0000898432-11-000976.txt : 20110822 0000898432-11-000976.hdr.sgml : 20110822 20110819175313 ACCESSION NUMBER: 0000898432-11-000976 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110822 DATE AS OF CHANGE: 20110819 EFFECTIVENESS DATE: 20110822 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EAGLE CAPITAL APPRECIATION FUND CENTRAL INDEX KEY: 0000771809 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-04338 FILM NUMBER: 111048269 BUSINESS ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-8143 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: HERITAGE CAPITAL APPRECIATION TRUST DATE OF NAME CHANGE: 19920703 0000771809 S000008487 EAGLE CAPITAL APPRECIATION FUND C000023284 Class A HRCPX C000023286 Class C HRCCX C000023287 Class I HRCIX C000023288 Class R3 HRCLX C000023289 Class R5 HRCMX C000103755 Class R-6 N-PX 1 n-px.htm n-px.htm





UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549


FORM N-PX

Annual Report of Proxy Voting Record of Registered Management Investment Company


Investment Company Act file number: 811-4338



EAGLE CAPITAL APPRECIATION FUND
 (Exact name of Registrant as Specified in Charter)
 

880 Carillon Parkway
St. Petersburg, FL 33716
(Address of Principal Executive Office) (Zip Code)
 
Registrant’s Telephone Number, including Area Code: (727) 567-8143
 

RICHARD J. ROSSI, PRESIDENT
880 Carillon Parkway
St. Petersburg, FL 33716
(Name and Address of Agent for Service)
 

Copy to:
FRANCINE J. ROSENBERGER, ESQ.
K&L Gates, LLP
1601 K Street, NW
Washington, D.C.  20006
 






Date of fiscal year end:                    October 31
Date of Reporting Period:                July 1, 2010 to June 30, 2011

 
 

 


Item 1. Proxy Voting Record.
 
Eagle Capital Appreciation Fund

Name (Eagle Fund Name)
Security ID
Symbol
Desc (Company Name)
Meeting Date
Issue (What Issue was voted on?)
Was this a Shareholder,
Mgmt, or Issuer Proposal?
Was the Fund Vote
"with" or "against" M
recommendation
How "The Fund"
cast its vote
Eagle Capital Appreciation Fund
654106103
NKE
Nike, Inc.
09/20/10
Elect Directors
M
With
For
Eagle Capital Appreciation Fund
654106103
NKE
Nike, Inc.
09/20/10
Amend Executive Incentive Bonus Plan
M
With
For
Eagle Capital Appreciation Fund
654106103
NKE
Nike, Inc.
09/20/10
Amend Omnibus Stock Plan
M
With
For
Eagle Capital Appreciation Fund
654106103
NKE
Nike, Inc.
09/20/10
Ratify Auditors
M
With
For
Eagle Capital Appreciation Fund
57636Q104
MA
MasterCard Incorporated
09/21/10
Declassify the Board of Directors
M
With
For
Eagle Capital Appreciation Fund
57636Q104
MA
MasterCard Incorporated
09/21/10
Reduce Supermajority Vote Requirement
M
With
For
Eagle Capital Appreciation Fund
57636Q104
MA
MasterCard Incorporated
09/21/10
Amend Board Qualifications
M
With
For
Eagle Capital Appreciation Fund
57636Q104
MA
MasterCard Incorporated
09/21/10
Amend Stock Ownership Limitations
M
With
For
Eagle Capital Appreciation Fund
57636Q104
MA
MasterCard Incorporated
09/21/10
Adjourn Meeting
M
With
For
Eagle Capital Appreciation Fund
57636Q104
MA
MasterCard Incorporated
09/21/10
Elect Directors
M
With
For
Eagle Capital Appreciation Fund
57636Q104
MA
MasterCard Incorporated
09/21/10
Approve Executive Incentive Bonus Plan
M
With
For
Eagle Capital Appreciation Fund
57636Q104
MA
MasterCard Incorporated
09/21/10
Ratify Auditors
M
With
For
Eagle Capital Appreciation Fund
68389X105
ORCL
Oracle Corporation
10/06/10
Elect Directors
M
Against
Withhold
Eagle Capital Appreciation Fund
68389X105
ORCL
Oracle Corporation
10/06/10
Elect Directors
M
With
For
Eagle Capital Appreciation Fund
68389X105
ORCL
Oracle Corporation
10/06/10
Approve Executive Incentive Bonus Plan
M
With
For
Eagle Capital Appreciation Fund
68389X105
ORCL
Oracle Corporation
10/06/10
Amend Omnibus Stock Plan
M
Against
Against
Eagle Capital Appreciation Fund
68389X105
ORCL
Oracle Corporation
10/06/10
Ratify Auditors
M
With
For
Eagle Capital Appreciation Fund
68389X105
ORCL
Oracle Corporation
10/06/10
Establish Board Committee on Sustainability
S
With
Against
Eagle Capital Appreciation Fund
68389X105
ORCL
Oracle Corporation
10/06/10
Require a Majority Vote for the Election of Directors
S
Against
For
Eagle Capital Appreciation Fund
68389X105
ORCL
Oracle Corporation
10/06/10
Stock Retention/Holding Period
S
Against
For
Eagle Capital Appreciation Fund
742718109
PG
The Procter & Gamble Company
10/12/10
Elect Directors
M
With
For
Eagle Capital Appreciation Fund
742718109
PG
The Procter & Gamble Company
10/12/10
Ratify Auditors
M
With
For
Eagle Capital Appreciation Fund
742718109
PG
The Procter & Gamble Company
10/12/10
Provide for Cumulative Voting
S
With
Against
Eagle Capital Appreciation Fund
594918104
MSFT
Microsoft Corporation
11/16/10
Elect Directors
M
With
For
Eagle Capital Appreciation Fund
594918104
MSFT
Microsoft Corporation
11/16/10
Ratify Auditors
M
With
For
Eagle Capital Appreciation Fund
594918104
MSFT
Microsoft Corporation
11/16/10
Amend Bylaws to Establish a Board Committee on Environmental Sustainability
S
With
Against
Eagle Capital Appreciation Fund
17275R102
CSCO
Cisco Systems, Inc.
11/18/10
Elect Directors
M
With
For
Eagle Capital Appreciation Fund
17275R102
CSCO
Cisco Systems, Inc.
11/18/10
Advisory Vote to Ratify Named Executive Officers' Compensation
M
With
For
Eagle Capital Appreciation Fund
17275R102
CSCO
Cisco Systems, Inc.
11/18/10
Ratify Auditors
M
With
For
Eagle Capital Appreciation Fund
17275R102
CSCO
Cisco Systems, Inc.
11/18/10
Amend Bylaws to Establish a Board Committee on Environmental Sustainability
S
With
Against
Eagle Capital Appreciation Fund
17275R102
CSCO
Cisco Systems, Inc.
11/18/10
Report on Internet Fragmentation
S
Against
For
Eagle Capital Appreciation Fund
17275R102
CSCO
Cisco Systems, Inc.
11/18/10
Adopt Policy Prohibiting Sale of Products in China if they Contribute to Human Rights Abuses
S
With
Against
Eagle Capital Appreciation Fund
22160K105
COST
Costco Wholesale Corporation
01/27/11
Elect Directors
M
With
For
Eagle Capital Appreciation Fund
22160K105
COST
Costco Wholesale Corporation
01/27/11
Ratify Auditors
M
With
For
Eagle Capital Appreciation Fund
22160K105
COST
Costco Wholesale Corporation
01/27/11
Advisory Vote to Ratify Named Executive Officers' Compensation
M
With
For
Eagle Capital Appreciation Fund
22160K105
COST
Costco Wholesale Corporation
01/27/11
Advisory Vote on Say on Pay Frequency
M
Against
Against / One Year
Eagle Capital Appreciation Fund
037833100
AAPL
Apple Inc.
02/23/11
Elect Directors
M
With
For
Eagle Capital Appreciation Fund
037833100
AAPL
Apple Inc.
02/23/11
Ratify Auditors
M
With
For
Eagle Capital Appreciation Fund
037833100
AAPL
Apple Inc.
02/23/11
Advisory Vote to Ratify Named Executive Officers' Compensation
M
With
For
Eagle Capital Appreciation Fund
037833100
AAPL
Apple Inc.
02/23/11
Advisory Vote on Say on Pay Frequency
M
With
For / One Year
Eagle Capital Appreciation Fund
037833100
AAPL
Apple Inc.
02/23/11
Adopt Policy on Succession Planning
S
Against
For
Eagle Capital Appreciation Fund
037833100
AAPL
Apple Inc.
02/23/11
Require a Majority Vote for the Election of Directors
S
Against
For
Eagle Capital Appreciation Fund
747525103
QCOM
QUALCOMM Incorporated
03/08/11
Elect Directors
M
With
For
Eagle Capital Appreciation Fund
747525103
QCOM
QUALCOMM Incorporated
03/08/11
Amend Omnibus Stock Plan
M
With
For
Eagle Capital Appreciation Fund
747525103
QCOM
QUALCOMM Incorporated
03/08/11
Amend Qualified Employee Stock Purchase Plan
M
With
For
Eagle Capital Appreciation Fund
747525103
QCOM
QUALCOMM Incorporated
03/08/11
Ratify Auditors
M
With
For
Eagle Capital Appreciation Fund
747525103
QCOM
QUALCOMM Incorporated
03/08/11
Advisory Vote to Ratify Named Executive Officers' Compensation
M
With
For
Eagle Capital Appreciation Fund
747525103
QCOM
QUALCOMM Incorporated
03/08/11
Advisory Vote on Say on Pay Frequency
M
With
For / Three Years
Eagle Capital Appreciation Fund
747525103
QCOM
QUALCOMM Incorporated
03/08/11
Require a Majority Vote for the Election of Directors
S
Against
For
Eagle Capital Appreciation Fund
806857108
SLB
Schlumberger Limited
04/06/11
Elect Directors
M
With
For
Eagle Capital Appreciation Fund
806857108
SLB
Schlumberger Limited
04/06/11
Advisory Vote to Ratify Named Executive Officers' Compensation
M
With
For
Eagle Capital Appreciation Fund
806857108
SLB
Schlumberger Limited
04/06/11
Advisory Vote on Say on Pay Frequency
M
With
For / Two Years
Eagle Capital Appreciation Fund
806857108
SLB
Schlumberger Limited
04/06/11
Increase Authorized Common Stock
M
With
For
Eagle Capital Appreciation Fund
806857108
SLB
Schlumberger Limited
04/06/11
Adopt Plurality Voting for Contested Election of Directors
M
With
For
Eagle Capital Appreciation Fund
806857108
SLB
Schlumberger Limited
04/06/11
Adopt and Approve Financials and Dividends
M
With
For
Eagle Capital Appreciation Fund
806857108
SLB
Schlumberger Limited
04/06/11
Ratify PricewaterhouseCoopers LLP as Auditors
M
With
For
Eagle Capital Appreciation Fund
665859104
NTRS
Northern Trust Corporation
04/19/11
Elect Directors
M
With
For
Eagle Capital Appreciation Fund
665859104
NTRS
Northern Trust Corporation
04/19/11
Advisory Vote to Ratify Named Executive Officers' Compensation
M
With
For
 
 
 

 
 
Eagle Capital Appreciation Fund
665859104
NTRS
Northern Trust Corporation
04/19/11
Advisory Vote on Say on Pay Frequency
M
With
For / One Year
Eagle Capital Appreciation Fund
665859104
NTRS
Northern Trust Corporation
04/19/11
Ratify Auditors
M
With
For
Eagle Capital Appreciation Fund
74005P104
PX
Praxair, Inc.
04/26/11
Elect Directors
M
With
For
Eagle Capital Appreciation Fund
74005P104
PX
Praxair, Inc.
04/26/11
Advisory Vote to Ratify Named Executive Officers' Compensation
M
With
For
Eagle Capital Appreciation Fund
74005P104
PX
Praxair, Inc.
04/26/11
Advisory Vote on Say on Pay Frequency
M
With
For / One Year
Eagle Capital Appreciation Fund
74005P104
PX
Praxair, Inc.
04/26/11
Amend Executive Incentive Bonus Plan
M
With
For
Eagle Capital Appreciation Fund
74005P104
PX
Praxair, Inc.
04/26/11
Amend Omnibus Stock Plan
M
With
For
Eagle Capital Appreciation Fund
74005P104
PX
Praxair, Inc.
04/26/11
Ratify Auditors
M
With
For
Eagle Capital Appreciation Fund
478160104
JNJ
Johnson & Johnson
04/28/11
Elect Directors
M
With
For
Eagle Capital Appreciation Fund
478160104
JNJ
Johnson & Johnson
04/28/11
Ratify Auditors
M
With
For
Eagle Capital Appreciation Fund
478160104
JNJ
Johnson & Johnson
04/28/11
Advisory Vote to Ratify Named Executive Officers' Compensation
M
With
For
Eagle Capital Appreciation Fund
478160104
JNJ
Johnson & Johnson
04/28/11
Advisory Vote on Say on Pay Frequency
M
With
For / One Year
Eagle Capital Appreciation Fund
478160104
JNJ
Johnson & Johnson
04/28/11
Adopt Policy to Restrain Pharmaceutical Price Increases
S
With
Against
Eagle Capital Appreciation Fund
478160104
JNJ
Johnson & Johnson
04/28/11
Amend EEO Policy to Prohibit Discrimination Based on Applicant's Health Status
S
With
Against
Eagle Capital Appreciation Fund
478160104
JNJ
Johnson & Johnson
04/28/11
Adopt Animal-Free Training Methods
S
With
Against
Eagle Capital Appreciation Fund
713448108
PEP
PepsiCo, Inc.
05/04/11
Elect Directors
M
With
For
Eagle Capital Appreciation Fund
713448108
PEP
PepsiCo, Inc.
05/04/11
Advisory Vote to Ratify Named Executive Officers' Compensation
M
With
For
Eagle Capital Appreciation Fund
713448108
PEP
PepsiCo, Inc.
05/04/11
Advisory Vote on Say on Pay Frequency
M
With
For / Three Years
Eagle Capital Appreciation Fund
713448108
PEP
PepsiCo, Inc.
05/04/11
Ratify Auditors
M
With
For
Eagle Capital Appreciation Fund
713448108
PEP
PepsiCo, Inc.
05/04/11
Adopt Majority Voting for Uncontested Election of Directors
M
With
For
Eagle Capital Appreciation Fund
713448108
PEP
PepsiCo, Inc.
05/04/11
Amend Articles/Bylaws/Charter -- Call Special Meetings
S
With
Against
Eagle Capital Appreciation Fund
713448108
PEP
PepsiCo, Inc.
05/04/11
Report on Political Contributions
S
With
Against
Eagle Capital Appreciation Fund
054303102
AVP
Avon Products, Inc.
05/05/11
Elect Directors
M
With
For
Eagle Capital Appreciation Fund
054303102
AVP
Avon Products, Inc.
05/05/11
Advisory Vote to Ratify Named Executive Officers' Compensation
M
With
For
Eagle Capital Appreciation Fund
054303102
AVP
Avon Products, Inc.
05/05/11
Advisory Vote on Say on Pay Frequency
M
With
For / One Year
Eagle Capital Appreciation Fund
054303102
AVP
Avon Products, Inc.
05/05/11
Ratify Auditors
M
With
For
Eagle Capital Appreciation Fund
054303102
AVP
Avon Products, Inc.
05/05/11
Reduce Supermajority Vote Requirement
M
With
For
Eagle Capital Appreciation Fund
111320107
BRCM
Broadcom Corporation
05/05/11
Elect Directors
M
With
For
Eagle Capital Appreciation Fund
111320107
BRCM
Broadcom Corporation
05/05/11
Advisory Vote to Ratify Named Executive Officers' Compensation
M
With
For
Eagle Capital Appreciation Fund
111320107
BRCM
Broadcom Corporation
05/05/11
Advisory Vote on Say on Pay Frequency
M
With
For / Three Years
Eagle Capital Appreciation Fund
111320107
BRCM
Broadcom Corporation
05/05/11
Ratify Auditors
M
With
For
Eagle Capital Appreciation Fund
674599105
OXY
Occidental Petroleum Corporation
05/06/11
Elect Directors
M
With
For
Eagle Capital Appreciation Fund
674599105
OXY
Occidental Petroleum Corporation
05/06/11
Ratify Auditors
M
With
For
Eagle Capital Appreciation Fund
674599105
OXY
Occidental Petroleum Corporation
05/06/11
Advisory Vote to Ratify Named Executive Officers' Compensation
M
With
For
Eagle Capital Appreciation Fund
674599105
OXY
Occidental Petroleum Corporation
05/06/11
Advisory Vote on Say on Pay Frequency
M
With
For / One Year
Eagle Capital Appreciation Fund
674599105
OXY
Occidental Petroleum Corporation
05/06/11
Review Political Expenditures and Processes
S
Against
For
Eagle Capital Appreciation Fund
674599105
OXY
Occidental Petroleum Corporation
05/06/11
Request Director Nominee with Environmental Qualifications
S
With
Against
Eagle Capital Appreciation Fund
12497T101
CBG
CB Richard Ellis Group, Inc.
05/11/11
Elect Directors
M
With
For
Eagle Capital Appreciation Fund
12497T101
CBG
CB Richard Ellis Group, Inc.
05/11/11
Ratify Auditors
M
With
For
Eagle Capital Appreciation Fund
12497T101
CBG
CB Richard Ellis Group, Inc.
05/11/11
Advisory Vote to Ratify Named Executive Officers' Compensation
M
With
For
Eagle Capital Appreciation Fund
12497T101
CBG
CB Richard Ellis Group, Inc.
05/11/11
Advisory Vote on Say on Pay Frequency
M
With
For / Three Years
Eagle Capital Appreciation Fund
375558103
GILD
Gilead Sciences, Inc.
05/12/11
Elect Directors
M
With
For
Eagle Capital Appreciation Fund
375558103
GILD
Gilead Sciences, Inc.
05/12/11
Ratify Auditors
M
With
For
Eagle Capital Appreciation Fund
375558103
GILD
Gilead Sciences, Inc.
05/12/11
Amend Executive Incentive Bonus Plan
M
With
For
Eagle Capital Appreciation Fund
375558103
GILD
Gilead Sciences, Inc.
05/12/11
Reduce Supermajority Vote Requirement
M
With
For
Eagle Capital Appreciation Fund
375558103
GILD
Gilead Sciences, Inc.
05/12/11
Provide Right to Call Special Meeting
M
With
For
Eagle Capital Appreciation Fund
375558103
GILD
Gilead Sciences, Inc.
05/12/11
Advisory Vote to Ratify Named Executive Officers' Compensation
M
With
For
Eagle Capital Appreciation Fund
375558103
GILD
Gilead Sciences, Inc.
05/12/11
Advisory Vote on Say on Pay Frequency
M
With
For / One Year
Eagle Capital Appreciation Fund
790849103
STJ
St. Jude Medical, Inc.
05/12/11
Elect Directors
M
With
For
Eagle Capital Appreciation Fund
790849103
STJ
St. Jude Medical, Inc.
05/12/11
Advisory Vote to Ratify Named Executive Officers' Compensation
M
With
For
Eagle Capital Appreciation Fund
790849103
STJ
St. Jude Medical, Inc.
05/12/11
Advisory Vote on Say on Pay Frequency
M
With
For / One Year
Eagle Capital Appreciation Fund
790849103
STJ
St. Jude Medical, Inc.
05/12/11
Amend Omnibus Stock Plan
M
With
For
Eagle Capital Appreciation Fund
790849103
STJ
St. Jude Medical, Inc.
05/12/11
Declassify the Board of Directors
S
With
For
Eagle Capital Appreciation Fund
790849103
STJ
St. Jude Medical, Inc.
05/12/11
Ratify Auditors
M
With
For
Eagle Capital Appreciation Fund
845467109
SWN
Southwestern Energy Company
05/17/11
Elect Directors
M
With
For
Eagle Capital Appreciation Fund
845467109
SWN
Southwestern Energy Company
05/17/11
Ratify Auditors
M
With
For
Eagle Capital Appreciation Fund
845467109
SWN
Southwestern Energy Company
05/17/11
Advisory Vote to Ratify Named Executive Officers' Compensation
M
With
For
Eagle Capital Appreciation Fund
845467109
SWN
Southwestern Energy Company
05/17/11
Advisory Vote on Say on Pay Frequency
M
With
For / One Year
Eagle Capital Appreciation Fund
845467109
SWN
Southwestern Energy Company
05/17/11
Provide Right to Call Special Meeting
M
Against
Against
Eagle Capital Appreciation Fund
845467109
SWN
Southwestern Energy Company
05/17/11
Report on Political Contributions
S
With
Against
 
 
 

 
 
Eagle Capital Appreciation Fund
808513105
SCHW
The Charles Schwab Corporation
05/17/11
Elect Directors
M
With
For
Eagle Capital Appreciation Fund
808513105
SCHW
The Charles Schwab Corporation
05/17/11
Ratify Auditors
M
With
For
Eagle Capital Appreciation Fund
808513105
SCHW
The Charles Schwab Corporation
05/17/11
Amend Omnibus Stock Plan
M
With
For
Eagle Capital Appreciation Fund
808513105
SCHW
The Charles Schwab Corporation
05/17/11
Advisory Vote to Ratify Named Executive Officers' Compensation
M
With
For
Eagle Capital Appreciation Fund
808513105
SCHW
The Charles Schwab Corporation
05/17/11
Advisory Vote on Say on Pay Frequency
M
With
For / One Year
Eagle Capital Appreciation Fund
808513105
SCHW
The Charles Schwab Corporation
05/17/11
Report on Political Contributions
S
Against
For
Eagle Capital Appreciation Fund
808513105
SCHW
The Charles Schwab Corporation
05/17/11
Declassify the Board of Directors
S
With
For
Eagle Capital Appreciation Fund
029912201
AMT
American Tower Corporation
05/18/11
Elect Directors
M
With
For
Eagle Capital Appreciation Fund
029912201
AMT
American Tower Corporation
05/18/11
Ratify Auditors
M
With
For
Eagle Capital Appreciation Fund
029912201
AMT
American Tower Corporation
05/18/11
Reduce Supermajority Vote Requirement
M
With
For
Eagle Capital Appreciation Fund
029912201
AMT
American Tower Corporation
05/18/11
Advisory Vote to Ratify Named Executive Officers' Compensation
M
With
For
Eagle Capital Appreciation Fund
029912201
AMT
American Tower Corporation
05/18/11
Advisory Vote on Say on Pay Frequency
M
With
For / One Year
Eagle Capital Appreciation Fund
406216101
HAL
Halliburton Company
05/19/11
Elect Directors
M
With
For
Eagle Capital Appreciation Fund
406216101
HAL
Halliburton Company
05/19/11
Ratify Auditors
M
With
For
Eagle Capital Appreciation Fund
406216101
HAL
Halliburton Company
05/19/11
Advisory Vote to Ratify Named Executive Officers' Compensation
M
With
For
Eagle Capital Appreciation Fund
406216101
HAL
Halliburton Company
05/19/11
Advisory Vote on Say on Pay Frequency
M
With
For / One Year
Eagle Capital Appreciation Fund
406216101
HAL
Halliburton Company
05/19/11
Review and Assess Human Rights Policies
S
Against
For
Eagle Capital Appreciation Fund
406216101
HAL
Halliburton Company
05/19/11
Report on Political Contributions
S
With
Against
Eagle Capital Appreciation Fund
228227104
CCI
Crown Castle International Corp.
05/24/11
Elect Directors
M
With
For
Eagle Capital Appreciation Fund
228227104
CCI
Crown Castle International Corp.
05/24/11
Ratify Auditors
M
With
For
Eagle Capital Appreciation Fund
228227104
CCI
Crown Castle International Corp.
05/24/11
Advisory Vote to Ratify Named Executive Officers' Compensation
M
With
For
Eagle Capital Appreciation Fund
228227104
CCI
Crown Castle International Corp.
05/24/11
Adopt Majority Voting for Uncontested Election of Directors
M
With
For
Eagle Capital Appreciation Fund
228227104
CCI
Crown Castle International Corp.
05/24/11
Advisory Vote on Say on Pay Frequency
M
With
For / One Year
Eagle Capital Appreciation Fund
883556102
TMO
Thermo Fisher Scientific Inc.
05/25/11
Elect Directors
M
With
For
Eagle Capital Appreciation Fund
883556102
TMO
Thermo Fisher Scientific Inc.
05/25/11
Advisory Vote to Ratify Named Executive Officers' Compensation
M
With
For
Eagle Capital Appreciation Fund
883556102
TMO
Thermo Fisher Scientific Inc.
05/25/11
Advisory Vote on Say on Pay Frequency
M
With
For / Two Years
Eagle Capital Appreciation Fund
883556102
TMO
Thermo Fisher Scientific Inc.
05/25/11
Ratify Auditors
M
With
For
Eagle Capital Appreciation Fund
883556102
TMO
Thermo Fisher Scientific Inc.
05/25/11
Declassify the Board of Directors
S
Against
For
Eagle Capital Appreciation Fund
548661107
LOW
Lowe's Companies, Inc.
05/27/11
Elect Directors
M
With
For
Eagle Capital Appreciation Fund
548661107
LOW
Lowe's Companies, Inc.
05/27/11
Ratify Auditors
M
With
For
Eagle Capital Appreciation Fund
548661107
LOW
Lowe's Companies, Inc.
05/27/11
Advisory Vote to Ratify Named Executive Officers' Compensation
M
With
For
Eagle Capital Appreciation Fund
548661107
LOW
Lowe's Companies, Inc.
05/27/11
Advisory Vote on Say on Pay Frequency
M
With
For / One Year
Eagle Capital Appreciation Fund
548661107
LOW
Lowe's Companies, Inc.
05/27/11
Approve Executive Incentive Bonus Plan
M
With
For
Eagle Capital Appreciation Fund
548661107
LOW
Lowe's Companies, Inc.
05/27/11
Submit Severance Agreement (Change-in-Control) to Shareholder Vote
S
Against
For
Eagle Capital Appreciation Fund
548661107
LOW
Lowe's Companies, Inc.
05/27/11
Include Sustainability as a Performance Measure for Senior Executive Compensation
S
With
Against
Eagle Capital Appreciation Fund
548661107
LOW
Lowe's Companies, Inc.
05/27/11
Report on Political Contributions
S
With
Against
Eagle Capital Appreciation Fund
38259P508
GOOG
Google Inc.
06/02/11
Elect Directors
M
With
For
Eagle Capital Appreciation Fund
38259P508
GOOG
Google Inc.
06/02/11
Ratify Auditors
M
With
For
Eagle Capital Appreciation Fund
38259P508
GOOG
Google Inc.
06/02/11
Amend Omnibus Stock Plan
M
Against
Against
Eagle Capital Appreciation Fund
38259P508
GOOG
Google Inc.
06/02/11
Advisory Vote to Ratify Named Executive Officers' Compensation
M
With
For
Eagle Capital Appreciation Fund
38259P508
GOOG
Google Inc.
06/02/11
Advisory Vote on Say on Pay Frequency
M
With
For / Three Years
Eagle Capital Appreciation Fund
38259P508
GOOG
Google Inc.
06/02/11
Amend Bylaws to Establish a Board Committee on Environmental Sustainability
S
With
Against
Eagle Capital Appreciation Fund
38259P508
GOOG
Google Inc.
06/02/11
Reduce Supermajority Vote Requirement
S
With
Against
Eagle Capital Appreciation Fund
38259P508
GOOG
Google Inc.
06/02/11
Report on Code of Conduct Compliance
S
With
Against
Eagle Capital Appreciation Fund
57636Q104
MA
MasterCard Incorporated
06/07/11
Elect Directors
M
With
For
Eagle Capital Appreciation Fund
57636Q104
MA
MasterCard Incorporated
06/07/11
Advisory Vote to Ratify Named Executive Officers' Compensation
M
With
For
Eagle Capital Appreciation Fund
57636Q104
MA
MasterCard Incorporated
06/07/11
Advisory Vote on Say on Pay Frequency
M
With
For / One Year
Eagle Capital Appreciation Fund
57636Q104
MA
MasterCard Incorporated
06/07/11
Ratify Auditors
M
With
For
Eagle Capital Appreciation Fund
855030102
SPLS
Staples, Inc.
06/07/11
Elect Directors
M
With
For
Eagle Capital Appreciation Fund
855030102
SPLS
Staples, Inc.
06/07/11
Ratify Auditors
M
With
For
Eagle Capital Appreciation Fund
855030102
SPLS
Staples, Inc.
06/07/11
Advisory Vote to Ratify Named Executive Officers' Compensation
M
With
For
Eagle Capital Appreciation Fund
855030102
SPLS
Staples, Inc.
06/07/11
Advisory Vote on Say on Pay Frequency
M
With
For / One Year
Eagle Capital Appreciation Fund
855030102
SPLS
Staples, Inc.
06/07/11
Provide Right to Act by Written Consent
S
With
Against
Eagle Capital Appreciation Fund
12572Q105
CME
CME Group Inc.
06/08/11
Elect Directors
M
With
For
Eagle Capital Appreciation Fund
12572Q105
CME
CME Group Inc.
06/08/11
Ratify Auditors
M
With
For
Eagle Capital Appreciation Fund
12572Q105
CME
CME Group Inc.
06/08/11
Advisory Vote to Ratify Named Executive Officers' Compensation
M
With
For
Eagle Capital Appreciation Fund
12572Q105
CME
CME Group Inc.
06/08/11
Advisory Vote on Say on Pay Frequency
M
With
For / One Year
Eagle Capital Appreciation Fund
25179M103
DVN
Devon Energy Corporation
06/08/11
Elect Directors
M
With
For
Eagle Capital Appreciation Fund
25179M103
DVN
Devon Energy Corporation
06/08/11
Advisory Vote to Ratify Named Executive Officers' Compensation
M
With
For
Eagle Capital Appreciation Fund
25179M103
DVN
Devon Energy Corporation
06/08/11
Advisory Vote on Say on Pay Frequency
M
With
For / One Year
 
 
 

 
 
Eagle Capital Appreciation Fund
25179M103
DVN
Devon Energy Corporation
06/08/11
Reduce Supermajority Vote Requirement
M
With
For
Eagle Capital Appreciation Fund
25179M103
DVN
Devon Energy Corporation
06/08/11
Amend Certificate of Incorporation
M
With
For
Eagle Capital Appreciation Fund
25179M103
DVN
Devon Energy Corporation
06/08/11
Ratify Auditors
M
With
For
Eagle Capital Appreciation Fund
25179M103
DVN
Devon Energy Corporation
06/08/11
Provide Right to Act by Written Consent
S
Against
For
Eagle Capital Appreciation Fund
29444U502
EQIX
Equinix, Inc.
06/09/11
Elect Directors
M
With
For
Eagle Capital Appreciation Fund
29444U502
EQIX
Equinix, Inc.
06/09/11
Ratify Auditors
M
With
For
Eagle Capital Appreciation Fund
29444U502
EQIX
Equinix, Inc.
06/09/11
Advisory Vote to Ratify Named Executive Officers' Compensation
M
With
For
Eagle Capital Appreciation Fund
29444U502
EQIX
Equinix, Inc.
06/09/11
Advisory Vote on Say on Pay Frequency
M
With
For / One Year
Eagle Capital Appreciation Fund
29444U502
EQIX
Equinix, Inc.
06/09/11
Reduce Supermajority Vote Requirement for Amendments to the Certificate of Incorporation
M
With
For
Eagle Capital Appreciation Fund
29444U502
EQIX
Equinix, Inc.
06/09/11
Reduce Supermajority Vote Requirement Relating to Removal of Directors
M
With
For
Eagle Capital Appreciation Fund
29444U502
EQIX
Equinix, Inc.
06/09/11
Reduce Supermajority Vote Requirement for Amendments to the By-laws
M
With
For

 
 

 



SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


Eagle Capital Appreciation Fund


By: /s/ Susan L. Walzer                 
Susan L. Walzer
Principal Executive Officer


Date: August 19, 2011