0000899243-21-003228.txt : 20210125 0000899243-21-003228.hdr.sgml : 20210125 20210125215453 ACCESSION NUMBER: 0000899243-21-003228 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210115 FILED AS OF DATE: 20210125 DATE AS OF CHANGE: 20210125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Juniper Capital II GP, L.P. CENTRAL INDEX KEY: 0001839104 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13283 FILM NUMBER: 21551560 BUSINESS ADDRESS: STREET 1: 2727 ALLEN PARKWAY STREET 2: SUITE 1850 CITY: HOUSTON STATE: TX ZIP: 77019 BUSINESS PHONE: 7133354700 MAIL ADDRESS: STREET 1: 2727 ALLEN PARKWAY STREET 2: SUITE 1850 CITY: HOUSTON STATE: TX ZIP: 77019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENN VIRGINIA CORP CENTRAL INDEX KEY: 0000077159 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 231184320 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 16285 PARK TEN PLACE STREET 2: SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77084 BUSINESS PHONE: 7137226500 MAIL ADDRESS: STREET 1: 16285 PARK TEN PLACE STREET 2: SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77084 FORMER COMPANY: FORMER CONFORMED NAME: VIRGINIA COAL & IRON CO DATE OF NAME CHANGE: 19670501 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2021-01-15 0 0000077159 PENN VIRGINIA CORP PVAC 0001839104 Juniper Capital II GP, L.P. 2727 ALLEN PARKWAY, SUITE 1850 HOUSTON TX 77019 0 0 1 0 Series A Preferred Stock 2021-07-14 Common Stock 17142857 I See footnote JSTX Holdings LLC, a Delaware limited liability company ("JSTX"), was issued 171,428.57 shares of Series A Preferred Stock of the Issuer ("Series A Preferred Stock") and 17,142,857 Common Units ("Common Units") of PV Energy Holdings, L.P., a Delaware limited partnership and subsidiary of the Issuer (the "Partnership"), on January 15, 2021. JSTX may elect to have each Common Unit, together with 1/100th of a share of Series A Preferred Stock, held by it, redeemed at any time on or after July 14, 2021 for, at the Partnership's option, either (a) one share of common stock, par value $0.01, of the Issuer ("Common Stock") or (b) a cash payment equal to the average of the volume-weighted closing price of one share of Common Stock for the five trading days prior to the date JSTX delivers a notice of redemption for each Common Unit and 1/100th of a share of Series A Preferred Stock redeemed (subject to customary adjustments, including for stock splits, stock dividends and reclassifications). The Reporting Person is the sole general partner of each of Juniper Capital III, L.P. a Delaware limited partnership ("Fund III"), and Juniper Phoenix Partners, L.P., a Delaware limited partnership ("Phoenix"). JSTX is wholly owned by Fund III and Phoenix. The Reporting Person disclaims beneficial ownership in the securities except to the extent of its pecuniary interest therein. Represents the total number of shares of Common Stock underlying the shares of Series A Preferred Stock and Common Units issued to JSTX. N/A /s/ Edward Geiser, Authorized Signatory of the Reporting Person 2021-01-25