagle Capital Appreciation Fund
654106103
NKE
NIKE, Inc.
 20-Sep-12
Ratify Auditors
Management
WITH
For
Eagle Capital Appreciation Fund
654106103
NKE
NIKE, Inc.
 20-Sep-12
Report on Political Contributions
Shareholder
WITH
Against
Eagle Capital Appreciation Fund
742718109
PG
The Procter & Gamble Company
 09-Oct-12
Elect Directors - Bundled
Management
WITH
For
Eagle Capital Appreciation Fund
742718109
PG
The Procter & Gamble Company
 09-Oct-12
Ratify Auditors
Management
WITH
For
Eagle Capital Appreciation Fund
742718109
PG
The Procter & Gamble Company
 09-Oct-12
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
WITH
For
Eagle Capital Appreciation Fund
742718109
PG
The Procter & Gamble Company
 09-Oct-12
Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote
Shareholder
WITH
Against
Eagle Capital Appreciation Fund
742718109
PG
The Procter & Gamble Company
 09-Oct-12
Report on Adopting Extended Producer Responsibility Policy
Shareholder
WITH
Against
Eagle Capital Appreciation Fund
742718109
PG
The Procter & Gamble Company
 09-Oct-12
Reduce Supermajority Vote Requirement
Shareholder
AGAINST
For
Eagle Capital Appreciation Fund
68389X105
ORCL
Oracle Corporation
 07-Nov-12
Elect Directors - Bundled
Management
WITH
For
Eagle Capital Appreciation Fund
68389X105
ORCL
Oracle Corporation
 07-Nov-12
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
AGAINST
Against
Eagle Capital Appreciation Fund
68389X105
ORCL
Oracle Corporation
 07-Nov-12
Amend Non-Employee Director Stock Option Plan
Management
WITH
For
Eagle Capital Appreciation Fund
68389X105
ORCL
Oracle Corporation
 07-Nov-12
Ratify Auditors
Management
WITH
For
Eagle Capital Appreciation Fund
68389X105
ORCL
Oracle Corporation
 07-Nov-12
Adopt Multiple Performance Metrics Under Executive Incentive Plans
Shareholder
AGAINST
For
Eagle Capital Appreciation Fund
68389X105
ORCL
Oracle Corporation
 07-Nov-12
Require Independent Board Chairman
Shareholder
WITH
Against
Eagle Capital Appreciation Fund
68389X105
ORCL
Oracle Corporation
 07-Nov-12
Adopt Retention Ratio for Executives/Directors
Shareholder
WITH
Against
Eagle Capital Appreciation Fund
68389X105
ORCL
Oracle Corporation
 07-Nov-12
Pro-rata Vesting of Equity Awards
Shareholder
WITH
Against
Eagle Capital Appreciation Fund
22160K105
COST
Costco Wholesale Corporation
 24-Jan-13
Elect Directors - Bundled
Management
WITH
For
Eagle Capital Appreciation Fund
22160K105
COST
Costco Wholesale Corporation
 24-Jan-13
Ratify Auditors
Management
WITH
For
Eagle Capital Appreciation Fund
22160K105
COST
Costco Wholesale Corporation
 24-Jan-13
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
WITH
For
Eagle Capital Appreciation Fund
22160K105
COST
Costco Wholesale Corporation
 24-Jan-13
Declassify the Board of Directors
Shareholder
AGAINST
For
Eagle Capital Appreciation Fund
037833100
AAPL
Apple Inc.
 27-Feb-13
Elect Directors - Bundled
Management
WITH
For
Eagle Capital Appreciation Fund
037833100
AAPL
Apple Inc.
 27-Feb-13
Amend Articles of Incorporation
Management
WITH
For
Eagle Capital Appreciation Fund
037833100
AAPL
Apple Inc.
 27-Feb-13
Ratify Auditors
Management
WITH
For
Eagle Capital Appreciation Fund
037833100
AAPL
Apple Inc.
 27-Feb-13
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
WITH
For
Eagle Capital Appreciation Fund
037833100
AAPL
Apple Inc.
 27-Feb-13
Stock Retention/Holding Period
Shareholder
AGAINST
For
Eagle Capital Appreciation Fund
037833100
AAPL
Apple Inc.
 27-Feb-13
Establish Board Committee on Human Rights
Shareholder
WITH
Against
Eagle Capital Appreciation Fund
747525103
QCOM
QUALCOMM Incorporated
 05-Mar-13
Elect Directors - Bundled
Management
WITH
For
Eagle Capital Appreciation Fund
747525103
QCOM
QUALCOMM Incorporated
 05-Mar-13
Amend Omnibus Stock Plan
Management
WITH
For
Eagle Capital Appreciation Fund
747525103
QCOM
QUALCOMM Incorporated
 05-Mar-13
Ratify Auditors
Management
WITH
For
Eagle Capital Appreciation Fund
747525103
QCOM
QUALCOMM Incorporated
 05-Mar-13
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
WITH
For
Eagle Capital Appreciation Fund
79466L302
CRM
salesforce.com, inc.
 20-Mar-13
Increase Authorized Common Stock
Management
WITH
For
Eagle Capital Appreciation Fund
806857108
SLB
Schlumberger Limited
 10-Apr-13
Elect Directors - Bundled
Management
WITH
For
Eagle Capital Appreciation Fund
806857108
SLB
Schlumberger Limited
 10-Apr-13
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
WITH
For
Eagle Capital Appreciation Fund
806857108
SLB
Schlumberger Limited
 10-Apr-13
Adopt and Approve Financials and Dividends
Management
WITH
For
Eagle Capital Appreciation Fund
806857108
SLB
Schlumberger Limited
 10-Apr-13
Ratify PricewaterhouseCoopers LLP as Auditors
Management
WITH
For
Eagle Capital Appreciation Fund
806857108
SLB
Schlumberger Limited
 10-Apr-13
Approve Omnibus Stock Plan
Management
WITH
For
Eagle Capital Appreciation Fund
806857108
SLB
Schlumberger Limited
 10-Apr-13
Amend Employee Stock Purchase Plan
Management
WITH
For
Eagle Capital Appreciation Fund
665859104
NTRS
Northern Trust Corporation
 16-Apr-13
Elect Director Linda Walker Bynoe
Management
WITH
For
Eagle Capital Appreciation Fund
665859104
NTRS
Northern Trust Corporation
 16-Apr-13
Elect Directors - Bundled
Management
WITH
For
Eagle Capital Appreciation Fund
665859104
NTRS
Northern Trust Corporation
 16-Apr-13
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
WITH
For
Eagle Capital Appreciation Fund
665859104
NTRS
Northern Trust Corporation
 16-Apr-13
Ratify Auditors
Management
WITH
For
Eagle Capital Appreciation Fund
665859104
NTRS
Northern Trust Corporation
 16-Apr-13
Report on Political Contributions and Lobbying Expenditures
Shareholder
AGAINST
For
Eagle Capital Appreciation Fund
438516106
HON
Honeywell International Inc.
 22-Apr-13
Elect Directors - Bundled
Management
WITH
For
Eagle Capital Appreciation Fund
438516106
HON
Honeywell International Inc.
 22-Apr-13
Ratify Auditors
Management
WITH
For
Eagle Capital Appreciation Fund
438516106
HON
Honeywell International Inc.
 22-Apr-13
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
WITH
For
Eagle Capital Appreciation Fund
438516106
HON
Honeywell International Inc.
 22-Apr-13
Require Independent Board Chairman
Shareholder
WITH
Against
Eagle Capital Appreciation Fund
438516106
HON
Honeywell International Inc.
 22-Apr-13
Provide Right to Act by Written Consent
Shareholder
WITH
Against
Eagle Capital Appreciation Fund
438516106
HON
Honeywell International Inc.
 22-Apr-13
Pro-rata Vesting of Equity Awards
Shareholder
WITH
Against
Eagle Capital Appreciation Fund
74005P104
PX
Praxair, Inc.
 23-Apr-13
Elect Directors - Bundled
Management
WITH
For
Eagle Capital Appreciation Fund
74005P104
PX
Praxair, Inc.
 23-Apr-13
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
WITH
For
Eagle Capital Appreciation Fund
74005P104
PX
Praxair, Inc.
 23-Apr-13
Require Consistency with Corporate Values and Report on Political Contributions
Shareholder
WITH
Against
Eagle Capital Appreciation Fund
74005P104
PX
Praxair, Inc.
 23-Apr-13
Ratify Auditors
Management
WITH
For
Eagle Capital Appreciation Fund
002824100
ABT
Abbott Laboratories
 26-Apr-13
Elect Directors - Bundled
Management
WITH
For
Eagle Capital Appreciation Fund
002824100
ABT
Abbott Laboratories
 26-Apr-13
Ratify Auditors
Management
WITH
For
Eagle Capital Appreciation Fund
002824100
ABT
Abbott Laboratories
 26-Apr-13
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
WITH
For
Eagle Capital Appreciation Fund
002824100
ABT
Abbott Laboratories
 26-Apr-13
Label and Eliminate GMO Ingredients in Products
Shareholder
WITH
Against
Eagle Capital Appreciation Fund
002824100
ABT
Abbott Laboratories
 26-Apr-13
Report on Lobbying Payments and Policy
Shareholder
WITH
Against
Eagle Capital Appreciation Fund
002824100
ABT
Abbott Laboratories
 26-Apr-13
Require Independent Board Chairman
Shareholder
WITH
Against
Eagle Capital Appreciation Fund
002824100
ABT
Abbott Laboratories
 26-Apr-13
Stock Retention/Holding Period
Shareholder
WITH
Against
Eagle Capital Appreciation Fund
002824100
ABT
Abbott Laboratories
 26-Apr-13
Cease Compliance Adjustments to Performance Criteria
Shareholder
AGAINST
For
Eagle Capital Appreciation Fund
002824100
ABT
Abbott Laboratories
 26-Apr-13
Pro-rata Vesting of Equity Awards
Shareholder
WITH
Against
Eagle Capital Appreciation Fund
025816109
AXP
American Express Company
 29-Apr-13
Elect Directors - Bundled
Management
WITH
For
Eagle Capital Appreciation Fund
025816109
AXP
American Express Company
 29-Apr-13
Ratify Auditors
Management
WITH
For
Eagle Capital Appreciation Fund
025816109
AXP
American Express Company
 29-Apr-13
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
WITH
For
Eagle Capital Appreciation Fund
025816109
AXP
American Express Company
 29-Apr-13
Require Independent Board Chairman
Shareholder
WITH
Against
Eagle Capital Appreciation Fund
713448108
PEP
PepsiCo, Inc.
 01-May-13
Elect Directors - Bundled
Management
WITH
For
Eagle Capital Appreciation Fund
713448108
PEP
PepsiCo, Inc.
 01-May-13
Ratify Auditors
Management
WITH
For
Eagle Capital Appreciation Fund
713448108
PEP
PepsiCo, Inc.
 01-May-13
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
WITH
For
Eagle Capital Appreciation Fund
750086100
RAX
Rackspace Hosting, Inc.
 02-May-13
Elect Directors - Bundled
Management
WITH
For
Eagle Capital Appreciation Fund
750086100
RAX
Rackspace Hosting, Inc.
 02-May-13
Ratify Auditors
Management
WITH
For
Eagle Capital Appreciation Fund
00287Y109
ABBV
AbbVie Inc.
 06-May-13
Elect Directors - Bundled
Management
WITH
For
Eagle Capital Appreciation Fund
00287Y109
ABBV
AbbVie Inc.
 06-May-13
Ratify Auditors
Management
WITH
For
Eagle Capital Appreciation Fund
00287Y109
ABBV
AbbVie Inc.
 06-May-13
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
WITH
For
Eagle Capital Appreciation Fund
00287Y109
ABBV
AbbVie Inc.
 06-May-13
Advisory Vote on Say on Pay Frequency
Management
WITH
For
Eagle Capital Appreciation Fund
00287Y109
ABBV
AbbVie Inc.
 06-May-13
Approve Omnibus Stock Plan
Management
WITH
For
Eagle Capital Appreciation Fund
92532F100
VRTX
Vertex Pharmaceuticals Incorporated
 08-May-13
Elect Directors - Bundled
Management
WITH
For
Eagle Capital Appreciation Fund
92532F100
VRTX
Vertex Pharmaceuticals Incorporated
 08-May-13
Approve Omnibus Stock Plan
Management
WITH
For
Eagle Capital Appreciation Fund
92532F100
VRTX
Vertex Pharmaceuticals Incorporated
 08-May-13
Ratify Auditors
Management
WITH
For
Eagle Capital Appreciation Fund
92532F100
VRTX
Vertex Pharmaceuticals Incorporated
 08-May-13
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
WITH
For
Eagle Capital Appreciation Fund
12504L109
CBG
CBRE Group, Inc.
 09-May-13
Elect Directors - Bundled
Management
WITH
For
Eagle Capital Appreciation Fund
12504L109
CBG
CBRE Group, Inc.
 09-May-13
Ratify Auditors
Management
WITH
For
Eagle Capital Appreciation Fund
12504L109
CBG
CBRE Group, Inc.
 09-May-13
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
WITH
For
Eagle Capital Appreciation Fund
571903202
MAR
Marriott International, Inc.
 10-May-13
Elect Directors - Bundled
Management
WITH
For
Eagle Capital Appreciation Fund
571903202
MAR
Marriott International, Inc.
 10-May-13
Elect Director
Management
AGAINST
Against
Eagle Capital Appreciation Fund
571903202
MAR
Marriott International, Inc.
 10-May-13
Ratify Auditors
Management
WITH
For
Eagle Capital Appreciation Fund
571903202
MAR
Marriott International, Inc.
 10-May-13
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
WITH
For
Eagle Capital Appreciation Fund
406216101
HAL
Halliburton Company
 15-May-13
Elect Directors - Bundled
Management
WITH
For
Eagle Capital Appreciation Fund
406216101
HAL
Halliburton Company
 15-May-13
Ratify Auditors
Management
WITH
For
Eagle Capital Appreciation Fund
406216101
HAL
Halliburton Company
 15-May-13
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
WITH
For
Eagle Capital Appreciation Fund
406216101
HAL
Halliburton Company
 15-May-13
Amend Omnibus Stock Plan
Management
WITH
For
Eagle Capital Appreciation Fund
406216101
HAL
Halliburton Company
 15-May-13
Report on Human Rights Risk Assessment Process
Shareholder
AGAINST
For
Eagle Capital Appreciation Fund
169656105
CMG
Chipotle Mexican Grill, Inc.
 17-May-13
Elect Directors - Bundled
Management
WITH
For
Eagle Capital Appreciation Fund
169656105
CMG
Chipotle Mexican Grill, Inc.
 17-May-13
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
WITH
For
Eagle Capital Appreciation Fund
169656105
CMG
Chipotle Mexican Grill, Inc.
 17-May-13
Ratify Auditors
Management
WITH
For
Eagle Capital Appreciation Fund
169656105
CMG
Chipotle Mexican Grill, Inc.
 17-May-13
Approve Executive Incentive Bonus Plan
Management
WITH
For
Eagle Capital Appreciation Fund
169656105
CMG
Chipotle Mexican Grill, Inc.
 17-May-13
Declassify the Board of Directors
Management
WITH
For
Eagle Capital Appreciation Fund
169656105
CMG
Chipotle Mexican Grill, Inc.
 17-May-13
Pro-rata Vesting of Equity Plan
Shareholder
WITH
Against
Eagle Capital Appreciation Fund
45865V100
ICE
IntercontinentalExchange, Inc.
 17-May-13
Elect Directors - Bundled
Management
WITH
For
Eagle Capital Appreciation Fund
45865V100
ICE
IntercontinentalExchange, Inc.
 17-May-13
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
WITH
For
Eagle Capital Appreciation Fund
45865V100
ICE
IntercontinentalExchange, Inc.
 17-May-13
Approve Omnibus Stock Plan
Management
WITH
For
Eagle Capital Appreciation Fund
45865V100
ICE
IntercontinentalExchange, Inc.
 17-May-13
Approve Non-Employee Director Stock Option Plan
Management
WITH
For
Eagle Capital Appreciation Fund
45865V100
ICE
IntercontinentalExchange, Inc.
 17-May-13
Ratify Auditors
Management
WITH
For
Eagle Capital Appreciation Fund
03027X100
AMT
American Tower Corporation
 21-May-13
Elect Directors - Bundled
Management
WITH
For
Eagle Capital Appreciation Fund
03027X100
AMT
American Tower Corporation
 21-May-13
Ratify Auditors
Management
WITH
For
Eagle Capital Appreciation Fund
03027X100
AMT
American Tower Corporation
 21-May-13
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
WITH
For
Eagle Capital Appreciation Fund
03027X100
AMT
American Tower Corporation
 21-May-13
Amend Right to Call Special Meeting
Management
WITH
For
Eagle Capital Appreciation Fund
023135106
AMZN
Amazon.com, Inc.
 23-May-13
Elect Directors - Bundled
Management
WITH
For
Eagle Capital Appreciation Fund
023135106
AMZN
Amazon.com, Inc.
 23-May-13
Ratify Auditors
Management
WITH
For
Eagle Capital Appreciation Fund
023135106
AMZN
Amazon.com, Inc.
 23-May-13
Report on Political Contributions
Shareholder
AGAINST
For
Eagle Capital Appreciation Fund
228227104
CCI
Crown Castle International Corp.
 23-May-13
Elect Directors - Bundled
Management
WITH
For
Eagle Capital Appreciation Fund
228227104
CCI
Crown Castle International Corp.
 23-May-13
Ratify Auditors
Management
WITH
For
Eagle Capital Appreciation Fund
228227104
CCI
Crown Castle International Corp.
 23-May-13
Approve Omnibus Stock Plan
Management
WITH
For
Eagle Capital Appreciation Fund
228227104
CCI
Crown Castle International Corp.
 23-May-13
Declassify the Board of Directors
Management
WITH
For
Eagle Capital Appreciation Fund
228227104
CCI
Crown Castle International Corp.
 23-May-13
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
WITH
For
Eagle Capital Appreciation Fund
256677105
DG
Dollar General Corporation
 29-May-13
Elect Directors - Bundled
Management
WITH
For
Eagle Capital Appreciation Fund
256677105
DG
Dollar General Corporation
 29-May-13
Adopt Majority Voting for the Election of Directors
Management
WITH
For
Eagle Capital Appreciation Fund
256677105
DG
Dollar General Corporation
 29-May-13
Ratify Auditors
Management
WITH
For
Eagle Capital Appreciation Fund
45865V100
ICE
IntercontinentalExchange, Inc.
 03-Jun-13
Approve Merger Agreement
Management
WITH
For
Eagle Capital Appreciation Fund
45865V100
ICE
IntercontinentalExchange, Inc.
 03-Jun-13
Increase Authorized Preferred and Common Stock
Management
WITH
For
Eagle Capital Appreciation Fund
45865V100
ICE
IntercontinentalExchange, Inc.
 03-Jun-13
Approve Stock Ownership Limitations
Management
WITH
For
Eagle Capital Appreciation Fund
45865V100
ICE
IntercontinentalExchange, Inc.
 03-Jun-13
Provisions Related to Disqualification of Officers and Directors and Certain Powers of the Board of Directors
Management
WITH
For
Eagle Capital Appreciation Fund
45865V100
ICE
IntercontinentalExchange, Inc.
 03-Jun-13
Provisions Related to Considerations of the Board of Directors
Management
WITH
For
Eagle Capital Appreciation Fund
45865V100
ICE
IntercontinentalExchange, Inc.
 03-Jun-13
Amend ICE Group Certificate of Incorporation
Management
WITH
For
Eagle Capital Appreciation Fund
45865V100
ICE
IntercontinentalExchange, Inc.
 03-Jun-13
Adjourn Meeting
Management
WITH
For
Eagle Capital Appreciation Fund
29444U502
EQIX
Equinix, Inc.
 05-Jun-13
Elect Directors - Bundled
Management
WITH
For
Eagle Capital Appreciation Fund
29444U502
EQIX
Equinix, Inc.
 05-Jun-13
Ratify Auditors
Management
WITH
For
Eagle Capital Appreciation Fund
29444U502
EQIX
Equinix, Inc.
 05-Jun-13
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
WITH
For
Eagle Capital Appreciation Fund
29444U502
EQIX
Equinix, Inc.
 05-Jun-13
Provide Right to Act by Written Consent
Management
WITH
For
Eagle Capital Appreciation Fund
517834107
LVS
Las Vegas Sands Corp.
 05-Jun-13
Elect Directors - Bundled
Management
WITH
For
Eagle Capital Appreciation Fund
517834107
LVS
Las Vegas Sands Corp.
 05-Jun-13
Amend Omnibus Stock Plan
Management
WITH
For
Eagle Capital Appreciation Fund
517834107
LVS
Las Vegas Sands Corp.
 05-Jun-13
Amend Executive Incentive Bonus Plan
Management
WITH
For
Eagle Capital Appreciation Fund
517834107
LVS
Las Vegas Sands Corp.
 05-Jun-13
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
WITH
For
Eagle Capital Appreciation Fund
00507V109
ATVI
Activision Blizzard, Inc.
 06-Jun-13
Elect Directors - Bundled
Management
WITH
For
Eagle Capital Appreciation Fund
00507V109
ATVI
Activision Blizzard, Inc.
 06-Jun-13
Elect Directors - Bundled
Management
AGAINST
Against
Eagle Capital Appreciation Fund
00507V109
ATVI
Activision Blizzard, Inc.
 06-Jun-13
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
AGAINST
Against
Eagle Capital Appreciation Fund
00507V109
ATVI
Activision Blizzard, Inc.
 06-Jun-13
Ratify Auditors
Management
WITH
For
Eagle Capital Appreciation Fund
38259P508
GOOG
Google Inc.
 06-Jun-13
Elect Directors - Bundled
Management
WITH
For
Eagle Capital Appreciation Fund
38259P508
GOOG
Google Inc.
 06-Jun-13
Ratify Auditors
Management
WITH
For
Eagle Capital Appreciation Fund
38259P508
GOOG
Google Inc.
 06-Jun-13
Report on Reducing Lead Battery Health Hazards
Shareholder
AGAINST
For
Eagle Capital Appreciation Fund
38259P508
GOOG
Google Inc.
 06-Jun-13
Approve Recapitalization Plan for all Stock to Have One-vote per Share
Shareholder
AGAINST
For
Eagle Capital Appreciation Fund
38259P508
GOOG
Google Inc.
 06-Jun-13
Stock Retention/Holding Period
Shareholder
WITH
Against
Eagle Capital Appreciation Fund
38259P508
GOOG
Google Inc.
 06-Jun-13
Adopt Policy on Succession Planning
Shareholder
AGAINST
For
Eagle Capital Appreciation Fund
741503403
PCLN
priceline.com Incorporated
 06-Jun-13
Elect Directors - Bundled
Management
WITH
For
Eagle Capital Appreciation Fund
741503403
PCLN
priceline.com Incorporated
 06-Jun-13
Ratify Auditors
Management
WITH
For
Eagle Capital Appreciation Fund
741503403
PCLN
priceline.com Incorporated
 06-Jun-13
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
WITH
For
Eagle Capital Appreciation Fund
741503403
PCLN
priceline.com Incorporated
 06-Jun-13
Amend Omnibus Stock Plan
Management
WITH
For
Eagle Capital Appreciation Fund
741503403
PCLN
priceline.com Incorporated
 06-Jun-13
Pro-rata Vesting of Equity Awards
Shareholder
WITH
Against
Eagle Capital Appreciation Fund
79466L302
CRM
salesforce.com, inc.
 06-Jun-13
Elect Directors - Bundled
Management
WITH
For
Eagle Capital Appreciation Fund
79466L302
CRM
salesforce.com, inc.
 06-Jun-13
Declassify the Board of Directors
Management
WITH
For
Eagle Capital Appreciation Fund
79466L302
CRM
salesforce.com, inc.
 06-Jun-13
Approve Omnibus Stock Plan
Management
WITH
For
Eagle Capital Appreciation Fund
79466L302
CRM
salesforce.com, inc.
 06-Jun-13
Ratify Auditors
Management
WITH
For
Eagle Capital Appreciation Fund
79466L302
CRM
salesforce.com, inc.
 06-Jun-13
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
WITH
For
Eagle Capital Appreciation Fund
57636Q104
MA
MasterCard Incorporated
 18-Jun-13
Elect Directors - Bundled
Management
WITH
For
Eagle Capital Appreciation Fund
57636Q104
MA
MasterCard Incorporated
 18-Jun-13
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
WITH
For
Eagle Capital Appreciation Fund
57636Q104
MA
MasterCard Incorporated
 18-Jun-13
Ratify Auditors
Management
WITH
For
Eagle Capital Appreciation Fund
693656100
PVH
PVH CORP.
 20-Jun-13
Elect Directors - Bundled
Management
WITH
For
Eagle Capital Appreciation Fund
693656100
PVH
PVH CORP.
 20-Jun-13
Approve Executive Incentive Bonus Plan
Management
WITH
For
Eagle Capital Appreciation Fund
693656100
PVH
PVH CORP.
 20-Jun-13
Approve Executive Incentive Bonus Plan
Management
WITH
For
Eagle Capital Appreciation Fund
693656100
PVH
PVH CORP.
 20-Jun-13
Advisory Vote to Ratify Named Executive Officers' Compensation
Management
WITH
For
Eagle Capital Appreciation Fund
693656100
PVH
PVH CORP.
 20-Jun-13
Ratify Auditors
Management
WITH
For

 
 
 
SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


Eagle Capital Appreciation Fund


By: /s/ Susan L. Walzer                
Susan L. Walzer
Principal Executive Officer


Date: August 29, 2013