0001104659-17-072781.txt : 20171211
0001104659-17-072781.hdr.sgml : 20171211
20171211190815
ACCESSION NUMBER: 0001104659-17-072781
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171026
FILED AS OF DATE: 20171211
DATE AS OF CHANGE: 20171211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Khosla Victor
CENTRAL INDEX KEY: 0001473996
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13283
FILM NUMBER: 171250645
MAIL ADDRESS:
STREET 1: 100 WEST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SVP Special Situations III-A LLC
CENTRAL INDEX KEY: 0001614275
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13283
FILM NUMBER: 171250646
BUSINESS ADDRESS:
STREET 1: 100 WEST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-618-3500
MAIL ADDRESS:
STREET 1: 100 WEST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SVP Special Situations III LLC
CENTRAL INDEX KEY: 0001614274
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13283
FILM NUMBER: 171250647
BUSINESS ADDRESS:
STREET 1: 100 WEST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-618-3500
MAIL ADDRESS:
STREET 1: 100 WEST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Strategic Value Partners, LLC
CENTRAL INDEX KEY: 0001301912
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13283
FILM NUMBER: 171250648
BUSINESS ADDRESS:
STREET 1: 100 WEST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: (203) 618-3500
MAIL ADDRESS:
STREET 1: 100 WEST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PENN VIRGINIA CORP
CENTRAL INDEX KEY: 0000077159
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 231184320
STATE OF INCORPORATION: VA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 14701 ST. MARY'S LANE
STREET 2: SUITE 275
CITY: HOUSTON
STATE: TX
ZIP: 77079
BUSINESS PHONE: 7137226500
MAIL ADDRESS:
STREET 1: 14701 ST. MARY'S LANE
STREET 2: SUITE 275
CITY: HOUSTON
STATE: TX
ZIP: 77079
FORMER COMPANY:
FORMER CONFORMED NAME: VIRGINIA COAL & IRON CO
DATE OF NAME CHANGE: 19670501
4
1
a4.xml
4
X0306
4
2017-10-26
0
0000077159
PENN VIRGINIA CORP
PVAC
0001301912
Strategic Value Partners, LLC
100 WEST PUTNAM AVENUE
GREENWICH
CT
06830
0
0
1
0
0001614274
SVP Special Situations III LLC
100 WEST PUTNAM AVENUE
GREENWICH
CT
06830
0
0
1
0
0001614275
SVP Special Situations III-A LLC
100 WEST PUTNAM AVENUE
GREENWICH
CT
06830
0
0
1
0
0001473996
Khosla Victor
100 WEST PUTNAM AVENUE
GREENWICH
CT
06830
0
0
1
0
Common Stock
2017-10-26
4
J
0
4651
A
707252
I
See footnotes
Common Stock
2017-10-26
4
J
0
10882
A
718134
I
See footnotes
Common Stock
2017-10-26
4
J
0
7222
A
618793
I
See footnotes
Common Stock
2017-10-26
4
J
0
6569
A
625362
I
See footnotes
Common Stock
2017-10-26
4
J
0
2349
A
188829
I
See footnotes
Common Stock
2017-10-26
4
J
0
1855
A
190684
I
See footnotes
The reported shares were held in escrow in connection with the Issuer's Joint Plan of Reorganization confirmed by the United States Bankruptcy Court for the Eastern District of Virginia on August 11, 2016. The reported shares were released from escrow on October 26, 2017.
The reported securities are held directly by Strategic Value Master Fund, Ltd., Strategic Value Special Situations Master Fund III, L.P. and Strategic Value Opportunities Fund, L.P. (together, the "Funds"), and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations III and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.
The filing of this Form 4 shall not be construed as an admission that the Reporting Persons or the Funds are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owners of any of the shares of common stock, of Penn Virginia Corporation (the "Issuer"). The Reporting Persons and the Funds disclaim such beneficial ownership, except to the extent of their pecuniary interest.
Held directly by Strategic Value Master Fund, Ltd., a Cayman Islands exempted company. Strategic Value Partners is the investment manager of, and exercises investment discretion over Strategic Value Master Fund, Ltd.. Strategic Value Partners is indirectly majority owned and controlled by Mr. Khosla.
Held directly by Strategic Value Special Situations Master Fund III, L.P., a Cayman Islands exempted limited partnership. Special Situations III is the investment manager of, and exercises investment discretion over Strategic Value Special Situations Master Fund III, L.P. Strategic Value Partners is the managing member of Special Situations III. Strategic Value Partners and Special Situations III are both indirectly majority owned and controlled by Mr. Khosla.
Held directly by Strategic Value Opportunities Fund, L.P., a Cayman Islands exempted limited partnership. Special Situations III-A is the investment manager of, and exercises investment discretion over Strategic Value Opportunities Fund, L.P. Strategic Value Partners is the managing member of Special Situations III-A. Strategic Value Partners and Special Situations III-A are both indirectly majority owned and controlled by Mr. Khosla.
/s/ James Dougherty, as Fund Chief Financial Officer of Strategic Value Partners, LLC
2017-12-11
/s/ James Dougherty, as Fund Chief Financial Officer of SVP Special Situations III LLC
2017-12-11
/s/ James Dougherty, as Fund Chief Financial Officer of SVP Special Situations III-A LLC
2017-12-11
/s/ Victor Khosla
2017-12-11