4 1 essigform44203.htm MARK G. ESSIG FORM 4 APRIL 2, 2003 content="text/html; charset=iso-8859-1"> Mark G. Essig Form 4 (April 2003)
FORM 4

STATEMENT OF

CHANGES IN BENEFICIAL OWNERSHIP


    Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).


1.     Name and Address of Reporting Person*

(Last) Essig
(First) Mark
(Middle) G.
(Street) 15415 Shelbyville Road
(City) Louisville
(State) Kentucky
(Zip) 40245

2.     Issuer Name and Ticker or Trading Symbol

(Issuer Name) Steel Technologies Inc.
(Ticker or Trading Symbol) STTX

3.     I.R.S. Identification Number of Reporting Person, if an entity (voluntary)

(I.D. Number) ###-##-####

4.     Statement for Month/Day/Year

(Month/Day) April 2
(Year) 2003

5.     If Amendment, Date of Original (Month/Day/Year)

(Month/Day)  
(Year)  

6.     Relationship of Reporting Person(s) to Issuer (Check all applicable)
X

X (Director)
  (Officer, give title below)
   
  (10% Owner)
  (Other, specify below)
   

7.     Individual or Joint/Group Filing (Check Applicable Line)
X

X Form filed by One Reporting Person
  Form filed by More than One Reporting Person

 

Table I – Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

 

1.Title of Security
(Instr. 3)
2.Transaction Date
(Month/
Day/Year)
2A. Deemed Execution Date, if any (Month/
Day/Year)
3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or
Disposed of ( D)
(Instr. 3, 4, and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 & 4)
6. Owner-ship Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

V

Amount

(A) or (D)

Price

Common Stock

4/2/03

 

P

 

1400

(A)

$9.19

     

Common Stock

4/2/03

 

P

 

1100

(A)

$9.20

     

Common Stock

4/2/03

 

P

 

8

(A)

$9.24

     

Common Stock

4/2/03

 

P

 

600

(A)

$9.25

     

Common Stock

4/2/03

 

P

 

200

(A)

$9.27

     

Common Stock

4/2/03

 

P

 

100

(A)

$9.28

     

Common Stock

4/2/03

 

P

 

300

(A)

$9.30

     

Common Stock

4/2/03

 

P

 

4,292

(A)

$9.44

8,158

(D)

 

 

Table II – Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g., puts, calls, warrants, options, convertible securities)

 

1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/
Year)
3A. Deemed Execution Date, if any (Month/Day/
Year)
4. Transaction Code (Instr.8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Securities: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)

Code

V

(A)

(D)

Date
Exercisable

Expiration
Date

Title

Amount or Number of Shares

                               
                               
                               
                               

Explanation of Responses:

 

 

/S/ Mark G. Essig

 

4/3/03

 

**Signature of Reporting Person

 

Date

       
 

Mark G. Essig

   

 

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a.).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.