-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UWKnFEDNpeO8JEdCdKD9MX6QpZf/T1bQgPiBqpYnBeeP/FtH8G/otoaWGYYJc66P suJIhHQAJ5RcahrulgcbEw== /in/edgar/work/20000607/0001044296-00-000002/0001044296-00-000002.txt : 20000919 0001044296-00-000002.hdr.sgml : 20000919 ACCESSION NUMBER: 0001044296-00-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000531 FILED AS OF DATE: 20000607 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PENN VIRGINIA CORP CENTRAL INDEX KEY: 0000077159 STANDARD INDUSTRIAL CLASSIFICATION: [1311 ] IRS NUMBER: 231184320 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-13283 FILM NUMBER: 650466 BUSINESS ADDRESS: STREET 1: 100 MATSONFORD ROAD SUITE 200 STREET 2: ONE RADNOR CORPORATE CENTER CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 6106878900 MAIL ADDRESS: STREET 1: 800 BELLEVUE 200 S BROAD ST CITY: PHILADELPHIA STATE: PA ZIP: 19102 FORMER COMPANY: FORMER CONFORMED NAME: VIRGINIA COAL & IRON CO DATE OF NAME CHANGE: 19670501 COMPANY DATA: COMPANY CONFORMED NAME: DEARLOVE A JAMES CENTRAL INDEX KEY: 0001044296 STANDARD INDUSTRIAL CLASSIFICATION: [ ]OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: PENN VIRGINIA CORP STREET 2: 1 RADNOR CORP CTR STE 200/100 MATSONFORD CITY: PLYMOUTH MEETING STATE: PA ZIP: 19462 BUSINESS PHONE: 6108346301 MAIL ADDRESS: STREET 1: PENN VA CORP STREET 2: ONE RADNOR CORP CT STE 200 100 MATSONFOR CITY: RADNOR STATE: PA ZIP: 19087 4 1 0001.txt FORM 4 / / Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See instruction 1(b). U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person Dearlove A. James - ------------------------------------------------------- (Last) (First) (Middle) Penn Virginia Corporation One Radnor Corporate Center, Suite 200 100 Matsonford Road - ------------------------------------------------------- (Street) Radnor PA 19087 - ------------------------------------------------------- (City) (State) (Zip) 2. Issuer Name and Ticker or Trading Symbol PENN VIRGINIA CORPORATION (PVA) 3. Statement for Month/Year May 2000 4. If Amendment, Date of Original (Month/Year) 5. Relationship of Reporting Person to Issuer (Check if applicable) __X___ Director _____ 10% Owner __X__ Officer (Give title below) _____ Other (specify below) President and Chief Executive Officer ------------------------------------------ 6. Individual or Joint/Group Filing (Check applicable line) __X_ Form filed by one Reporting Person ____ Form filed by more than one Reporting Person Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
3. Transaction 2. Transaction Code Date ----------- 1. Title of Security (Mo/Day/Yr) Code V - ----------------------------- -------------- ---- --- Common Stock, $6.25 par value 05/25/00 M Common Stock, $6.25 par value 05/25/00 S Common Stock, $6.25 par value 05/25/00 S Common Stock, $6.25 par value 05/31/00 M Common Stock, $6.25 par value 05/31/00 S 4. Securities Acquired (A) or Disposed of (D) --------------------------- (A) or 1. Title of Security Amount (D) Price - ----------------------------------- ------ ------- -------- Common Stock, $6.25 par value 1500 A $16.125 Common Stock, $6.25 par value 1000 D $22.375 Common Stock, $6.25 par value 500 D $22.00 Common Stock, $6.25 par value 38500 A $16.125 Common Stock, $6.25 par value 38500 D $19.6875 6. Ownership 5. Amount of Form Securities Direct Beneficially (D) or owned at Indirect 1. Title of Security End of Month (I) - ----------------------------------- ------------ --------- Common Stock, $6.25 par value D Common Stock, $6.25 par value D Common Stock, $6.25 par value D Common Stock, $6.25 par value D Common Stock, $6.25 par value 11,910 D 7. Nature of Indirect Beneficial 1. Title of Security Ownership - ----------------------------------- ---------- Common Stock, $6.25 par value
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
2. Conversion or Exercise Price 3. Transaction 1. Title of Derivative of Derivative Date Security Security (Mo/Day/Yr) - ----------------------------- ------------------ ------------ Non-Qualified Stock Options $16.125 05/25/00 Non-Qualified Stock Options $17.375 02/08/00 Non-Qualified Stock Options $16.625 01/04/00 Non-Qualified Stock Options $16.125 05/31/00 5. Number of Derivatives Securities Acquired (A) or 4. Transaction Disposed Code (D) of 1. Title of Derivative ------------------ ----------- Security Code V (A) (D) - ----------------------------- --------- ------ ----- ----- Non-Qualified Stock Options A 1,500 Non-Qualified Stock Options A V 13,000 Non-Qualified Stock Options A V 200 Non-Qualified Stock Options A 38,500 6. Date Exer- cisable and 7. Title and Expiration Amount of Date Underlying (Mo/Day/Yr) Securities ------------------ ----------------- Date Expira- Amount or 1. Title of Derivative Exer- tion Number of Security cisable Date Title Securities - ------------------------ ------- -------- ----- ---------- Non-Qualified Stock Options 02/08/96 02/07/05 Common 1,500 Stock $6.25 par value Non-Qualified Stock Options 02/08/01 02/07/10 Common 13,000 Stock $6.25 par value Non-Qualified Stock Options 01/04/01 01/03/10 Common 200 Stock $6.25 par value Non-Qualified Stock Options 02/08/96 02/07/05 Common 38,500 Stock $6.25 par value 9. Number of Derivative Securities Beneficially 8. Price of Owned at 1. Title of Derivative Derivative End of Security Security Month - ----------------------------- ------------------ ------------ Non-Qualified Stock Options Non-Qualified Stock Options Non-Qualified Stock Options Non-Qualified Stock Options 201,800 10. Ownership Form of Derivative Security 11. Nature of Direct (D) Indirect 1. Title of Derivative or Indirect Beneficial Security (I) Ownership - ----------------------------- ------------------ ----------- Non-Qualified Stock Options D Non-Qualified Stock Options D Non-Qualified Stock Options D Non-Qualified Stock Options D
Explanation of Responses. Intentional misstatements or omissions of facts constitute Federal Criminal Violations. A. James Dearlove June 7, 2000 - ----------------------------- ---------------- Signature of Reporting Person Date By: /s/ Nancy M. Snyder - ----------------------------- Nancy M. Snyder Esquire Corporate Secretary Authorized Signer -----END PRIVACY-ENHANCED MESSAGE-----