-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GIpNw5ccFrr3lfqxgXESFxpn5p8CVJVfY5A3X9F4QEssJ0CGlxt8rJthIcVKFBEv ZCUhG31Evr6Cl7UkgpOxvg== 0001044285-97-000005.txt : 19971105 0001044285-97-000005.hdr.sgml : 19971105 ACCESSION NUMBER: 0001044285-97-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 19971031 FILED AS OF DATE: 19971104 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PENN VIRGINIA CORP CENTRAL INDEX KEY: 0000077159 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 231184320 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-00753 FILM NUMBER: 97707318 BUSINESS ADDRESS: STREET 1: 100 MATSONFORD ROAD SUITE 200 STREET 2: ONE RADNOR CORPORATE CENTER CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 6106878900 MAIL ADDRESS: STREET 1: 800 BELLEVUE 200 S BROAD ST CITY: PHILADELPHIA STATE: PA ZIP: 19102 FORMER COMPANY: FORMER CONFORMED NAME: VIRGINIA COAL & IRON CO DATE OF NAME CHANGE: 19670501 COMPANY DATA: COMPANY CONFORMED NAME: THOLEN STEVEN W CENTRAL INDEX KEY: 0001044285 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: PENN VIRGINIA CORP STREET 2: ONE RADNOR CORP CTR SUITE 200 100 MATSON CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 4094474111 MAIL ADDRESS: STREET 1: ONE RADNOR CORP CTRE STE 200 STREET 2: 100 MATSONFORD RD CITY: RADNOR STATE: PA ZIP: 19087 4 1 INITIAL FORM 4 FILING FORM 4 / / Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See instruction 1(b). U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person Tholen Steven W. - ------------------------------------------------------- (Last) (First) (Middle) One Radnor Corporate Center, Suite 200 100 Matsonford Road - ------------------------------------------------------- (Street) Radnor PA 19087 - ------------------------------------------------------- (City) (State) (Zip) 2. Issuer Name and Ticker or Trading Symbol PENN VIRGINIA CORPORATION (PVA) 3. Statement for Month/Year October 1997 4. If Amendment, Date of Original (Month/Year) 5. Relationship of Reporting Person to Issuer (Check if applicable) _____ Director _____ 10% Owner __X__ Officer (Give title below) _____ Other (specify below) Vice President and Chief Financial Officer ------------------------------------------ 6. Individual or Joint/Group Filing (Check applicable line) __X_ Form filed by one Reporting Person ____ Form filed by more than one Reporting Person Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
3. Transaction 2. Transaction Code Date ----------- 1. Title of Security (Mo/Day/Yr) Code V - ----------------------------- -------------- ---- --- common stock $6.25 par value 10/24/97 P 4. Securities Acquired (A) or Disposed of (D) --------------------------- (A) or 1. Title of Security Amount (D) Price - ----------------------------------- ------ ------- -------- common stock $6.25 par value 300 A $28.25 6. Ownership 5. Amount of Form Securities Direct Beneficially (D) or owned at Indirect 1. Title of Security End of Month (I) - ----------------------------------- ------------ --------- common stock $6.25 par value 20,300(1) D 7. Nature of Indirect Beneficial 1. Title of Security Ownership - ----------------------------------- ---------- common stock $6.25 par value Not applicable
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
2. Conversion or Exercise Price 3. Transaction 1. Title of Derivative of Derivative Date Security Security (Mo/Day/Yr) - ----------------------------- ------------------ ------------ NONE 5. Number of Derivatives Securities Acquired (A) or 4. Transaction Disposed Code (D) of 1. Title of Derivative ------------------ ----------- Security Code V (A) (D) - ----------------------------- --------- ------ ----- ----- NONE 6. Date Exer- ciasable and 7. Title and Expiration Amount of Date Underlying (Mo/Day/Yr) Securities ------------------ ----------------- Date Expira- Amount or 1. Title of Derivative Exer- tion Number of Security cisable Date Title Securities - ------------------------ ------- -------- ----- ---------- NONE 9. Number of Derivative Securities Beneficially 8. Price of Owned at 1. Title of Derivative Derivative End of Security Security Month - ----------------------------- ------------------ ------------ NONE 10. Ownership Form of Derivative Security 11. Nature of Direct (D) Indirect 1. Title of Derivative of Indirect Beneficial Security (I) Ownership - ----------------------------- ------------------ ----------- NONE
Explanation of Responses. (1) On August 15, 1997, the common stock of Penn Virginia Corporation split 2-for-1 resulting in the reporting person's acquisition of 10,000 additional shares of common stock. Intentional misstatements or omissions of facts constitute Federal Criminal Violations. Steven W. Tholen November 4, 1997 - ----------------------------- ---------------- Signature of Reporting Person Date By: /s/ Nancy M. Snyder, Esquire ---------------------------- Nancy M. Snyder, Esquire Corporate Secretary Authorized Signer EX-24 2 LIMITED POWER OF ATTORNEY ------------------------- KNOW ALL MEN BY THESE PRESENTS, that the undersigned individual, Steven W. Tholen, does hereby appoint Nancy M. Snyder as his true and lawful attorney to execute and deliver for him and in his name all Forms 3, 4 and 5 filed on behalf of the undersigned pursuant to Section 16 of the Securities Exchange Act of 1934. The undersigned hereby ratifies and confirms all that said attorney shall do by virtue of the powers granted hereby. The undersigned does hereby indemnify such attorney, and holds such attorney harmless, from all claims which may be made against the undersigned as a result of her serving as the undersigned's attorney except to the extent that such claims result from her willful misconduct. This Power of Attorney shall terminate immediately upon the undersigned's written revocation hereof. IN WITNESS WHEREOF, and intending to be legally bound, the undersigned has executed and delivered this Power of Attorney this 27th day of October, 1997. /s/ Steve W. Tholen ------------------------- Steve W. Tholen EX-99 3 October 27, 1997 VIA EDGAR - --------- Securities and Exchange Commission 450 5th Street, N.W. Washington, D.C. 20549 Gentlemen: I hereby revoke authorization for Beverly Cole McGuire to act as my agent for matters of signing and filing Forms 3, 4 and 5 effective immediately. Sincerely, /s/ Steven W. Tholen ------------------------- Steven W. Tholen Vice President and Chief Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----