0000899243-18-031105.txt : 20181214
0000899243-18-031105.hdr.sgml : 20181214
20181214170110
ACCESSION NUMBER: 0000899243-18-031105
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180118
FILED AS OF DATE: 20181214
DATE AS OF CHANGE: 20181214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KLS Diversified Asset Management LP
CENTRAL INDEX KEY: 0001616051
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13283
FILM NUMBER: 181236255
BUSINESS ADDRESS:
STREET 1: 452 FIFTH AVENUE
STREET 2: 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: 212-905-0867
MAIL ADDRESS:
STREET 1: 452 FIFTH AVENUE
STREET 2: 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PENN VIRGINIA CORP
CENTRAL INDEX KEY: 0000077159
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 231184320
STATE OF INCORPORATION: VA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 16285 PARK TEN PLACE
STREET 2: SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77084
BUSINESS PHONE: 7137226500
MAIL ADDRESS:
STREET 1: 16285 PARK TEN PLACE
STREET 2: SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77084
FORMER COMPANY:
FORMER CONFORMED NAME: VIRGINIA COAL & IRON CO
DATE OF NAME CHANGE: 19670501
3/A
1
doc3a.xml
FORM 3/A SUBMISSION
X0206
3/A
2018-01-18
2018-01-29
0
0000077159
PENN VIRGINIA CORP
PVAC
0001616051
KLS Diversified Asset Management LP
452 FIFTH AVENUE, 22ND FLOOR
NEW YORK
NY
10018
1
0
0
0
Common Stock
1169042
D
KLS is the investment manager of KLS Diversified Master Fund L.P., which is the direct owner of 1,169,042 shares of Common Stock, par value $0.01 per share (the "Common Stock"), of the Issuer.
KLS previously filed a Form 3 with the Securities and Exchange Commission on January 29, 2018, reporting its ownership of 1,163,554 shares of Common Stock. The Issuer distributed an additional 5,488 shares to KLS on December 12, 2018 pursuant to the Second Amended Joint Chapter 11 Plan of Reorganization of the Issuer and its Debtor Affiliates (Docket No. 501), which was confirmed by the United States Bankruptcy Court for the Eastern District of Virginia on August 11, 2016 (the "Plan"). Pursuant to the Plan, such shares shall be deemed distributed as of September 12, 2016 regardless of the date on which they are actually distributed. Each of the Forms 4 filed by KLS on May 16, 2018 and May 23, 2018 accurately reported the transactions giving rise to the filing of such Forms 4, but the aggregate amount of Common Stock owned by KLS was underreported on those Forms 4 by 5,488 shares.
Michael Hanna, a Portfolio Manager at KLS Diversified Asset Management LP ("KLS"), serves as a member of the board of directors of Penn Virginia Corporation (the "Issuer") as the representative of KLS. In connection therewith, KLS may be deemed to be a director by deputization of the Issuer solely for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended. As a result, KLS is listed as a "Reporting Person" in Item 1 and the "Director" box is marked in Item 4 of this Form 3.
KLS Diversified Asset Management LP, By: /s/ Joseph Schneider, Chief Compliance Officer
2018-12-14